Fixed Income Directory

AB(AllianceBernstein L.P)

Contact: Wendy Brodkin, Vice-president/ Managing Director, Canada

Address: BCE Place 161 Bay St. 27th floor, Toronto, ON, M5J 2S1

Phone: 416-572-2534

Fax: 212-756-4405

Management Style: Yield Curve, Credit, Structured Products, Index, Quantitative

Other Management Style: Multi-Asset

Passive Management Indicies: Not Applicable

Ownership: Principals -65.30%, Public -26.40%, Third Party -8.30% AllianceBernstein Directors, Officers and employees

Professional Staff: 117 Established: 1971

Performance Presentation Standards AllianceBernstein Institutional Investments and AllianceBernstein Investments (collectively, the “Firm”) have designed their processes and procedures to calculate and present performance results in compliance with Global Investment Performance Standards (GIPS).

Minimum Investment

Pooled: Minimum Investment varies by strategy Separate: Minimum Investment varies by strategy


ACM ADVISORS LTD.

Contact: Chad Mallow, President

Address: 210 - 1140 Homer St., Vancouver, BC, V6B 2X6

Phone: 604-661-0671

Fax: 604-682-3265

Management Style: Credit

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 12 Established: 1993

Minimum Investment

Pooled: $150,000


Addenda Capital Inc.

Contact: Michel Jalbert, Executive Vice-president, Business Development & Client Partnerships

Address: 800, René-Lévesque Blvd. W., Montréal, QC, H3B 1X9

Phone: 514-287-7373

Fax: 514-287-7200

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized

Passive Management Indicies: FTSE TMX Canada Long Term Provincial Bond & Customized Hybrid Benchmarks

Ownership: Principals -, Public -, Third Party - Co-operators Financial Services Limited - 92.16%; Current and former employees - 7.84%

Professional Staff: 37 Established: 1985

Performance Presentation Standards Addenda Capital Inc. claims compliance with the Global Investment Performance Standards (GIPS®). Addenda Capital Inc. has been independently verified for the periods from January 1, 2007 through December 31, 2018. The verification report is available upon request. Verification assesses whether (1) Addenda Capital Inc. has complied with all the composite construction requirements of the GIPS® standards on a firm-wide basis and (2) the firm’s policies and procedures are designed to calculate and present performance in compliance with the GIPS® standards. Verification does not ensure the accuracy of any specific composite presentation.

Minimum Investment

Pooled: $5M Separate: $20M


AlphaFixe Capital

Contact: Stéphane Corriveau, President

Address: 1800 McGill College Ave., Ste. 2420, Montreal, QC, H3A 3J6

Phone: 514-861-3493

Fax:

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Ownership: Principals -100% Employee owned, Public -, Third Party -

Professional Staff: 15 Established: 2008

Minimum Investment


Aviva Investors

Contact: Rahul Khasgiwale, Investment Director, Americas

Address: 100 King St., Toronto, ON, M5X 2A2

Phone: 416-360-2766

Fax:

Management Style: Credit

Passive Management Indicies: No.

Ownership: Principals -, Public -, Third Party -100 Wholly owned subsidiary of Aviva plc.

Professional Staff: 54 Established: 1971

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $500,000 Separate: N/A


AXA Investment Managers

Contact: Yves Michel, Head of Sales - CANADA

Address: Tour Majunga, 6 place de la Pyramide, PARIS LA DEFENSE, FR, 92908

Phone: 203-278-6199

Fax:

Email: yves.michel@axa-im.com

Website:

Management Style: Yield Curve, Structured Products

Other Management Style: Fundamental

Passive Management Indicies: Not Applicable. AXA IM is an active manager.

Ownership: Principals -97.31% (AXA Group), Public -0%, Third Party -2.69% 2.69% = 2.48% held by mutual insurance companies and 0.21% by employees, in relation to a share-based compensation program. Data as of the end of December 2017.

Professional Staff: 126 Established: 1994

Performance Presentation Standards GIPS

Minimum Investment

Pooled: The minimum investment required varies between our different pooled funds and share classes. We would be happy to communicate you the minimum investment required for a specific pooled fund and a specific share class. Separate: $50M


Baker Gilmore & Associates Inc.

Contact: Brent Wilkins, Head of Institutional Sales

Address: 1800 McGill College Ave., Ste. 2310, Montreal, QC, H3A 3J6

Phone: 416-364-5396

Fax: 416-363-2089

Email: bwilkins@cclgroup.com

Website:

Management Style: Yield Curve, Credit, Immunized

Other Management Style: Value-driven approach over a long-term investment horizon; multiple, diversified strategies.

