AB(AllianceBernstein L.P)
Contact: Wendy Brodkin, Vice-president/ Managing Director, Canada
Address: BCE Place 161 Bay St. 27th floor, Toronto, ON, M5J 2S1
Phone: 416-572-2534
Fax: 212-756-4405
Email: wendy.brodkin@alliancebernstein.com
Website: www.alliancebernstein.com
Management Style: Yield Curve, Credit, Structured Products, Index, Quantitative
Other Management Style: Multi-Asset
Passive Management Indicies: Not Applicable
Ownership: Principals -65.30%, Public -26.40%, Third Party -8.30% AllianceBernstein Directors, Officers and employees
Professional Staff: 117 Established: 1971
Performance Presentation Standards AllianceBernstein Institutional Investments and AllianceBernstein Investments (collectively, the “Firm”) have designed their processes and procedures to calculate and present performance results in compliance with Global Investment Performance Standards (GIPS).
Minimum Investment
Pooled: Minimum Investment varies by strategy Separate: Minimum Investment varies by strategy
ACM ADVISORS LTD.
Contact: Chad Mallow, President
Address: 210 - 1140 Homer St., Vancouver, BC, V6B 2X6
Phone: 604-661-0671
Fax: 604-682-3265
Email: cmallow@acma.ca
Website: www.acma.ca
Management Style: Credit
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 12 Established: 1993
Minimum Investment
Pooled: $150,000
Addenda Capital Inc.
Contact: Michel Jalbert, Executive Vice-president, Business Development & Client Partnerships
Address: 800, René-Lévesque Blvd. W., Montréal, QC, H3B 1X9
Phone: 514-287-7373
Fax: 514-287-7200
Email: m.jalbert@addendacapital.com
Website: www.addendacapital.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized
Passive Management Indicies: FTSE TMX Canada Long Term Provincial Bond & Customized Hybrid Benchmarks
Ownership: Principals -, Public -, Third Party - Co-operators Financial Services Limited - 92.16%; Current and former employees - 7.84%
Professional Staff: 37 Established: 1985
Performance Presentation Standards Addenda Capital Inc. claims compliance with the Global Investment Performance Standards (GIPS®). Addenda Capital Inc. has been independently verified for the periods from January 1, 2007 through December 31, 2018. The verification report is available upon request. Verification assesses whether (1) Addenda Capital Inc. has complied with all the composite construction requirements of the GIPS® standards on a firm-wide basis and (2) the firm’s policies and procedures are designed to calculate and present performance in compliance with the GIPS® standards. Verification does not ensure the accuracy of any specific composite presentation.
Minimum Investment
Pooled: $5M Separate: $20M
AlphaFixe Capital
Contact: Stéphane Corriveau, President
Address: 1800 McGill College Ave., Ste. 2420, Montreal, QC, H3A 3J6
Phone: 514-861-3493
Fax:
Email: s.corriveau@alphafixe.com
Website: www.alphafixe.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Ownership: Principals -100% Employee owned, Public -, Third Party -
Professional Staff: 15 Established: 2008
Minimum Investment
Aviva Investors
Contact: Rahul Khasgiwale, Investment Director, Americas
Address: 100 King St., Toronto, ON, M5X 2A2
Phone: 416-360-2766
Fax:
Email: Rahul.khasgiwale@avivainvestors.com
Website: avivainvestors.com
Management Style: Credit
Passive Management Indicies: No.
Ownership: Principals -, Public -, Third Party -100 Wholly owned subsidiary of Aviva plc.
Professional Staff: 54 Established: 1971
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $500,000 Separate: N/A
AXA Investment Managers
Contact: Yves Michel, Head of Sales - CANADA
Address: Tour Majunga, 6 place de la Pyramide, PARIS LA DEFENSE, FR, 92908
Phone: 203-278-6199
Fax:
Email: yves.michel@axa-im.com
Management Style: Yield Curve, Structured Products
Other Management Style: Fundamental
Passive Management Indicies: Not Applicable. AXA IM is an active manager.
Ownership: Principals -97.31% (AXA Group), Public -0%, Third Party -2.69% 2.69% = 2.48% held by mutual insurance companies and 0.21% by employees, in relation to a share-based compensation program. Data as of the end of December 2017.
Professional Staff: 126 Established: 1994
Performance Presentation Standards GIPS
Minimum Investment
Pooled: The minimum investment required varies between our different pooled funds and share classes. We would be happy to communicate you the minimum investment required for a specific pooled fund and a specific share class. Separate: $50M
Baker Gilmore & Associates Inc.
Contact: Brent Wilkins, Head of Institutional Sales
Address: 1800 McGill College Ave., Ste. 2310, Montreal, QC, H3A 3J6
Phone: 416-364-5396
Fax: 416-363-2089
Email: bwilkins@cclgroup.com
Management Style: Yield Curve, Credit, Immunized
Other Management Style: Value-driven approach over a long-term investment horizon; multiple, diversified strategies.
