SRI Directory

Aberdeen Standard Investments

Contact: Christopher Wright, Head of Business Development - Canada

Address: 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ,

Products/Services: EAFE Plus Equity SRI, Global Equity SRI

Philosophy/Style: Employs bottom-up fundamental analysis focusing on absolute return; invests in companies with sound fundamentals that pass investment criteria for quality, price and ESG risks; for SRI mandates, companies must also pass a screening process for acceptable social behavior.

Established: 1995


Addenda Capital Inc.

Contact: Michel Jalbert, Executive Vice-president, Business Development & Client Partnerships

Address: 800 Rene-Levesque Blvd. W., Ste. 2750, Montreal, ,

Phone: 514-287-7373

Fax: 514-287-7200

Products/Services: Integrated ESG research for all asset classes, Impact Investing, Client-directed SRI screens, Fossil-Free Fixed Income, International Equity SRI Funds

Philosophy/Style: At Addenda Capital, we integrate environmental, social and governance (“ESG”) matters into all of our investment and stewardship activities. Our objective is to enhance long-term investment performance for our clients and promote sustainable development for society.

Established: 1992


AGF Investments Inc.

Contact: Mike Still, CFA, Vice-president, Institutional Distribution

Address: 66 Wellington St. W., TD Bank Tower, 31st Floor, Toronto, ,

Phone: 416-865-4319

Fax:

Products/Services: AGF Global Sustainable Growth Equity

Philosophy/Style: The AGF Global Sustainable Growth Equity strategy is an all cap, thematic, growth strategy. It invests in 4 broad themes and 14 sub-themes that position the portfolio to benefit from the transition to a sustainable economy.

Established: 1991


Aviva Investors

Contact: Jean-Francois Milette, Head of Canadian Sales

Address: 100 King St. W., Ste. 4900, Toronto, ,

Phone: 416-360-2769

Fax:

Products/Services: Aviva Investors Sustainable Income & Growth Fund, Aviva Investors Climate Transition European Equity Fund, Aviva Stewardship Fixed Interest, Aviva Stewardship UK Equity, Aviva Stewardship UK Equity Income and Aviva Stewardship International Equity.

Philosophy/Style:

Established: 1970


Barings

Contact: Michael Annis, Head of Sales and Business Development - Canada

Address: Brookfield Place, 161 Bay St., 27th Floor, Toronto, ,

Phone: 416-572-2400

Fax:

Products/Services: All strategies can be managed in a segregated mandate under ESG/SRI guidelines as determined by the client.

Philosophy/Style: Barings chose to adopt an integration approach to ESG incorporation primarily because fundamental, bottom-up analysis is the heart of our investment philosophy. We incorporate ESG factors throughout our rigorous investment analysis and decision-making processes.

Established:


BNY Mellon Asset Servicing

Contact: Cynthia Shaw-Pereira, Lead Consultant, Client Solutions & Business Development

Address: 1 York St, Ste. 500, Toronto, ,

Phone: 416-775-5868

Fax:

Products/Services: BNY Mellon ESG Analytics; BNY Mellon Compliance Monitoring

Philosophy/Style:

Established: 1997


CIBC Asset Management Inc.

Contact: Doug MacDonald, CFA, Managing Director & Global Head of Distribution

Address: 18 York St., Ste. 1300, Toronto, ,

Phone: 416-780-5739

Fax: 416-364-3286

Products/Services: Canadian Bonds, Canadian Equity, Global Equity.

Philosophy/Style: Responsible investing is an approach to investing that explicitly acknowledges the relevance of environmental, social, and governance (ESG) factors. These factors are critical in any evaluation of the long-term health and stability of a company. Furthermore, we believe we have a fiduciary duty to act in the best interests of our clients and to base investment decisions on our professional judgment and thorough research.

Established: 1980


Cidel Asset Management Inc.

Contact: Jamie Brubacher, Institutional Relationship Manager

Address: 60 Bloor St. W., 9th Floor, Toronto, ,

Phone: 416-977-6767

Fax:

Products/Services: Global Equity and Canadian Equity portfolios.

Philosophy/Style: Cidel utilizes a proprietary ESG analysis framework that combines both negative screening and direct investment research in order to generate our own ESG scoring of both portfolio companies and potential investments. This framework informs Cidel's portfolio construction and risk management process.