Ownership: Principals -50%, Public -, Third Party -50% Connor, Clark & Lunn Financial Group Ltd.

Professional Staff: 7 Established: 1988

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $5M Separate: $10M


Barings

Contact: Michael Annis, Managing Director

Address: Brookfield Place, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1

Phone: 416-572-2400

Fax:

Management Style: Yield Curve, Credit

Other Management Style: Duration

Ownership: Principals -, Public -, Third Party -100% Wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company

Professional Staff: 284 Established: 1940

Performance Presentation Standards GIPS

Minimum Investment

Pooled: Varies by product Separate: Varies by product


BMO Global Asset Management

Contact: Ross Kappele, Head of Distribution & Client Management

Address: 100 King St. W., Toronto, ON, M5X 1A1

Phone: 416-359-5217

Fax:

Management Style: Yield Curve, Credit, Structured Products, Index

Other Management Style: ESG

Passive Management Indicies: FTSE TMX Canada 20+ Strip Bond Index

Ownership: Principals -, Public -, Third Party -100% BMO Financial Group

Professional Staff: 5 Established: 1982

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $10M Separate: $100M


BNY Mellon Asset Management

Contact: Michael Parsons, Vice-president, Sales & Marketing

Address: 200 Wellington St. W., Ste. 305, Toronto, ON, M5V 3C7

Phone: 416-840-8019

Fax: 416-840-8030

Management Style: Yield Curve, Credit, Index, Immunized, Quantitative

Ownership: Principals -, Public -100%, Third Party -

Professional Staff: Established:

Minimum Investment


BRANDES INVESTMENT PARTNERS

Contact: Tim Newburn, Director, Institutional Group

Address: 33 Yonge St., Ste. 300, Toronto, ON, M5E 1G4

Phone: 403-217-1331

Fax: 416-306-5750

Management Style: Credit

Other Management Style: Bottom-Up Value approach aimed at finding mis-priced securities across sectors and industries.

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 4 Established: 1974

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $1M Separate: $10M


Brandywine Global Investment Management, LLC

Contact: Andrew Forsyth, Managing Director

Address: 1267 Cornwall Rd., Oakville, ON, L6J 7T5

Phone: 416-807-1800

Fax:

Other Management Style: Disciplined, active, value-driven, strategic approach to global bonds

Passive Management Indicies: Not applicable as the Firm does not use passive management.

Ownership: Principals -, Public -, Third Party -100% Legg Mason, Inc.

Professional Staff: 29 Established: 1986

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $500,000 Separate: $50M


Burgundy Asset Management Ltd.

Contact: Sylvie Methot, CFA, Vice-president

Address: 181 Bay St., Ste. 4510, Brookfield Place, Bay Wellington Tower, Toronto, ON, M5J 2T3

Phone: 416-869-6468

Fax: 416-869-9036

Management Style: Credit

Ownership: Principals -100%, Public -0%, Third Party -0%

Professional Staff: 4 Established: 1990

Performance Presentation Standards GIPS® (Global Investment Performance Standards) verified as of December 31, 2018.

Minimum Investment

Pooled: $5 million Separate: $10 million


CANSO INVESTMENT COUNSEL LTD.

Contact: Patrick McCalmont, Portfolio Manager

Address: 100 York Blvd., Ste. 550, Richmond Hill, ON, L4B 1J8

Phone: 905-881-8853

Fax: 905-881-1466

Management Style: Credit

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 27 Established: 1997

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $10M Separate: $50M


Capital Group Canada

Contact: C. Jeff Cook, Senior Vice-president, Relationship Manager

Address: Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON, M5J 2T3

Phone: 844-421-6636

Fax: 213-486-9223

Email: CJEC@capgroup.com

Website:

Management Style: Yield Curve, Credit, Immunized

Other Management Style: Fundamental Research

Ownership: Principals -100, Public -, Third Party -

Professional Staff: 75 Established: 1931

Performance Presentation Standards GIPS

Minimum Investment

Pooled: 15 million Separate: 100 million


CI Institutional Asset Management

Contact: Kin Chin, Senior Vice-president

Address: 2 Queen St. E., 19th Floor, Toronto, ON, M5C 3G7

Phone: 416-681-1601

Fax: 416-681-8849

Email: kchin@ci.com

Website:

Management Style: Yield Curve, Credit, Structured Products

Ownership: Principals -8%, Public -92%, Third Party -

Professional Staff: 16 Established: 1965

Minimum Investment

Pooled: $1M Separate: $50M


CIBC Asset Management Inc.