Ownership: Principals -50%, Public -, Third Party -50% Connor, Clark & Lunn Financial Group Ltd.
Professional Staff: 7 Established: 1988
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $5M Separate: $10M
Barings
Contact: Michael Annis, Managing Director
Address: Brookfield Place, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1
Phone: 416-572-2400
Fax:
Email: michael.annis@barings.com
Management Style: Yield Curve, Credit
Other Management Style: Duration
Ownership: Principals -, Public -, Third Party -100% Wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company
Professional Staff: 284 Established: 1940
Performance Presentation Standards GIPS
Minimum Investment
Pooled: Varies by product Separate: Varies by product
BMO Global Asset Management
Contact: Ross Kappele, Head of Distribution & Client Management
Address: 100 King St. W., Toronto, ON, M5X 1A1
Phone: 416-359-5217
Fax:
Email: ross.kappele@bmo.com
Website: www.bmo.ca/institutional
Management Style: Yield Curve, Credit, Structured Products, Index
Other Management Style: ESG
Passive Management Indicies: FTSE TMX Canada 20+ Strip Bond Index
Ownership: Principals -, Public -, Third Party -100% BMO Financial Group
Professional Staff: 5 Established: 1982
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $10M Separate: $100M
BNY Mellon Asset Management
Contact: Michael Parsons, Vice-president, Sales & Marketing
Address: 200 Wellington St. W., Ste. 305, Toronto, ON, M5V 3C7
Phone: 416-840-8019
Fax: 416-840-8030
Email: michael.parsons@bnymellon.com
Website: bnymellon.com
Management Style: Yield Curve, Credit, Index, Immunized, Quantitative
Ownership: Principals -, Public -100%, Third Party -
Professional Staff: Established:
Minimum Investment
BRANDES INVESTMENT PARTNERS
Contact: Tim Newburn, Director, Institutional Group
Address: 33 Yonge St., Ste. 300, Toronto, ON, M5E 1G4
Phone: 403-217-1331
Fax: 416-306-5750
Email: timothy.newburn@brandes.com
Management Style: Credit
Other Management Style: Bottom-Up Value approach aimed at finding mis-priced securities across sectors and industries.
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 4 Established: 1974
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $1M Separate: $10M
Brandywine Global Investment Management, LLC
Contact: Andrew Forsyth, Managing Director
Address: 1267 Cornwall Rd., Oakville, ON, L6J 7T5
Phone: 416-807-1800
Fax:
Other Management Style: Disciplined, active, value-driven, strategic approach to global bonds
Passive Management Indicies: Not applicable as the Firm does not use passive management.
Ownership: Principals -, Public -, Third Party -100% Legg Mason, Inc.
Professional Staff: 29 Established: 1986
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $500,000 Separate: $50M
Burgundy Asset Management Ltd.
Contact: Sylvie Methot, CFA, Vice-president
Address: 181 Bay St., Ste. 4510, Brookfield Place, Bay Wellington Tower, Toronto, ON, M5J 2T3
Phone: 416-869-6468
Fax: 416-869-9036
Email: smethot@burgundyasset.com
Website: www.burgundyasset.com
Management Style: Credit
Ownership: Principals -100%, Public -0%, Third Party -0%
Professional Staff: 4 Established: 1990
Performance Presentation Standards GIPS® (Global Investment Performance Standards) verified as of December 31, 2018.
Minimum Investment
Pooled: $5 million Separate: $10 million
CANSO INVESTMENT COUNSEL LTD.
Contact: Patrick McCalmont, Portfolio Manager
Address: 100 York Blvd., Ste. 550, Richmond Hill, ON, L4B 1J8
Phone: 905-881-8853
Fax: 905-881-1466
Email: clientservice@cansofunds.com
Website: www.cansofunds.com
Management Style: Credit
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 27 Established: 1997
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $10M Separate: $50M
Capital Group Canada
Contact: C. Jeff Cook, Senior Vice-president, Relationship Manager
Address: Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON, M5J 2T3
Phone: 844-421-6636
Fax: 213-486-9223
Email: CJEC@capgroup.com
Management Style: Yield Curve, Credit, Immunized
Other Management Style: Fundamental Research
Ownership: Principals -100, Public -, Third Party -
Professional Staff: 75 Established: 1931
Performance Presentation Standards GIPS
Minimum Investment
Pooled: 15 million Separate: 100 million
CI Institutional Asset Management
Contact: Kin Chin, Senior Vice-president
Address: 2 Queen St. E., 19th Floor, Toronto, ON, M5C 3G7
Phone: 416-681-1601
Fax: 416-681-8849
Email: kchin@ci.com
Management Style: Yield Curve, Credit, Structured Products
Ownership: Principals -8%, Public -92%, Third Party -
Professional Staff: 16 Established: 1965
Minimum Investment
Pooled: $1M Separate: $50M
CIBC Asset Management Inc.