Established: 2015


Desjardins Global Asset Management

Contact: Anne-Marie Monette, Director, Relationship Management

Address: 1 Complexe Desjardins, South Tower, 20th Floor, Montreal, ,

Products/Services: Actively Managed Strategies: Global Environment Equity Fund, Canadian Bonds, Canadian Equity. Rules-Based Strategies: Active Canadian Bonds – Low CO2, Canadian Equity Low CO2,, US Equity Low CO2, Canadian Equity Multifactor Low CO2, US Equity Multifactor Low CO2, Developed Equity ex-US ex-Canada Markets Low CO2, Emerging Markets Equity Multifactor Low CO2, Global Equity Multifactor – Fossil Fuel Reserves Free

Philosophy/Style: For its actively managed strategies, DGAM uses a proprietary rating of ESG indicators in the selection of securities for the management of responsible investment mandates. Its rating methodology is based on both quantitative and qualitative criteria (collected through research, shareholder dialogue activities or via external data providers). Issuers involved in the controversial arms sector, tobacco production or subject to critical controversy are excluded from the portfolios.

Established: 2013


Federated Investors, Inc.

Contact: David Gregoire, Vice-president, Global Institutional Sales Consultant

Address: 1001 Liberty Ave., Pittsburgh, ,

Phone: 416-527-1150

Fax: 412-288-1093

Products/Services: Global Investment Grade Credit, Emerging Markets Credit, Global High Yield, SDG Engagement High Yield Credit, Absolute Return Credit, Multi Strategy Credit, Unconstrained Credit, Multi Asset Credit, Direct Lending, Real Estate Debt, Structured Finance, Global Equity, Global Small Cap Equity, Global Equity ESG, Global Equity Low Carbon,Global SDG Engagement Equity, Global Impact Opportunities, EAFE Equity, Emerging Markets Equity, Emerging Markets SMID Equity, Emerging Markets ESG, Emerging Markets Asia, Asia ex-Japan Equity, European Equity, US All Cap Equity, US SMID Cap Equity, Multi Asset Absolute Return, Multi Asset ESG, Real Estate, Infrastructure, Private Equity, Stewardship and Stakeholder Engagement Services

Philosophy/Style: Hermes strategies focus not just on financial results, but also on delivering outcomes beyond performance: holistic returns that consider impacts to society, the environment and the wider world. Hermes approach to holistic returns means we are committed to delivering excellent long-term investment performance and stewardship, while improving the lives of many.

Established: 1997


Fiera Capital Corporation

Contact: Michael Quigley, Executive Vice-president, Head of Institutional Markets

Address: 1981 McGill College Ave., Montreal, ,

Phone: 514-954-3300

Fax: 514-954-3325

Products/Services: Active Fixed Income Ethical ESG, Integrated Fixed Income Short/Mid, Canadian Equity Ethical ESG, Canadian Equity ex-Energy, Canadian Equity Ethical ESG - Opportunities, US Equity Ethical ESG, International Equity Ethical ESG, Balanced EFT Fund, CRS Balanced Ethical ESG Fund

Philosophy/Style: Fiera’s ESG Integrated Framework is comprised of ESG friendly proxy voting, its firmwide Responsible Investing policy, ESG considerations through increased knowledge of companies, greater involvement with managers and their company and an ESG approach which is integrated in the fundamental decision-making process combined with flexibility of implementation.

Established: 2004


Franklin Templeton

Contact: Bill Tsotsos, Head of Institutional, Canada

Address: 200 King St. W., Toronto, ,

Phone: 416-957-6534

Fax:

Products/Services: Franklin Templeton Social Infrastructure Fund, Templeton Global Climate Change Fund, Individual separate accounts

Philosophy/Style: We embed ESG best practices and analytics in our investment processes, enhancing our traditional financial analysis – to open new investment opportunities, help manage risk and seek to enhance returns over the long term.

Established:


GLC Asset Management Group Ltd.

Contact: Craig Christie, Vice-president, Institutional Investment Solutions, Great-West Life

Address: 100 Osborne St. N., Winnipeg, ,

Phone: 204-946-7944

Fax: 204-946-8818

Products/Services: All GLC managed funds (including equity, fixed income, balanced, asset allocation funds and alternative asset class funds) formally integrate ESG considerations into the investment decision process. For exclusionary SRI funds, GLC manages a SRI Canadian equity, SRI bond and SRI balanced portfolio with additional screening and exclusionary security selection criteria.