Contact: Doug MacDonald, Managing Director & Global Head of Distribution

Address: 18 York St., Ste. 1400, Toronto, ON, M5J 2T8

Phone: 416-780-5739

Fax: 416-364-3286

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Other Management Style: Multi-alpha

Passive Management Indicies: FTSE TMX Universe Bond Index, FTSE TMX Short-term Bond Index, FTSE TMX Long-term Bond Index, FTSE TMX Real Return Bond, Customized Liability Benchmark

Ownership: Principals -, Public -, Third Party -100% Member of the CIBC group of companies, wholly-owned by Canadian Imperial Bank of Commerce

Professional Staff: 24 Established: 1972

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $10M


Cidel Asset Management International

Contact: Catherine Jackman, CFA, Senior Institutional Director

Address: 60 Bloor St. W. - Ste. 900, Toronto, ON, M4W 3B8

Phone: 416-645-8733

Fax: 416-977-7650

Management Style: Yield Curve, Credit, Index

Ownership: Principals -90%, Public -, Third Party -10% Cidel Bank and Trust

Professional Staff: 4 Established: 1959

Minimum Investment

Pooled: $25,000M Separate: $500,000M


Connor, Clark & Lunn Investment Management Ltd.

Contact: Brent Wilkins, Head of Institutional Sales (Canada), Connor, Clark & Lunn Financial Group

Address: 2200-1111 W. Georgia St., Vancouver, BC, V6E 4M3

Phone: 416-364-5396

Fax: 416-363-2089

Email: bwilkins@cclgroup.com

Website:

Management Style: Yield Curve, Credit, Index, Immunized, Quantitative

Ownership: Principals -71.40%, Public -, Third Party -28.60% Connor, Clark & Lunn Financial Group Ltd.

Professional Staff: 16 Established: 1982

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $10M Separate: $15M


Desjardins Global Asset Management

Contact: Marco Larocque, Director, Relationship Management

Address: 1 Complexe Desjardins, 20th South Tower, Montreal, QC, H5B 1B2

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Passive Management Indicies: FTSE Canada Universe Bond Index and Customized Indices

Ownership: Principals -, Public -, Third Party -100% Wholly-owned subsidiary of the Desjardins Group

Professional Staff: 14 Established: 2003

Minimum Investment

Pooled: $10M Separate: $25M


Federated Investors, Inc.

Contact: David Gregoire, Vice-president

Address: 1001 Liberty Ave., Pittsburgh, PA, 15222

Phone: 416-527-1150

Fax: 412-288-1093

Management Style: Yield Curve, Credit, Quantitative

Other Management Style: Federated has approximately 53 asset class styles as of September 30, 2019.

Passive Management Indicies: N/A

Ownership: Principals -15.00%, Public -85.00%, Third Party - The firm is privately-controlled and publicly-traded on the NYSE. Voting shares are held in a trust among founding family members. Employee ownership approximates 15% of the traded shares.

Professional Staff: 109 Established: 1955

Performance Presentation Standards On 6/30/17, ACA Performance Services, LLC (“ACA”), part of ACA Compliance Group, acquired the GIPS verification and investment performance services business line of Ashland Partners & Company, LLP. Our most current GIPS verification letter is dated 09/30/2019.

Minimum Investment

Pooled: Varies by product Separate: USD $25M, however, this is negotiable.


FIDELITY CANADA INSTITUTIONAL

Contact: Michael Barnett, Executive Vice-president, Institutional

Address: 483 Bay St., Toronto, ON, M5G 2N7

Phone: 416-217-7773

Fax: 416-307-5511

Management Style: Yield Curve, Credit, Structured Products

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 208 Established: 1987

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $7.5M Separate: $100M (Minimum investment for Canadian fixed income strategies)


FIERA CAPITAL CORPORATION

Contact: Michael Quigley, Executive Vice-president and Head of Institutional Markets

Address: 1981 McGill College Ave., Montreal, QC, H3A 0H5

Phone: 514-954-3300

Fax: 514-954-3716

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized

Other Management Style: Core+, Strategic, Relative Value

Ownership: Principals -18%, Public -58%, Third Party -24% Natixis 11%, National Bank of Canada 7% Desjardins Group 7%

Professional Staff: 28 Established: 2003

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $5M Separate: $20M


FOYSTON, GORDON & PAYNE INC.

