EAFE and Emerging Markets Directory

Aberdeen Standard Investments

Contact: Christopher Wright, Head of Business Development, Canada

Address: 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ON

Manager Style: Active, Large Cap, Core

Currency Managed: No

Managed For/Since: EAFE: 1990; EM: 1996

Ownership Structure: Principals -Less than 2%, Public -As a publicly listed company, our shares are subject to change of ownership at any time., Third Party -

Performance Presentation Standards: GIPS

Locations: Aberdeen Standard Investments focuses on bringing together a global team that is diverse in terms of gender, background and experience and skill-set. In each region, we focus on hiring local professionals to give us an advantage in every market in which we operate. We manage assets on behalf of clients and customers from more than 20 investment centers, aided by support staff located in over 40 locations across Europe, the Americas, Asia, the Middle East and Australia. This proximity to markets feeds our investment insight and allows us to more closely understand the needs of our clients. Our locations are listed below: Toronto (Canada), Boston (US), Stamford (US), New York (US), Los Angeles (US), Philadelphia (US), Miami (US), São Paulo (Brazil), Aberdeen (UK), Edinburgh (UK), London (UK), Bristol (UK), Dublin (UK), Jersey (UK), Paris (France), Madrid (Spain), Zurich (Switzerland), Geneva (Switzerland), Milan (Italy), Bergen (Norway), Trondheim (Norway), Oslo (Norway), Aarhus (Denmark), Stockholm (Sweden), Helsinki (Finland), Copenhagen (Denmark), Brussels (Belgium), Amsterdam (Netherlands), Luxembourg (Luxembourg), Frankfurt (Germany), Abu Dhabi (UAE), Bangkok (Thailand), Kuala Lumpur (Malaysia), Singapore (Singapore), Jakarta (Indonesia), Seoul (South Korea), Shanghai (China), Tokyo (Japan), Taipei (Taiwan), Hong Kong (China), Sydney (Australia), Melbourne (Australia)

Minimum Investment - Pooled: EAFE - $5M; EM Equity - $10M

Minimum Investment - Separate: EAFE - $75M; EM Equity - $100M

Portfolio Managers: EAFE: 17; EM: 56 Research Analysts:


Addenda Capital Inc.

Contact: Michel Jalbert, Executive Vice-president, Business Development & Client Partnerships

Address: 800 René-Lévesque Blvd. W., Ste. 2750, Montreal, PQ

Phone: 514-908-7910

Fax: 514-287-7200

Manager Style: Active, Large Cap, Growth

Managed For/Since: 1-May-12

Ownership Structure: Principals -, Public -, Third Party - Addenda Capital's largest shareholder is Co-operators Financial Services Ltd. (92.27%), a subsidiary of The Co-operators Group Ltd. Minority shareholders include current and former employees (7.73%).

Performance Presentation Standards: GIPS, Other

Locations: Montréal, Toronto, Guelph, Regina

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 20

Portfolio Managers: 30 Research Analysts: 22


AllianceBernstein L.P

Contact: Wendy Brodkin, Managing Director, CA, CFA, ICD.D

Address: Brookfield Place, 161 Bay St.-27th floor, Toronto, ON

Phone: 416-572-2534

Fax: 212-756-4405

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: First Dedicated EM Strategy: 1989

Ownership Structure: Principals -65.16, Public -22.1, Third Party -12.74 AllianceBernstein Directors, Officers and employees

Performance Presentation Standards: GIPS

Locations: New York, Nashville, Toronto, London, Tokyo, Sydney, Hong Kong

Minimum Investment - Pooled: 10

Minimum Investment - Separate: 70

Portfolio Managers: 140 Research Analysts: 278


AMERICAN CENTURY INVESTMENTS

Contact: Ellen DeNicola, Vice-president, Institutional Business Group

Address: 330 Madison Ave., 9th Floor, New York, NY

Phone: 800-880-1726

Fax: 816-340-3931

Manager Style: Active, Large Cap, Growth

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -61%, Public -, Third Party -39% Nomura Holdings, Inc.

Performance Presentation Standards: GIPS

Locations: Kansas City, Mountain View, New York City, London, Hong Kong, Sydney, Frankfurt

Minimum Investment - Separate: $25M

Portfolio Managers: 69 Research Analysts: 68


Amundi Canada Inc.

Contact: Tanya Bishop and Eric Martin, Senior Vice-president

Address: 120 Adelaide St. W., Ste. 2201, Toronto, ON

Phone: 647-201-4225

Fax:

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Core, We provide active and passive non Canadian Fixed Income and Equity strategies with a strong ESG profile as well as Smart Beta solutions.