Contact: Doug MacDonald, Managing Director & Global Head of Distribution
Address: 18 York St., Ste. 1400, Toronto, ON, M5J 2T8
Phone: 416-780-5739
Fax: 416-364-3286
Email: Doug.MacDonald@cibc.com
Website: www.cibcam-institutional.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Other Management Style: Multi-alpha
Passive Management Indicies: FTSE TMX Universe Bond Index, FTSE TMX Short-term Bond Index, FTSE TMX Long-term Bond Index, FTSE TMX Real Return Bond, Customized Liability Benchmark
Ownership: Principals -, Public -, Third Party -100% Member of the CIBC group of companies, wholly-owned by Canadian Imperial Bank of Commerce
Professional Staff: 24 Established: 1972
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $10M
Cidel Asset Management International
Contact: Catherine Jackman, CFA, Senior Institutional Director
Address: 60 Bloor St. W. - Ste. 900, Toronto, ON, M4W 3B8
Phone: 416-645-8733
Fax: 416-977-7650
Email: cjackman@cidel.com
Website: www.cidel.com
Management Style: Yield Curve, Credit, Index
Ownership: Principals -90%, Public -, Third Party -10% Cidel Bank and Trust
Professional Staff: 4 Established: 1959
Minimum Investment
Pooled: $25,000M Separate: $500,000M
Connor, Clark & Lunn Investment Management Ltd.
Contact: Brent Wilkins, Head of Institutional Sales (Canada), Connor, Clark & Lunn Financial Group
Address: 2200-1111 W. Georgia St., Vancouver, BC, V6E 4M3
Phone: 416-364-5396
Fax: 416-363-2089
Email: bwilkins@cclgroup.com
Management Style: Yield Curve, Credit, Index, Immunized, Quantitative
Ownership: Principals -71.40%, Public -, Third Party -28.60% Connor, Clark & Lunn Financial Group Ltd.
Professional Staff: 16 Established: 1982
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $10M Separate: $15M
Desjardins Global Asset Management
Contact: Marco Larocque, Director, Relationship Management
Address: 1 Complexe Desjardins, 20th South Tower, Montreal, QC, H5B 1B2
Phone: 514-985-1855
Fax: 514-281-7253
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Passive Management Indicies: FTSE Canada Universe Bond Index and Customized Indices
Ownership: Principals -, Public -, Third Party -100% Wholly-owned subsidiary of the Desjardins Group
Professional Staff: 14 Established: 2003
Minimum Investment
Pooled: $10M Separate: $25M
Federated Investors, Inc.
Contact: David Gregoire, Vice-president
Address: 1001 Liberty Ave., Pittsburgh, PA, 15222
Phone: 416-527-1150
Fax: 412-288-1093
Email: dgregoire@federatedinv.com
Management Style: Yield Curve, Credit, Quantitative
Other Management Style: Federated has approximately 53 asset class styles as of September 30, 2019.
Passive Management Indicies: N/A
Ownership: Principals -15.00%, Public -85.00%, Third Party - The firm is privately-controlled and publicly-traded on the NYSE. Voting shares are held in a trust among founding family members. Employee ownership approximates 15% of the traded shares.
Professional Staff: 109 Established: 1955
Performance Presentation Standards On 6/30/17, ACA Performance Services, LLC (“ACA”), part of ACA Compliance Group, acquired the GIPS verification and investment performance services business line of Ashland Partners & Company, LLP. Our most current GIPS verification letter is dated 09/30/2019.
Minimum Investment
Pooled: Varies by product Separate: USD $25M, however, this is negotiable.
FIDELITY CANADA INSTITUTIONAL
Contact: Michael Barnett, Executive Vice-president, Institutional
Address: 483 Bay St., Toronto, ON, M5G 2N7
Phone: 416-217-7773
Fax: 416-307-5511
Email: michael.barnett@fidelity.ca
Management Style: Yield Curve, Credit, Structured Products
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 208 Established: 1987
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $7.5M Separate: $100M (Minimum investment for Canadian fixed income strategies)
FIERA CAPITAL CORPORATION
Contact: Michael Quigley, Executive Vice-president and Head of Institutional Markets
Address: 1981 McGill College Ave., Montreal, QC, H3A 0H5
Phone: 514-954-3300
Fax: 514-954-3716
Email: mquigley@fieracapital.com
Website: www.fieracapital.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized
Other Management Style: Core+, Strategic, Relative Value
Ownership: Principals -18%, Public -58%, Third Party -24% Natixis 11%, National Bank of Canada 7% Desjardins Group 7%
Professional Staff: 28 Established: 2003
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $5M Separate: $20M
FOYSTON, GORDON & PAYNE INC.