Contact: Kimberley Woolverton, Executive Vice-president, Head of Distribution

Address: 1 Adelaide St. E., Ste. 2600, Toronto, ON, M5C 2V9

Phone: 416-848-1936

Fax:

Management Style: Yield Curve, Credit

Ownership: Principals -36%, Public -, Third Party -64% Affiliated Managers Group

Professional Staff: 6 Established: 1980

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $2M Separate: $10M


FRANKLIN TEMPLETON

Contact: Bill Tsotsos, Head of Institutional

Address: 200 King St. W., Ste. 1400, Toronto, ON, M5H 3T4

Phone: 416-957-6534

Fax:

Management Style: Yield Curve, Credit, Immunized, Quantitative

Other Management Style: Domestic Fixed Income (Canadian), Emerging Market Debt, Global Sovereigns, Local Asset Management, Mortgages/ABS, Corporate High Yield & Investment Grade, Municipals, Bank Loans & Low Duration, Private Credit

Ownership: Principals -36%, Public -64%, Third Party -

Professional Staff: 170 Established: 1971 (Franklin Templeton Fixed Income Group)

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $1M Separate: $20M-$250M (depending on the mandate)


GLC Asset Management Group Ltd.

Contact: Craig Christie, Vice-president, Institutional Investment Solutions, Group Customer, Canada Life

Address: 100 Osborne St. N., Winnipeg, MB, R3C 3A5

Phone: 204-946-4083

Fax: 204-946-8818

Management Style: Yield Curve, Credit, Index, Quantitative

Other Management Style: Interest Rate Anticipation

Passive Management Indicies: FTSE Canada Universe Bond Index

Ownership: Principals -, Public -, Third Party -100% The Great-West Life Assurance Company. Please note: As of Jan. 1, 2020, The Great-West Life Assurance Company, London Life Insurance Company and The Canada Life Assurance Company became one company – The Canada Life Assurance Company.

Professional Staff: 13 Established: 2011

Performance Presentation Standards Values of funds determined daily by segregated funds financial services department

Minimum Investment

Pooled: $5M Separate: $25M


Guardian Capital LP

Contact: Robin Lacey, Head of Institutional Asset Management

Address: 199 Bay St, Commerce Court W., Ste. 3100, Toronto, ON, M5L 1E8

Phone: 416-947-4082

Fax: 416-364-9634

Management Style: Yield Curve, Credit, Structured Products, Immunized

Ownership: Principals -, Public -, Third Party -100% Guardian Capital Group Limited

Professional Staff: 7 Established: 1962

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $1M Separate: Varies by Mandate


HSBC Global Asset Management (Canada) Limited

Contact: Ramy Zakher, Vice-president, Institutional Investments

Address: Ste. 300, 70 York St., Toronto, ON, M5J 1S9

Phone: 416-868-8286

Fax: 416-361-6345

Management Style: Yield Curve, Credit

Ownership: Principals -, Public -, Third Party - Indirect wholly-owned subsidiary of HSBC Holdings plc

Professional Staff: 4 Established: 1980

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $10M Separate: $50M


Invesco Canada Ltd.

Contact: Michael Peck, Vice-president, Head of Canadian Institutional

Address: 120 Bloor St. E., Ste. 700, Toronto, ON, M4W 1B7

Phone: 416-324-7679

Fax: 416-590-7742

Management Style: Yield Curve, Credit, Structured Products

Other Management Style: Credit Selection - 80%; Yield Curve - 10%; Interest Rate Anticipation - 10%

Ownership: Principals -7%, Public -93%, Third Party -

Professional Staff: 169 Established: 1981

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $1M Separate: $25M


J Zechner Associates Inc.

Contact: David Cohen, President

Address: 130 Adelaide St. W., Ste. 1701, Toronto, ON, M5H 3P5

Phone: 416-867-8649

Fax: 416-867-8705

Email: dcohen@jzechner.com

Website:

Management Style: Yield Curve, Credit

Other Management Style: Interest Rate Anticipation

Passive Management Indicies: N/A

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 4 Established: 1993

Performance Presentation Standards CFA Institute

Minimum Investment

Pooled: $150,000 Separate: $10M


Jarislowsky Fraser Limited

Contact: Peter Godec, Director

Address: 20 Queen St. W., Ste. 3100, Toronto, ON, M5H 3R3

Phone: 416-363-7417

Fax: 416-363-8079

Email: pgodec@jflglobal.com

Website:

Management Style: Yield Curve, Credit

Ownership: Principals -, Public -, Third Party -100% Bank of Nova Scotia

Professional Staff: 5 Established: 1955

Minimum Investment

Pooled: $1 M Separate: $15-$20 M


Leith Wheeler Investment Counsel

Contact: Ben Homsy, CFA, Fixed Income Portfolio Manager

Address: 1500-400 Burrard St., Vancouver, BC, V6C 3A6

Phone: 604-602-8367

Fax: 604-683-0323

Email: benh@leithwheeler.com

Website:

Management Style: Yield Curve, Credit

Other Management Style: Duration

Ownership: Principals -, Public -, Third Party - 100% Employee-owned

Professional Staff: 11 Established: 1982

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $3M Separate: $10M


LINCLUDEN INVESTMENT MANAGEMENT

Contact: Wayne Wilson, Vice-president

Address: 201 City Centre Dr., Ste. 201, Mississauga, ON, L5B 2T4

Phone: 905-273-3018

Fax: 905-273-4882

Management Style: Yield Curve, Credit

Other Management Style: Value

Ownership: Principals -40%, Public -, Third Party -

Professional Staff: 3 Established: 1982

Minimum Investment

Pooled: $150,000 Separate: $10M


Lorica Investment Counsel Inc.

Contact: Joanne Nahibuan, Manager, Marketing & Client Services

Address: 130 Spadina Ave., Ste. 801, Toronto, ON, M5V 2L4

Phone: 647-776-8107

Fax:

Management Style: Yield Curve, Credit, Index, Immunized, Quantitative

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 3 Established: 2010

Minimum Investment

Separate: $6M


Louisbourg Investments

Contact: Emerson Savage, Associate Institutional Portfolio Manager

Address: 1000-770 Main St., Moncton, NB, E1C 1E7

Phone: 506-853-5456

Fax:

Management Style: Yield Curve, Credit, Index, Immunized

Ownership: Principals -30%, Public -0%, Third Party -70% Assumption Mutual Life Insurance Company

Professional Staff: 3 Established: 1991

Performance Presentation Standards Do not currently follow GIPS.

Minimum Investment

Pooled: 500000 Separate: 1000000


Mackenzie Investments

Contact: Mark Sack, Vice-president, Head of Canadian Institutional Business

Address: 180 Queen St. W., Toronto, ON, M5V 3K1

Phone: 416-967-2151

Fax: 416-922-3455

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Other Management Style: Value

Passive Management Indicies: Solactive

Ownership: Principals -, Public -, Third Party -100% IGM Financial Inc.

Professional Staff: 21 Established: 1967

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $5M Separate: $20M


Manulife Investment Management

Contact: Adam Neal, Head of Distribution - Canada

Address: NT5, 200 Bloor St. E., Toronto, ON, M4W 1E5

Phone: 416-926-3000

Fax:

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Passive Management Indicies: FTSE Canada Universe Index & FTSE Long Term Bond Index

Ownership: Principals -0.00%, Public -0.00%, Third Party -100.00% Manulife Financial Corporation

Professional Staff: 25 Established: 1949

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $5 Million CAD Separate: $10 Million CAD for Equity, $25 Million CAD for Fixed Income


Matthews Asia

Contact: Celine Colgan, Head of North American Institutional Business

Address: 4 Embarcadero Center, Ste. 550, San Francisco, CA, 94111

Phone: 415-954-4545

Fax: 415-788-4804

Management Style: Credit

Ownership: Principals -40%, Public -, Third Party -60% Please refer to the fully diluted ownership structure below as of December 31, 2017. Matthews International Capital Management, LLC Ownership Structure: Ownership Entity; % of Ownership; Management, 40%, RBC USA HoldCo Corp. 18%, Lovell Minnick Partners LLC 20%, Mizuho Bank Limited 16%, Miscellaneous Investors 6%, Total 100%

Professional Staff: 3 Established: 1991

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $1.3 M CDN (Institutional Class Shares) Separate: $100 M CDN


MAWER INVESTMENT MANAGEMENT LTD.

Contact: Rob Campbell, Institutional Portfolio Manager

Address: Suite 830, Box 43, 333 Bay St., Toronto, ON, M5H 2R2

Phone: 416-865-5297

Fax: 416-865-3357

Email: rcampbell@mawer.com

Website:

Management Style: Yield Curve, Credit

Passive Management Indicies: N/A

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 3 Established: 1974

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $5M Separate: $50M


MFS Investment Management Canada Limited

Contact: Christine Girvan, Senior Managing Director, Head of Canadian Distribution

Address: 77 King St. W., 35th Floor, Toronto, ON, M5K 1B7

Phone: 416-361-7273

Fax: 416-862-0167

Other Management Style: Asset & Sector Allocation, Security Selection, Duration & Yield Curve, Region, Currency

Ownership: Principals -Up to 20%, Public -, Third Party - Remainder is owned by Sun Life Financial, Inc.