Philosophy/Style: GLC Asset Management Group Ltd. views responsible investing as an additional, rather than alternative, tool within GLC’s well-established and disciplined investment process to enhance long-term returns. Environmental, social and governance (ESG) considerations are formally incorporated into every GLC investment portfolio.

Established: 2000


Guardian Ethical Management

Contact: Brian Holland, Senior Vice-president, Client Services

Address: 199 Bay St., Commerce Court W., Ste. 3100, Toronto, ,

Phone: 416-350-3146

Fax: 416-364-9634

Products/Services: Canadian Equity, Global Equity, Fixed Income, Balanced

Philosophy/Style: Believes that engaging management is the most effective approach to change in corporate practices

Established: 2005


Hexavest

Contact: Mark-Olivier McNulty, Managing Director

Address: 1250 Boul. René Lévesque W.. Ste. 4200, Montreal, ,

Phone: 514-390-8484

Fax: 514-390-1184

Products/Services: Hexavest ESG Global Equity Fund, Hexavest Climate Focus Fund

Philosophy/Style:

Established: 2016


Hillsdale Investment Management Inc.

Contact: Harry Marmer, Executive Vice-president

Address: 1 First Canadian Place, Ste. 5900 100 King St. W., Toronto, ,

Phone: 416-913-3907

Fax:

Products/Services: Hillsdale offers customized ESG investment management services including testing, screening and/or weighting in Canadian, U.S. and global active investment strategies for institutional investors. Hillsdale has conducted ESG research since 2012 and we have assisted and advised clients and consultants with respect to ESG investing issues. ESG factors are considered in our investment process and are carefully evaluated on a strategy by strategy basis. More specifically, ESG factors are assessed and evaluated alongside all other potential alpha and risk signals.

Philosophy/Style: Hillsdale’s investment philosophy is based on decades of knowledge and experience in the meticulous application of fundamental, quantitative and capital markets research. This systematic process allows for long memory, enormous breadth, and a rigorous decision-making process increasing the odds of performance repeatability, reducing behavioral biases and empowering risk management.

Established: 2012


Honeytree Investment Management

Contact: Paula Glick, Co-Founder

Address: 265 Lauder Ave., Toronto, ,

Phone: 416-528-8369

Fax:

Products/Services: Honeytree Global Equity

Philosophy/Style: The Honeytree Global Equity is a large cap concentrated - high conviction strategy. We use a quantamental approach combining fundamental, ESG and open source data to drive investment decisions.

Established: 2018


HSBC Global Asset Management (Canada) Limited

Contact: Ramy Zakher, Vice-president, Institutional Investments

Address: Ste 300, 70 York St., Toronto, ,

Phone: 416-868-8286

Fax: 416-361-6345

Products/Services: ESG Products Offered Globally: Global Lower Carbon Bond, Global Equity Climate Change, Global Lower Carbon Equity, Global Sustainable Multi-Asset Balanced, SRI Euroland Equity, SRI Global Equity, SRI Euro Bond, SRI Moderate (Multi-Asset), SRI Balanced (Multi-Asset), SRI Dynamic (Multi-Asset, Europe Equity Green Transition

Philosophy/Style: We aim to incorporate environmental, social and governance (ESG) factors in our investment decisions to generate sustainable, long-term returns.

Established: 2007


ISS

Contact: Danna Broadworth, Associate Vice-president, Sales

Address: 400 University Ave, Ste. 1620, Toronto, ,

Phone: 416-649-0553

Fax:

Products/Services: proxy research and voting, governance data, advisory services, ESG ratings and rankings,screening and controversies, ESG index solutions, climate solutions, impact and SDGs, engagement, securities class actions services

Philosophy/Style:

Established: 1985


J.P. Morgan Asset Management (Canada) Inc.