Contact: Kimberley Woolverton, Executive Vice-president, Head of Distribution
Address: 1 Adelaide St. E., Ste. 2600, Toronto, ON, M5C 2V9
Phone: 416-848-1936
Fax:
Email: kwoolverton@foyston.com
Website: www.foyston.com
Management Style: Yield Curve, Credit
Ownership: Principals -36%, Public -, Third Party -64% Affiliated Managers Group
Professional Staff: 6 Established: 1980
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $2M Separate: $10M
FRANKLIN TEMPLETON
Contact: Bill Tsotsos, Head of Institutional
Address: 200 King St. W., Ste. 1400, Toronto, ON, M5H 3T4
Phone: 416-957-6534
Fax:
Email: bill.tsotsos@franklintempleton.ca
Website: www.franklintempleton.ca
Management Style: Yield Curve, Credit, Immunized, Quantitative
Other Management Style: Domestic Fixed Income (Canadian), Emerging Market Debt, Global Sovereigns, Local Asset Management, Mortgages/ABS, Corporate High Yield & Investment Grade, Municipals, Bank Loans & Low Duration, Private Credit
Ownership: Principals -36%, Public -64%, Third Party -
Professional Staff: 170 Established: 1971 (Franklin Templeton Fixed Income Group)
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $1M Separate: $20M-$250M (depending on the mandate)
GLC Asset Management Group Ltd.
Contact: Craig Christie, Vice-president, Institutional Investment Solutions, Group Customer, Canada Life
Address: 100 Osborne St. N., Winnipeg, MB, R3C 3A5
Phone: 204-946-4083
Fax: 204-946-8818
Management Style: Yield Curve, Credit, Index, Quantitative
Other Management Style: Interest Rate Anticipation
Passive Management Indicies: FTSE Canada Universe Bond Index
Ownership: Principals -, Public -, Third Party -100% The Great-West Life Assurance Company. Please note: As of Jan. 1, 2020, The Great-West Life Assurance Company, London Life Insurance Company and The Canada Life Assurance Company became one company – The Canada Life Assurance Company.
Professional Staff: 13 Established: 2011
Performance Presentation Standards Values of funds determined daily by segregated funds financial services department
Minimum Investment
Pooled: $5M Separate: $25M
Guardian Capital LP
Contact: Robin Lacey, Head of Institutional Asset Management
Address: 199 Bay St, Commerce Court W., Ste. 3100, Toronto, ON, M5L 1E8
Phone: 416-947-4082
Fax: 416-364-9634
Email: rlacey@guardiancapital.com
Website: www.guardiancapital.com
Management Style: Yield Curve, Credit, Structured Products, Immunized
Ownership: Principals -, Public -, Third Party -100% Guardian Capital Group Limited
Professional Staff: 7 Established: 1962
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $1M Separate: Varies by Mandate
HSBC Global Asset Management (Canada) Limited
Contact: Ramy Zakher, Vice-president, Institutional Investments
Address: Ste. 300, 70 York St., Toronto, ON, M5J 1S9
Phone: 416-868-8286
Fax: 416-361-6345
Email: ramy.x.zakher@hsbc.ca
Website: www.assetmanagement.hsbc.com
Management Style: Yield Curve, Credit
Ownership: Principals -, Public -, Third Party - Indirect wholly-owned subsidiary of HSBC Holdings plc
Professional Staff: 4 Established: 1980
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $10M Separate: $50M
Invesco Canada Ltd.
Contact: Michael Peck, Vice-president, Head of Canadian Institutional
Address: 120 Bloor St. E., Ste. 700, Toronto, ON, M4W 1B7
Phone: 416-324-7679
Fax: 416-590-7742
Email: michael.peck@invesco.com
Website: www.institutional.invesco.ca
Management Style: Yield Curve, Credit, Structured Products
Other Management Style: Credit Selection - 80%; Yield Curve - 10%; Interest Rate Anticipation - 10%
Ownership: Principals -7%, Public -93%, Third Party -
Professional Staff: 169 Established: 1981
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $1M Separate: $25M
J Zechner Associates Inc.