Professional Staff: 99 Established: 1924

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $3M


Montrusco Bolton Investments Inc.

Contact: Richard Guay, Senior Vice-president

Address: 1501 McGill College Ave., Ste. 1200, Montreal, QC, H3A 3M8

Phone: 514-842-6464

Fax: 514-282-2516

Management Style: Yield Curve, Credit

Other Management Style: Top-down

Ownership: Principals -33%, Public -, Third Party -67% AMG - 43% & FSTQ - 24%

Professional Staff: 1 Established: 1946

Minimum Investment

Pooled: $5M Separate: $5M


NISA Investment Advisors, LLC

Contact: Greg Johnson, Director, Client Services

Address: 101 S. Hanley Rd., St. Louis, MO, 63105

Phone: 314-721-1900

Fax: 314-721-3041

Email: greg.johnson@nisa.com

Website:

Management Style: Yield Curve, Credit, Immunized

Other Management Style: Custom liability focused

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 111 Established: 1994

Performance Presentation Standards Performance Presentation Standards: NISA Investment Advisors, LLC claims compliance with the Global Investment Performance Standards (GIPS®) and prepares performance reports in compliance with the GIPS standards. NISA Investment Advisors, LLC has been independently verified for the periods of January 1, 1995 through June 30, 2019. Verification assesses whether (1) the firm has complied with all the composite construction requirements of the GIPS standards on a firm-wide basis and (2) the firm's policies and procedures are designed to calculate and present performance in compliance with the GIPS standards. Verification does not ensure the accuracy of any specific composite presentation.

Minimum Investment

Pooled: Currently, all NISA managed portfolios are separately managed accounts. Separate: NISA does not have a stated minimum portfolio size but a minimum fee may be applicable. All fees are documented in the IMA.


NORTHERN TRUST ASSET MANAGEMENT

Contact: David Lester, Senior Vice-president

Address: 1910-145 King St. W., Toronto, ON, M5H 1J8

Phone: 416-775-2215

Fax: 416-366-2033

Email: dl101@ntrs.com

Website:

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Passive Management Indicies: FTSE Canada Universe Bond, FTSE Canada Long-Term Bond, FTSE Canada Long-Term Broad Market Bond, J.P. Morgan USD Emerging Markets Bond, Markit iBoxx USD Liquid High Yield

Ownership: Principals -, Public -100%, Third Party -

Professional Staff: Established: 1979

Minimum Investment

Pooled: $1,000,000 Separate: $5,000,000


Optimum Asset Management

Contact: Brigitte Gascon, Senior Vice-president, Development

Address: 425 de Maisonneuve Blvd. W., Ste. 1620, Montreal, QC, H3A 3G5

Phone: 514-288-7545

Fax: 514-288-4280

Management Style: Yield Curve, Credit, Structured Products, Immunized, Quantitative

Other Management Style: FTSE Canada Universe, FTSE Long-Term Canada, FTSE Canada Provincial and other

Passive Management Indicies: FTSE Canada Universe, FTSE Long-Term Canada, Mix of FTSE Canada Universe & FTSE Long-Term Canada and other

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 12 Established: 1985

Minimum Investment

Pooled: $100,000 Separate: $5M


PGIM Fixed Income

Contact: Brad Blalock, Managing Director and Global Head of the Client Advisory Group

Address: 655 Broad St., 10th Floor, Newark, NJ, 7102

Phone: 973-367-5431

Fax:

Management Style: Yield Curve, Credit, Structured Products

Other Management Style: Active, global, top-down and bottom-up relative value approach

Ownership: Principals -, Public -100%, Third Party -

Professional Staff: 298 Established: 1875

Performance Presentation Standards GIPS (Global Investment Performance Standards)

Minimum Investment

Pooled: Varies by strategy Separate: Varies by strategy


PH&N Institutional

Contact: John Skeans, Head of Consultant Relations

Address: 200 Burrard St., 20th Floor, Vancouver, BC, V6C 3N5

Phone: 604-408-6000

Fax: 604-685-5712

Email: jskeans@phn.com

Website:

Management Style: Yield Curve, Credit, Structured Products, Immunized

Ownership: Principals -, Public -, Third Party -100% PH&N Institutional is a division of RBC Global Asset Management Inc. which is 100% owned by Royal Bank of Canada