Contact: Geoff McLeod, Executive Director

Address: 66 Wellington St. W., Toronto, ,

Phone: 416-981-9162

Fax:

Products/Services: ESG Integration: Defined as the systematic and explicit consideration of ESG factors in the investment decision-making process. ESG Integration approach does not limit the investment universe (I.e. does not exclude sectors or companies). o JPMAM, as of June 30, 2019, offers 310 strategies across equities, fixed income, and alternatives (including global real estate, infrastructure, and private equity) which are ESG-integrated. Best-In-Class: An investment style that involves investing only in companies that lead their peer groups in respect of sustainability performance. JPMAM offers two best-in-class products: o JPMorgan Intrepid Sustainable Equity Fund (formerly JPMorgan Intrepid Advantage Fund) (Inception 2003, but converted its name from the JPMorgan Intrepid Advantage Fund November 2016). o JPMorgan Europe Sustainable Equity Fund (Inception December 2016) o JPMorgan Global Sustainable Equity Fund (Inception October 2018) Positive Tilt: An investment style in which the portfolio will be tilted toward sectors, companies, or projects with positive ESG characteristics. JPMAM offers one positive tilt product: JPMorgan Global Macro Sustainable Fund (Inception August 2019) Exclusions: The exclusion from a fund or portfolio of certain sectors, companies or practices based on specific values or norms based criteria. o JPMAM offers a 4 ETFs utilizing our Research Enhanced investment process (inception 4Q 2019) Theme-based/impact investing: Top down investment approach, investments in themes or assets specifically related to sustainability. o JPMAM offers the Municipal Income Fund (Inception 1993) in addition to capabilities in green bond investing o JPMAM also offers capabilities within Private Equity in regards to customized portfolio solutions, specifically in regards to aging population (targeting health & wellness related investments) and diversity/inclusion (targeting investments in women-led or minority-led investments)

Philosophy/Style:

Established: 1970


Letko, Brosseau & Associates Inc.

Contact: Paul Vaillancourt, CFA, Partner - Director, Investment Services

Address: Suite 2510, 1800 Ave. McGill College, Montreal, ,

Phone: 800-307-8557

Fax: 514-499-0361

Email: info@lba.ca

Website: www.lba.ca

Products/Services: ESG Balanced Fund, Customized ESG Mandates

Philosophy/Style: Our approach has remained unchanged since the inception of the firm and rests on the following pillars: -Fundamental analysis -Price sensitivity -Global perspective -Long-term investment horizon -ESG integration -Public-markets focus

Established: 2010


Lincluden Investment Management

Contact: Wayne Wilson, Vice-president

Address: 201 City Centre Dr., Ste. 201, Mississauga, ,

Phone: 905-273-3018

Fax: 905-273-4882

Products/Services: ESG Mandates - Canadian Equities, US Equities, MSCI EAFE, MSCI World

Philosophy/Style: Value investors who believe that while financial markets are efficient in the long term, they can be inefficient in the short- to medium-term & financial markets will often misprice the stock price of a company in the short run giving an investor the opportunity to buy securities at a discount to their economic or intrinsic value; ESG analysis is integrated in all portfolios in forming of the assessment of the quality & stability of each company's cash flows

Established: 2012


Matthews International Capital Management, LLC ("Matthews Asia")

Contact: Celine Colgan, Head of North American Institutional Business

Address: 4 Embarcadero Center, Ste. 550, San Francisco, ,

Phone: 415-954-4545

Fax: 415-788-4804

Products/Services: Matthews Asia ESG Strategy

Philosophy/Style: We follow a fundamental bottom-up active investment process with ESG integration. We focus on Asian businesses that improve quality of life and make human or business activity less destructive to the environment, while promoting social and economic development.

Established: 2015


Mercer (Canada) Limited

Contact: Karen Lockridge, Principal, Responsible Investment

Address: 120 Bremner Blvd, Toronto, ,

Phone: 416-868-2233

Fax:

Products/Services: Board workshop on ESG beliefs, ESG policy development, Climate Change investment strategy, Peer benchmarking, Stewardship strategy, ESG portfolio analytics, ESG manager ratings, climate change scenario analysis, Exclusions framework development, SRI manager searches, thematic investing

Philosophy/Style: Mercer's Responsible Investment team advises institutional investors on why and how to adopt sustainable investment approaches. This includes integrating ESG factors and broader systemic issues, e.g. climate change and sustainable development, along with active ownership (stewardship).

Established: 2004


MFS Investment Management Canada Limited

Contact: Christine Girvan, Senior Managing Director Sales, Canada

Address: 77 King St. W., 35th Floor, Toronto, ,

Phone: 416-361-7273

Fax:

Products/Services: Offers a range of four pooled funds which are managed with SRI considerations: Responsible Balanced Fund, Responsible Canadian Fixed Income Fund, Responsible Canadian Research Equity Fund, Responsible Global Research Fund. In addition MFS offers customized screening for separate account portfolios.