Contact: David Cohen, President
Address: 130 Adelaide St. W., Ste. 1701, Toronto, ON, M5H 3P5
Phone: 416-867-8649
Fax: 416-867-8705
Email: dcohen@jzechner.com
Management Style: Yield Curve, Credit
Other Management Style: Interest Rate Anticipation
Passive Management Indicies: N/A
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 4 Established: 1993
Performance Presentation Standards CFA Institute
Minimum Investment
Pooled: $150,000 Separate: $10M
Jarislowsky Fraser Limited
Contact: Peter Godec, Director
Address: 20 Queen St. W., Ste. 3100, Toronto, ON, M5H 3R3
Phone: 416-363-7417
Fax: 416-363-8079
Email: pgodec@jflglobal.com
Management Style: Yield Curve, Credit
Ownership: Principals -, Public -, Third Party -100% Bank of Nova Scotia
Professional Staff: 5 Established: 1955
Minimum Investment
Pooled: $1 M Separate: $15-$20 M
Leith Wheeler Investment Counsel
Contact: Ben Homsy, CFA, Fixed Income Portfolio Manager
Address: 1500-400 Burrard St., Vancouver, BC, V6C 3A6
Phone: 604-602-8367
Fax: 604-683-0323
Email: benh@leithwheeler.com
Management Style: Yield Curve, Credit
Other Management Style: Duration
Ownership: Principals -, Public -, Third Party - 100% Employee-owned
Professional Staff: 11 Established: 1982
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $3M Separate: $10M
LINCLUDEN INVESTMENT MANAGEMENT
Contact: Wayne Wilson, Vice-president
Address: 201 City Centre Dr., Ste. 201, Mississauga, ON, L5B 2T4
Phone: 905-273-3018
Fax: 905-273-4882
Email: wayne.wilson@lincluden.net
Management Style: Yield Curve, Credit
Other Management Style: Value
Ownership: Principals -40%, Public -, Third Party -
Professional Staff: 3 Established: 1982
Minimum Investment
Pooled: $150,000 Separate: $10M
Lorica Investment Counsel Inc.
Contact: Joanne Nahibuan, Manager, Marketing & Client Services
Address: 130 Spadina Ave., Ste. 801, Toronto, ON, M5V 2L4
Phone: 647-776-8107
Fax:
Email: joanne.nahibuan@loricaic.com
Management Style: Yield Curve, Credit, Index, Immunized, Quantitative
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 3 Established: 2010
Minimum Investment
Separate: $6M
Louisbourg Investments
Contact: Emerson Savage, Associate Institutional Portfolio Manager
Address: 1000-770 Main St., Moncton, NB, E1C 1E7
Phone: 506-853-5456
Fax:
Management Style: Yield Curve, Credit, Index, Immunized
Ownership: Principals -30%, Public -0%, Third Party -70% Assumption Mutual Life Insurance Company
Professional Staff: 3 Established: 1991
Performance Presentation Standards Do not currently follow GIPS.
Minimum Investment
Pooled: 500000 Separate: 1000000
Mackenzie Investments
Contact: Mark Sack, Vice-president, Head of Canadian Institutional Business
Address: 180 Queen St. W., Toronto, ON, M5V 3K1
Phone: 416-967-2151
Fax: 416-922-3455
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Other Management Style: Value
Passive Management Indicies: Solactive
Ownership: Principals -, Public -, Third Party -100% IGM Financial Inc.
Professional Staff: 21 Established: 1967
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $5M Separate: $20M
Manulife Investment Management
Contact: Adam Neal, Head of Distribution - Canada
Address: NT5, 200 Bloor St. E., Toronto, ON, M4W 1E5
Phone: 416-926-3000
Fax:
Email: adam_neal@manulifeam.com
Website: www.manulifeam.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Passive Management Indicies: FTSE Canada Universe Index & FTSE Long Term Bond Index
Ownership: Principals -0.00%, Public -0.00%, Third Party -100.00% Manulife Financial Corporation
Professional Staff: 25 Established: 1949
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $5 Million CAD Separate: $10 Million CAD for Equity, $25 Million CAD for Fixed Income
Matthews Asia
Contact: Celine Colgan, Head of North American Institutional Business
Address: 4 Embarcadero Center, Ste. 550, San Francisco, CA, 94111
Phone: 415-954-4545
Fax: 415-788-4804
Management Style: Credit
Ownership: Principals -40%, Public -, Third Party -60% Please refer to the fully diluted ownership structure below as of December 31, 2017. Matthews International Capital Management, LLC Ownership Structure: Ownership Entity; % of Ownership; Management, 40%, RBC USA HoldCo Corp. 18%, Lovell Minnick Partners LLC 20%, Mizuho Bank Limited 16%, Miscellaneous Investors 6%, Total 100%
Professional Staff: 3 Established: 1991
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $1.3 M CDN (Institutional Class Shares) Separate: $100 M CDN
MAWER INVESTMENT MANAGEMENT LTD.
Contact: Rob Campbell, Institutional Portfolio Manager
Address: Suite 830, Box 43, 333 Bay St., Toronto, ON, M5H 2R2
Phone: 416-865-5297
Fax: 416-865-3357
Email: rcampbell@mawer.com
Management Style: Yield Curve, Credit
Passive Management Indicies: N/A
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 3 Established: 1974
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $5M Separate: $50M
MFS Investment Management Canada Limited
Contact: Christine Girvan, Senior Managing Director, Head of Canadian Distribution
Address: 77 King St. W., 35th Floor, Toronto, ON, M5K 1B7
Phone: 416-361-7273
Fax: 416-862-0167
Email: cgirvan@mfs.com
Website: www.mfs.com
Other Management Style: Asset & Sector Allocation, Security Selection, Duration & Yield Curve, Region, Currency
Ownership: Principals -Up to 20%, Public -, Third Party - Remainder is owned by Sun Life Financial, Inc.