Professional Staff: 44 Established: 1964

Performance Presentation Standards GIPS

Minimum Investment

Pooled: Varies depending on mandate, minimum fee of $75,000 per annum applies Separate: Varies depending on mandate, minimum fee of $150,000 per annum applies


Pictet Asset Management

Contact: Jean-Pierre Gemme, Head of Distribution - Canada

Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC, H3B 4W5

Phone: 514-350-6217

Fax: 514-288-4573

Management Style: Yield Curve, Credit

Other Management Style: Emerging Market Debt, Global Sovereigns, Absolute Return Fixed Income, Corporate High Yield and Investment Grade, Sustainable Credit

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 105 Established: 1980 (Parent - 1805)

Performance Presentation Standards GIPS

Minimum Investment

Pooled: Varies by strategy Separate: Varies by strategy


Picton Mahoney Asset Management

Contact: Connor Haslip, Vice-president, Institutional Business

Address: 33 Yonge St., Toronto, ON, M5E 1G4

Phone: 416-702-4337

Fax:

Management Style: Yield Curve, Credit, Structured Products, Quantitative

Ownership: Principals -100%, Public -, Third Party -

Professional Staff: 6 Established: 2004

Minimum Investment

Pooled: $25,000 Separate: $25,000,000


PIMCO

Contact: Philippe Chkaibane, Senior Vice-president

Address: 199 Bay St., Ste. 2050, Toronto, ON, M5L 1G2

Phone: 416-646-1449

Fax:

Other Management Style: Active fixed income management with long-term focus utilizing all major global sectors of the bond market while managing duration within a moderate range around the benchmark

Ownership: Principals -, Public -, Third Party - Indirect subsidiary of Pacific Investment Management Company LLC

Professional Staff: 821 Established: 1971

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $5M Separate: $75M


Romspen Investment Corporation

Contact: Dianna Price, Executive Vice-president Investor Relations, Business Development

Address: 162 Cumberland St., Ste. 300, Toronto, ON, M5R 3N5

Phone: 416-928-5105

Fax: 416-966-1161

Email: diannaprice@romspen.com

Website:

Other Management Style: Mortgage

Ownership: Principals -82, Public -0, Third Party -0 TIG Advisors LLC owned 18% as of December 31, 2019

Professional Staff: 8 Established: 1966

Performance Presentation Standards Current yield

Minimum Investment

Pooled: 150,000 Separate: Not applicable


Russell Investments Canada Limited

Contact: Andrew Kitchen, Managing Director, Canada Institutional

Address: 100 King St. W., Suit 5900, Toronto, ON, M5X 1E4

Phone: 416-640-2482

Fax: 416-362-4494

Other Management Style: Multi-manager

Ownership: Principals -, Public -, Third Party - Ownership composed of a majority stake held by funds managed by TA Associates with minority stakes held by funds managed by Reverence Capital Partners and Russell Investments' management.

Professional Staff: Established: 1936

Minimum Investment


SEAMARK Asset Management Ltd.

Contact: Beste Alpargun, Vice-president - Fixed Income

Address: 400-1718 Argyle St, Halifax, NS, B3J 3N6

Phone: 902-423-9547

Fax: 902-423-0726

Email: balpargun@seamark.ca

Website:

Management Style: Yield Curve, Credit, Immunized

Ownership: Principals -, Public -, Third Party -

Professional Staff: 1 Established:

Performance Presentation Standards GIPS

Minimum Investment


SLC Management

Contact: Heather Wolfe, Head of Canadian Business Development & Client Relationships

Address: 1 York St., Toronto, ON, M5J 0B6

Phone: 416-408-7834

Fax:

Management Style: Credit, Immunized

Ownership: Principals -, Public -, Third Party - SLC Management is an indirect wholly-owned subsidiary of Sun Life Financial Inc., a publicly traded company listed on the Toronto (TSX), New York (NYSE) and Philippine (PSE) stock exchanges under the ticker symbol SLF.

Professional Staff: 94 Established: 2013

Performance Presentation Standards The Firm claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. The Firm has not been independently verified.

Minimum Investment

Pooled: Varies Separate: Varies


STATE STREET GLOBAL ADVISORS, LTD.

Contact: Michael W. Brown, Vice-president, Consultant Relations Manager

Address: 30 Adelaide St. E., Ste. 500, Toronto, ON, M5C 3G6

Phone: 647-775-5778

Fax: 647-775-7264

Email: Michael_W_Brown@ssga.com

Website:

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Other Management Style: While most of our strategies are indexed based, we also have capabilities in other areas of fixed income and cash management.