Philosophy/Style: Socially responsible investing is an investment strategy that seeks to maximize long-term financial return through investments in companies that more consistently promote environmental stewardship, consumer protection, human rights & diversity.

Established: 1994


Montrusco Bolton Investments Inc.

Contact: Richard Guay, Senior Vice-president

Address: 1501 McGill College Ave., Ste. 1200, Montreal, ,

Phone: 514-842-6464

Fax: 514-282-2550

Products/Services: SRI guidelines are applied to all fundamentally-managed equity and fixed income strategies.

Philosophy/Style: MBI’s approach to responsible investment is focused on incorporating ESG factors in our security selection process and engaging with the companies in which we invest. Examples include our proxy voting strategy, filing shareholder proposals, collaborating with industry specialists, and screening.

Established: 2005


MSCI

Contact: Max Zehrt, Vice-president, Client Coverage

Address: First Canadian Place, 100 King St. W., Ste. 4540, Toronto, ,

Phone: 416-687-6260

Fax:

Products/Services: MSCI is a leading provider of ESG Research, Indexes and Analytical tools, including ESG ratings of over 13,000 issuers (including subsidiaries) and over 1,000 ESG Equity and Fixed Income Indexes. We aim to help investors integrate ESG across their entire investment process; powering better investment decisions.

Philosophy/Style:

Established: 40


Optimum Asset Management Inc.

Contact: Brigitte Gascon, Senior Vice-president, Development

Address: 425 de maisonneuve Blvd. W., Montreal, ,

Phone: 514-288-7545

Fax:

Products/Services: All strategies offered at Optimum Asset Management are SRI Products

Philosophy/Style: OAM believes that a company having good ESG standards & practices will, in the long run, be better managed &, therefore, get better results

Established: 2012


PH&N Institutional

Contact: John Skeans, Head of Consultant Relations (Canada)

Address: 20th Floor, 200 Burrard St., Vancouver, ,

Phone: 604-408-6238

Fax: 604-685-5712

Products/Services: RBC GAM recognizes that we have an obligation as a large global investor to act as an active, engaged and responsible owner and believes that such an approach will better enable us to enhance the long-term, sustainable performance of our portfolios. We define Environmental Social and Governance (ESG) Integration as the systematic integration of ESG factors into the investment process. All of our investment teams, across all asset classes and strategies, incorporate ESG analysis into their investment processes. It is our view that it is optimal for each of our investment teams to develop their own methods to integrate ESG factors into their respective investment processes. This bottom-up approach ensures that the integration of ESG factors adds value and complements the teams’ well-established investment processes, since each team is able to focus on the methodologies that work best for it, as well as the ESG issues it deems most material to its investments. We also offer strategies that are specifically designed to incorporate socially responsible investing (SRI) principles into the portfolio construction. We define Socially Responsible Investing as the application of positive or negative screens to include or exclude companies from the investment universe based on a defined set of values. The RBC Vision strategies invest primarily in the securities of companies that conduct themselves in a socially responsible manner. The strategies apply qualitative and exclusionary screens for security selection in accordance with their ESG analytical framework. In addition, we manage an exchange-traded strategy focused on women in leadership. Further, we are capable of managing customized SRI portfolios for institutional clients in Canada, and have been doing so since 1992. These mandates are managed on a case-by-case basis, whereby our portfolio managers would work with the client to construct a segregated SRI portfolio to include or exclude specific investments in accordance with their investment guidelines and ethical commitments. Our SRI offering includes the following funds: RBC Vision Balanced Fund, RBC Vision Bond Fund, RBC Vision Canadian Equity Fund, RBC Vision Global Equity Fund, and the RBC Vision Fossil Fuel Free Global Equity Fund, as well as the RBC Vision Women's Leadership Canada Index ETF.

Philosophy/Style: All of our investment teams incorporate ESG analysis into their investment processes, including our SRI strategies where our investment teams still integrate ESG factors into the investment process after the application of the positive or negative screens.