Professional Staff: 99 Established: 1924
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $3M
Montrusco Bolton Investments Inc.
Contact: Richard Guay, Senior Vice-president
Address: 1501 McGill College Ave., Ste. 1200, Montreal, QC, H3A 3M8
Phone: 514-842-6464
Fax: 514-282-2516
Email: guayr@montruscobolton.com
Management Style: Yield Curve, Credit
Other Management Style: Top-down
Ownership: Principals -33%, Public -, Third Party -67% AMG - 43% & FSTQ - 24%
Professional Staff: 1 Established: 1946
Minimum Investment
Pooled: $5M Separate: $5M
NISA Investment Advisors, LLC
Contact: Greg Johnson, Director, Client Services
Address: 101 S. Hanley Rd., St. Louis, MO, 63105
Phone: 314-721-1900
Fax: 314-721-3041
Email: greg.johnson@nisa.com
Management Style: Yield Curve, Credit, Immunized
Other Management Style: Custom liability focused
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 111 Established: 1994
Performance Presentation Standards Performance Presentation Standards: NISA Investment Advisors, LLC claims compliance with the Global Investment Performance Standards (GIPS®) and prepares performance reports in compliance with the GIPS standards. NISA Investment Advisors, LLC has been independently verified for the periods of January 1, 1995 through June 30, 2019. Verification assesses whether (1) the firm has complied with all the composite construction requirements of the GIPS standards on a firm-wide basis and (2) the firm's policies and procedures are designed to calculate and present performance in compliance with the GIPS standards. Verification does not ensure the accuracy of any specific composite presentation.
Minimum Investment
Pooled: Currently, all NISA managed portfolios are separately managed accounts. Separate: NISA does not have a stated minimum portfolio size but a minimum fee may be applicable. All fees are documented in the IMA.
NORTHERN TRUST ASSET MANAGEMENT
Contact: David Lester, Senior Vice-president
Address: 1910-145 King St. W., Toronto, ON, M5H 1J8
Phone: 416-775-2215
Fax: 416-366-2033
Email: dl101@ntrs.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Passive Management Indicies: FTSE Canada Universe Bond, FTSE Canada Long-Term Bond, FTSE Canada Long-Term Broad Market Bond, J.P. Morgan USD Emerging Markets Bond, Markit iBoxx USD Liquid High Yield
Ownership: Principals -, Public -100%, Third Party -
Professional Staff: Established: 1979
Minimum Investment
Pooled: $1,000,000 Separate: $5,000,000
Optimum Asset Management
Contact: Brigitte Gascon, Senior Vice-president, Development
Address: 425 de Maisonneuve Blvd. W., Ste. 1620, Montreal, QC, H3A 3G5
Phone: 514-288-7545
Fax: 514-288-4280
Email: BGascon@optimumgestion.com
Management Style: Yield Curve, Credit, Structured Products, Immunized, Quantitative
Other Management Style: FTSE Canada Universe, FTSE Long-Term Canada, FTSE Canada Provincial and other
Passive Management Indicies: FTSE Canada Universe, FTSE Long-Term Canada, Mix of FTSE Canada Universe & FTSE Long-Term Canada and other
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 12 Established: 1985
Minimum Investment
Pooled: $100,000 Separate: $5M
PGIM Fixed Income
Contact: Brad Blalock, Managing Director and Global Head of the Client Advisory Group
Address: 655 Broad St., 10th Floor, Newark, NJ, 7102
Phone: 973-367-5431
Fax:
Email: Brad.Blalock@pgim.com
Website: PGIMFixedIncome.com
Management Style: Yield Curve, Credit, Structured Products
Other Management Style: Active, global, top-down and bottom-up relative value approach
Ownership: Principals -, Public -100%, Third Party -
Professional Staff: 298 Established: 1875
Performance Presentation Standards GIPS (Global Investment Performance Standards)
Minimum Investment
Pooled: Varies by strategy Separate: Varies by strategy
PH&N Institutional
Contact: John Skeans, Head of Consultant Relations
Address: 200 Burrard St., 20th Floor, Vancouver, BC, V6C 3N5
Phone: 604-408-6000
Fax: 604-685-5712
Email: jskeans@phn.com
Management Style: Yield Curve, Credit, Structured Products, Immunized
Ownership: Principals -, Public -, Third Party -100% PH&N Institutional is a division of RBC Global Asset Management Inc. which is 100% owned by Royal Bank of Canada
Professional Staff: 44 Established: 1964
Performance Presentation Standards GIPS
Minimum Investment
Pooled: Varies depending on mandate, minimum fee of $75,000 per annum applies Separate: Varies depending on mandate, minimum fee of $150,000 per annum applies