Passive Management Indicies: FTSE TMX Canada Short Term Overall Bond Index FTSE TMX Canada 20+ Strip Bond Index FTSE TMX Canada Overall Long Term Bond Index FTSE TMX Canada Real Return Bond Index FTSE TMX Canada Universe Bond Index FTSE TMX Canada Long Term Government Bond Index

Ownership: Principals -0%, Public -100%, Third Party - State Street Global Advisors, Ltd. (“SSGA Canada”) is a corporation incorporated under the laws of Canada. SSGA Canada is a wholly-owned subsidiary of SSGA International Holdings Inc. (“SSGA IH”). SSGA IH is a wholly-owned subsidiary of State Street Global Advisors, Inc. ("SSGA Inc."), which is a wholly-owned subsidiary of State Street Corporation. State Street Corporation is a bank holding company whose shares are publicly traded on the New York Stock Exchange under the symbol “STT.”

Professional Staff: 159 Established: 1991

Performance Presentation Standards "SSGA-Global" is compliant with GIPS® for periods since 2000. Various components of the firm (including those acquired in subsequent years) claimed compliance with GIPS for preceding periods, prior to the 2009 adoption of the expanded Firm definition of "SSGA-Global".

Minimum Investment

Pooled: $5M Minimum AUM Separate: $175,000 Minimum Fee


Sun Life Global Investments

Contact: Anne Meloche, Head of Institutional Business

Address: 1 York St., Toronto, ON, M5J 0B6

Management Style: Yield Curve, Credit, Index

Other Management Style: Canadian Bonds - Active: multi-strategy/multi-manager, Global Unconstrained (absolute return)

Passive Management Indicies: FTSE Canada Universe Bond Index

Ownership: Principals -, Public -, Third Party -100% Sun Life Financial

Professional Staff: Established: 2010

Performance Presentation Standards N1 81-102 Investment funds regulatory requirement. (1, 3, 5, 10 yr, plus since inception if no 10 yr)

Minimum Investment

Pooled: N/A Separate: N/A


T. ROWE PRICE

Contact: Bruce Winch, Head of Canada

Address: 77 King St W Ste. 4240, Toronto, ON, M5K 1G8

Phone: 416-360-7214

Fax:

Management Style: Credit

Other Management Style: We implement a bottom-up, fundamental investment approach across all of our fixed income strategies, performing deep and focused credit research.

Passive Management Indicies: Barclays Capital U.S. Aggregate Bond Index (TRP US Bond Index Fund)

Ownership: Principals -, Public -100%, Third Party - T. Rowe Price Group, Inc. is a publicly traded company, with substantial employee ownership. Common stock owned outright by our associates, combined with outstanding vested stock options and unvested restricted stock awards, total nearly 13% of the firm's outstanding shares and outstanding vested stock options at December 31, 2018. T. Rowe Price distributes equity through both our employee stock purchase program and a stock incentive plan offering options and restricted stock: All employees are eligible to participate in the employee stock purchase program, and the firm will match the purchase of company stock up to a certain percentage of each employee's salary. Approximately 76% of employees own company stock.

Professional Staff: 212 Established: 1937

Performance Presentation Standards T. Rowe Price (“TRP”) has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS®). TRP has been independently verified for the 21‐year period ended June 30, 2018 by KPMG LLP. The verification report is available upon request.

Minimum Investment

Pooled: Varies by strategy & product Separate: Varies by strategy & product


TD Asset Management Inc.

Contact: Mark Cestnik, Managing Director

Address: 161 Bay St., 34th Floor, Toronto, ON, M5J 2T2

Phone: 416-983-7088

Fax:

Management Style: Yield Curve, Credit, Structured Products, Index, Immunized, Quantitative

Other Management Style: Duration Extension, Active Fundamental

Passive Management Indicies: FTSE Canada Universe Bond, FTSE Canada 20+ Strip Bond Index, FTSE Canada Real Return Bond, FTSE Canada Long Bond, FTSE Canada Long Govt. Bond, FTSE Canada Corp. Bond, FTSE Canada Govt. Bond, FTSE Canada Provincial Long Bond, FTSE Canada Mid-term Provincial Bond Index, FTSE Canada Long Corporate, FTSE Canada All Government Bond Index; FTSE Canada long term overall bond index; FTSE Canada Long term government bond index; FTSE Canada Long Term provincial Bond index

Ownership: Principals -, Public -, Third Party - Wholly-owned subsidiary of Toronto-Dominion Bank

Professional Staff: 75 Established: 1987

Performance Presentation Standards GIPS

Minimum Investment

Pooled: $10M Separate: $50M (Active) $200M (Passive)