Established: 1992


Pictet Asset Management

Contact: Jean-Pierre Gemme, Head of Distribution - Canada

Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, ,

Phone: 514-288-0253

Fax: 514-288-5473

Products/Services: Core Strategies: EAFE, SRI Bonds, SRI Equities, SRI Balanced, Thematic Strategies: Water, Clean Energy, Timber, Global Environmental Opportunities (GEO), Global Thematic Opportunities (GTO), Nutrition, Health, Smart City, Sustainable Strategies: European Sustainable Equities, Emerging Markets Sustainable Equities

Philosophy/Style: We integrate material ESG criteria in our investment processes and ownership practices to enhance returns and/or mitigate risks, and aim to embed ESG in our risk management and reporting tools to maintain high standards of transparency and accountability.

Established: 1999


PIMCO Canada Corp.

Contact: Patrice Denis, Executive Vice-president

Address: 199 Bay St., Ste. 2050, Toronto, ,

Phone: 514-989-3187

Fax: 416-368-3576

Products/Services: GIS Global Bond ESG, Separate Accounts

Philosophy/Style: SRI, also known as ethics-based investing or values-based investing, is an investment approach that typically utilizes negative screens to restrict the investment universe. PIMCO works with the end client to determine areas of exclusion that are important to clients. In addition, PIMCO applies a robust framework across its ESG solutions, seeking to deliver maximum impact for investors. This framework includes three key elements: exclusion, evaluation and engagement. The team engages collaboratively with companies, encouraging them to improve their ESG practices and influence long term change.

Established: 2011


Russell Investments

Contact: Andrew Kitchen, Managing Director, Canada Institutional

Address: 100 King St. W., Ste. 4510, Toronto, ,

Products/Services: We incorporate responsible investing in our investment manager evaluation process, our portfolio management, our advisory services, and through implementing proprietary solutions to meet client needs. In addition, the Russell Investments ESG Global Equity Pool is designed to reduce the portfolio’s total exposure to carbon footprint and fossil fuel reserves by 50% and commits to zero holdings in tobacco, firearms and alcohol industries. The Pool aims to have greater exposure to renewable energy than the MSCI World index.

Philosophy/Style: We research and select managers with full knowledge of their ESG metrics and have developed our own proprietary ESG scoring methodology for our direct investing capabilities. As a result of our integrated approach, were received “A/A+” rating from the UNPRI in 2019. We are active owners of all our holdings and focus on specific ESG actions in our engagement activities.

Established:


Stewart Investors

Contact: Hugh Tancred, Relationship Manager

Address: 10E. 53rd St, Level 21, New York, ,

Products/Services: Stewart Investors Worldwide (Global) Sustainability Strategy, Stewart Investors Indian Sub-Continent Strategy, Stewart Investors Global Emerging Markets Sustainability Strategy, Stewart Investors Asia Pacific Sustainability Strategy, Stewart Investors Asia Pacific Leaders Strategy

Philosophy/Style: We look for good quality companies (management, franchise and financials) that are particularly well positioned to benefit from, and contribute to, the sustainable development of the countries in which they operate. Please select this link for more details: https://www.stewartinvestors.com/en/our-funds/sustainable-funds-group/

Established: 2006


Sustainalytics

Contact: Gary Hawton, Director, Client Relations

Address: 215 Spadina Ave., Ste. 300, Toronto, ,

Phone: 416-861-0403

Fax:

Products/Services: ESG Ratings and Research, Company ESG Reports, Corporate Governance Research, Carbon Risk Rating, Country Risk Ratings, Sustainable Products Research, Strategy Development (ESG Integration), Data Services, Global Standards Screening, Product Involvement, Weapons Research (Controversial Weapons, Arms Trade Research), Country Screening, Human Rights Radar, Portfolio Screening, ESG Portfolio Analytics, Carbon Portfolio Analytics, Controversy Alerts

Philosophy/Style: Provides ESG research & analysis as well as engagement services for investors & financial institutions with a global perspective, underpinned by local expertise in the responsible investment market; provides clients with solutions that are responsive to their needs.

Established: 1992


TD Asset Management Inc.