Pictet Asset Management
Contact: Jean-Pierre Gemme, Head of Distribution - Canada
Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC, H3B 4W5
Phone: 514-350-6217
Fax: 514-288-4573
Email: mtl-inst@pictet.com
Website: www.am.pictet
Management Style: Yield Curve, Credit
Other Management Style: Emerging Market Debt, Global Sovereigns, Absolute Return Fixed Income, Corporate High Yield and Investment Grade, Sustainable Credit
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 105 Established: 1980 (Parent - 1805)
Performance Presentation Standards GIPS
Minimum Investment
Pooled: Varies by strategy Separate: Varies by strategy
Picton Mahoney Asset Management
Contact: Connor Haslip, Vice-president, Institutional Business
Address: 33 Yonge St., Toronto, ON, M5E 1G4
Phone: 416-702-4337
Fax:
Email: chaslip@pictonmahoney.com
Website: www.pictonmahoney.com
Management Style: Yield Curve, Credit, Structured Products, Quantitative
Ownership: Principals -100%, Public -, Third Party -
Professional Staff: 6 Established: 2004
Minimum Investment
Pooled: $25,000 Separate: $25,000,000
PIMCO
Contact: Philippe Chkaibane, Senior Vice-president
Address: 199 Bay St., Ste. 2050, Toronto, ON, M5L 1G2
Phone: 416-646-1449
Fax:
Email: philippe.chkaibane@pimco.com
Website: www.pimco.ca
Other Management Style: Active fixed income management with long-term focus utilizing all major global sectors of the bond market while managing duration within a moderate range around the benchmark
Ownership: Principals -, Public -, Third Party - Indirect subsidiary of Pacific Investment Management Company LLC
Professional Staff: 821 Established: 1971
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $5M Separate: $75M
Romspen Investment Corporation
Contact: Dianna Price, Executive Vice-president Investor Relations, Business Development
Address: 162 Cumberland St., Ste. 300, Toronto, ON, M5R 3N5
Phone: 416-928-5105
Fax: 416-966-1161
Email: diannaprice@romspen.com
Other Management Style: Mortgage
Ownership: Principals -82, Public -0, Third Party -0 TIG Advisors LLC owned 18% as of December 31, 2019
Professional Staff: 8 Established: 1966
Performance Presentation Standards Current yield
Minimum Investment
Pooled: 150,000 Separate: Not applicable
Russell Investments Canada Limited
Contact: Andrew Kitchen, Managing Director, Canada Institutional
Address: 100 King St. W., Suit 5900, Toronto, ON, M5X 1E4
Phone: 416-640-2482
Fax: 416-362-4494
Other Management Style: Multi-manager
Ownership: Principals -, Public -, Third Party - Ownership composed of a majority stake held by funds managed by TA Associates with minority stakes held by funds managed by Reverence Capital Partners and Russell Investments' management.
Professional Staff: Established: 1936
Minimum Investment
SEAMARK Asset Management Ltd.
Contact: Beste Alpargun, Vice-president - Fixed Income
Address: 400-1718 Argyle St, Halifax, NS, B3J 3N6
Phone: 902-423-9547
Fax: 902-423-0726
Email: balpargun@seamark.ca
Management Style: Yield Curve, Credit, Immunized
Ownership: Principals -, Public -, Third Party -
Professional Staff: 1 Established:
Performance Presentation Standards GIPS
Minimum Investment
SLC Management
Contact: Heather Wolfe, Head of Canadian Business Development & Client Relationships
Address: 1 York St., Toronto, ON, M5J 0B6
Phone: 416-408-7834
Fax:
Email: Heather.Wolfe@SLCManagement.com
Website: www.SLCManagement.com
Management Style: Credit, Immunized
Ownership: Principals -, Public -, Third Party - SLC Management is an indirect wholly-owned subsidiary of Sun Life Financial Inc., a publicly traded company listed on the Toronto (TSX), New York (NYSE) and Philippine (PSE) stock exchanges under the ticker symbol SLF.
Professional Staff: 94 Established: 2013
Performance Presentation Standards The Firm claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. The Firm has not been independently verified.
Minimum Investment
Pooled: Varies Separate: Varies
STATE STREET GLOBAL ADVISORS, LTD.
Contact: Michael W. Brown, Vice-president, Consultant Relations Manager
Address: 30 Adelaide St. E., Ste. 500, Toronto, ON, M5C 3G6
Phone: 647-775-5778
Fax: 647-775-7264
Email: Michael_W_Brown@ssga.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Other Management Style: While most of our strategies are indexed based, we also have capabilities in other areas of fixed income and cash management.
Passive Management Indicies: FTSE TMX Canada Short Term Overall Bond Index FTSE TMX Canada 20+ Strip Bond Index FTSE TMX Canada Overall Long Term Bond Index FTSE TMX Canada Real Return Bond Index FTSE TMX Canada Universe Bond Index FTSE TMX Canada Long Term Government Bond Index
Ownership: Principals -0%, Public -100%, Third Party - State Street Global Advisors, Ltd. (“SSGA Canada”) is a corporation incorporated under the laws of Canada. SSGA Canada is a wholly-owned subsidiary of SSGA International Holdings Inc. (“SSGA IH”). SSGA IH is a wholly-owned subsidiary of State Street Global Advisors, Inc. ("SSGA Inc."), which is a wholly-owned subsidiary of State Street Corporation. State Street Corporation is a bank holding company whose shares are publicly traded on the New York Stock Exchange under the symbol “STT.”
Professional Staff: 159 Established: 1991
Performance Presentation Standards "SSGA-Global" is compliant with GIPS® for periods since 2000. Various components of the firm (including those acquired in subsequent years) claimed compliance with GIPS for preceding periods, prior to the 2009 adoption of the expanded Firm definition of "SSGA-Global".
Minimum Investment
Pooled: $5M Minimum AUM Separate: $175,000 Minimum Fee
Sun Life Global Investments
Contact: Anne Meloche, Head of Institutional Business
Address: 1 York St., Toronto, ON, M5J 0B6
Phone: 514-866-6287
Fax:
Management Style: Yield Curve, Credit, Index
Other Management Style: Canadian Bonds - Active: multi-strategy/multi-manager, Global Unconstrained (absolute return)
Passive Management Indicies: FTSE Canada Universe Bond Index
Ownership: Principals -, Public -, Third Party -100% Sun Life Financial
Professional Staff: Established: 2010
Performance Presentation Standards N1 81-102 Investment funds regulatory requirement. (1, 3, 5, 10 yr, plus since inception if no 10 yr)
Minimum Investment
Pooled: N/A Separate: N/A
T. ROWE PRICE
Contact: Bruce Winch, Head of Canada
Address: 77 King St W Ste. 4240, Toronto, ON, M5K 1G8
Phone: 416-360-7214
Fax:
Email: bruce_winch@troweprice.com
Website: www.troweprice.com
Management Style: Credit
Other Management Style: We implement a bottom-up, fundamental investment approach across all of our fixed income strategies, performing deep and focused credit research.
Passive Management Indicies: Barclays Capital U.S. Aggregate Bond Index (TRP US Bond Index Fund)
Ownership: Principals -, Public -100%, Third Party - T. Rowe Price Group, Inc. is a publicly traded company, with substantial employee ownership. Common stock owned outright by our associates, combined with outstanding vested stock options and unvested restricted stock awards, total nearly 13% of the firm's outstanding shares and outstanding vested stock options at December 31, 2018. T. Rowe Price distributes equity through both our employee stock purchase program and a stock incentive plan offering options and restricted stock: All employees are eligible to participate in the employee stock purchase program, and the firm will match the purchase of company stock up to a certain percentage of each employee's salary. Approximately 76% of employees own company stock.
Professional Staff: 212 Established: 1937
Performance Presentation Standards T. Rowe Price (“TRP”) has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS®). TRP has been independently verified for the 21‐year period ended June 30, 2018 by KPMG LLP. The verification report is available upon request.
Minimum Investment
Pooled: Varies by strategy & product Separate: Varies by strategy & product
TD Asset Management Inc.
Contact: Mark Cestnik, Managing Director
Address: 161 Bay St., 34th Floor, Toronto, ON, M5J 2T2
Phone: 416-983-7088
Fax:
Email: Mark.Cestnik@tdam.com
Website: www.tdaminstitutional.com
Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative
Other Management Style: Duration Extension, Active Fundamental
Passive Management Indicies: FTSE Canada Universe Bond, FTSE Canada 20+ Strip Bond Index, FTSE Canada Real Return Bond, FTSE Canada Long Bond, FTSE Canada Long Govt. Bond, FTSE Canada Corp. Bond, FTSE Canada Govt. Bond, FTSE Canada Provincial Long Bond, FTSE Canada Mid-term Provincial Bond Index, FTSE Canada Long Corporate, FTSE Canada All Government Bond Index; FTSE Canada long term overall bond index; FTSE Canada Long term government bond index; FTSE Canada Long Term provincial Bond index
Ownership: Principals -, Public -, Third Party - Wholly-owned subsidiary of Toronto-Dominion Bank
Professional Staff: 75 Established: 1987
Performance Presentation Standards GIPS
Minimum Investment
Pooled: $10M Separate: $50M (Active) $200M (Passive)