Contact: Mark Cestnik, Managing Director

Address: 161 Bay St., 34th Floor, Toronto, ,

Phone: 416-983-7088

Fax:

Products/Services: • TD Asset Management (TDAM) offers a separately managed SRI equity model for high net worth investors in the TD Private Investment Counsel distribution channel. The model is called the TD North American Sustainability Leadership Equity Model (formerly the TD Private Investment Counsel North American Equity SRI Model). On June 5, 2019, TDAM changed the model name and investment strategy of the model that we believe will enhance our ability to help investors growth their wealth responsibly, investing in companies who are on the right side of change. • Key changes to the model include: o Strategy change to a Goals-Based Framework: The investment strategy changed from investing in best in class stocks relative to ESG factors to investing in high quality companies that demonstrate positive contributions towards achieving Sustainable Development Goals as set by the U.N. o Increased opportunities: Benchmark will change from 50% S&P/TSX Composite Index/50% S&P 500 Index to 25% S&P/TSX/Composite Index/75% S&P 500 Index. The goal of transitioning to a higher U.S. weight is to improve the range of opportunities and to introduce a goals-based framework.

Philosophy/Style: • At TDAM, we are committed to meeting the evolving needs of our clients by providing responsible investment options that help advance ESG issues while generating long-term, sustainable returns. Societal demands, policy direction and investor capabilities are cultivating demand for ESG products and TDAM is at the forefront of change. In July 2008, TDAM became one of the first Canadian bank-owned asset managers to be a signatory to the United Nations Principles for Responsible Investment (PRI) and since 2009, has adopted a Sustainable Investment Policy across Canadian and U.S. operations. • TD North American Sustainability Leadership Equity Model aims to achieve its fundamental investment objective by investing in companies that demonstrate positive contributions towards achieving the Sustainable Development Goals as set by the U.N. The model will exclude companies with a below median ESG rating as per Sustainalytics.

Established: 2007


UBS Asset Management

Contact: David Coyle, Executive Director

Address: 161 Bay St., Ste. 4100, Toronto, ,

Phone: 416-681-5200

Fax: 416-681-5100

Products/Services: Global Sustainable Equity, Sustainable Impact, Climate Aware.

Philosophy/Style: Global Sustainable Equity invests in attractively valued companies with strong fundamental valuation as well as a long-term sustainable business model.

Established: 1997


Unigestion Asset Management (Canada) Inc.

Contact: Francis Chartier, Director, Institutional Clients

Address: 1000 rue de la Gauchetière Ouest, 24e étage, Montreal, ,

Phone: 514-358-5420

Fax:

Products/Services: Incorporates ESG considerations, and excludes excessive carbon emitters, tobacco, controversial weapons globally within the investment processes for pooled funds & segregated mandates across all investment strategies - risk managed equities (Global, EM, US, Europe, Asia Pacific, Japan), Private Equity, Alternatives, Multi-Assets. Direct Engagement with portfolio companies.

Philosophy/Style: PRI & Montreal Pledge signatories, committed to incorporating responsible investment principles into investment practices; investment philosophy is focused on understanding all kinds of risks, including ESG related risks & actively managing them to deliver outperformance & protection against downside exposure.

Established: 2004


Wellington Management Canada ULC

Contact: Alan Matijas, CFA, Director, Canada

Address: Exchange Tower 130 King St. W.,18th Floor, Toronto, ,

Products/Services: SRI guidelines are client directed, we would be willing to discuss these guidelines for most of US, Global, and International Equity and Fixed Income products; Wellington Management is also a signatory to the UN PRI. Few of the SRI products offered by Wellington are: Climate Strategy, Global Impact, Global Stewards, Advancement of Women, Broader Perspectives, Emerging Market Development, Low Carbon Emerging Markets Systematic Equity, Global Impact Bond.

Philosophy/Style: Wellington Management has substantial experience in managing socially responsible assets, with over C$301 billion managed for 521 accounts as of June 30, 2019. We have assisted clients in the development of investment screens or complete investment styles that seek to achieve specified investment goals while complying with the restrictions.

Established: 1995


William Blair

Contact: Jason R. Stefanelli, Head of Canada

Address: 150 N. Riverside Plaza, Chicago, ,

Phone: 416-895-9448

Fax: 312-277-3522

Products/Services: Global Leaders SRI, Sustainable Fixed Income; Custom client accounts with SRI guidelines provided.

Philosophy/Style: ESG factors are inextricably linked with our fundamental assessment of company management and long-term value creation, and the sustainability of competitive strengths. ESG insights are primarily informed by proprietary research, data aggregation from multiple internal and external resources, and our proprietary materiality framework.

Established: 2011