Currency Managed: Yes

Managed For/Since: 2007

Ownership Structure: Principals -, Public -30%, Third Party -70% Credit-Agricole

Performance Presentation Standards: GIPS

Locations: Toronto, Montreal

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 50

Portfolio Managers: 15 EM Equity Research Analysts: 7 EM Equity


Baillie Gifford & Co

Contact: William Pacula, Marketing Director

Address: 780 Third Ave., 47th Floor, New York, NY

Phone: 212-319-4637

Fax:

Manager Style: Active, Mid, Large Cap, Growth

Currency Managed: No

Managed For/Since: Baillie Gifford started investing in the Far East in 1909. More recently, our first specialist EAFE portfolio was established in 1989 and Emerging Markets portfolio in 1994.

Ownership Structure: Principals -100% privately owned, Public -No, Third Party -No

Performance Presentation Standards: GIPS

Locations: New York, Edinburgh, London, Hong Kong, Frankfurt, Dublin, Zurich,Toronto.

Minimum Investment - Pooled: Varied, minimum fee depending on strategy.

Minimum Investment - Separate: Varied, minimum fee depending on strategy.

Portfolio Managers: 75 Research Analysts: 40


BMO Global Asset Management

Contact: Ross Kappele, Head, Distribution & Client Management Canada

Address: 100 King St. W., Toronto, ON

Phone: 416-359-5217

Fax: 416-364-6758

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -, Public -, Third Party - BMO Financial Group

Business Relationships: BMO Global Asset Management(EMEA)(formerly F&C Asset Management plc.), BMO Asset Management Corp.(US), Pyrford International

Performance Presentation Standards: GIPS, Other

Locations: Toronto, Montreal, Minneapolis, Milwaukee, Chicago, Miami, London, Edinburgh, Paris, Madrid, Lisbon, Amsterdam, Stockholm, Frankfurt, Munich, Zurich, Milan, Geneva, Abu Dhabi, Hong Kong, Sydney

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $50M

Portfolio Managers: 191 Research Analysts: 107


Brandes Investment Partners

Contact: Tim Newburn, Director, Institutional Group

Address: 33 Yonge St., Ste. 300, Toronto, ON

Phone: 403-217-1331

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value

Currency Managed: No

Managed For/Since: EAFE-1990; EM-1994

Ownership Structure: Principals -100%, Public -0%, Third Party -0%

Business Relationships: Affiliate: Brandes Investment Partners, L.P. (San Diego) Service/Support (mutual fund vehicles only): Sionna Investment Managers Inc. (Toronto); Lazard Asset Management (Canada) Inc. (New York); Greystone Managed Investments Inc. (Toronto); Morningstar Associates Inc. (Toronto)

Performance Presentation Standards: GIPS

Locations: Toronto, San Diego, Milwaukee, Dublin, Singapore

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $10M

Portfolio Managers: 22 Research Analysts: 24


Burgundy Asset Management Ltd.

Contact: Sylvie Methot, Head Of Canadian Institutional Group

Address: 181 Bay St., Ste. 4510, Toronto, ON

Phone: 416-869-6468

Fax: 416-869-9036

Manager Style: Active, Small, Mid, Large Cap, Value, Bottom-Up, Fundamental

Currency Managed: No

Managed For/Since: 2005

Ownership Structure: Principals -100%, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Toronto, Montreal, Vancouver

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 10

Portfolio Managers: 14 Research Analysts: 19


CI Institutional Asset Management

Contact: Bradley Hicks, Senior Vice-president, Head of Institutional

Address: 2 Queen St. E., 19th Floor, Toronto, ON

Phone: 416-681-6557

Fax: 416-681-8849

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -8.80%, Public -91.20%, Third Party -

Business Relationships: Visit https://ci.com/en/documents/static/66/Statement_of_Policies/32818/32818-05d1b97a087511.pdf

Performance Presentation Standards: Other

Locations: Toronto, Montreal, Calgary, Vancouver, Hong Kong, Boston, San Francisco

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $50M

Portfolio Managers: 53 Research Analysts: 43


CIBC Asset Management

Contact: Doug MacDonald, Managing Director & Global Head of Distribution

Address: 18 York St., Ste. 1300, Toronto, ON

Phone: 416-780-5739

Fax: 416-364-3286

Manager Style: Active, Passive, Large Cap, Growth

Currency Managed: Yes

Managed For/Since: 1992

Ownership Structure: Principals -, Public -, Third Party - CIBC Asset Management Inc. is a wholly owned subsidiary of the Canadian Imperial Bank of Commerce (“CIBC”), a widely-held, publicly-traded company.

Performance Presentation Standards: GIPS

Locations: Toronto & Montreal

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $10M

Portfolio Managers: 20 Research Analysts: 44


Cidel Asset Management Inc.

Contact: Catherine Jackman, CFA, Senior Institutional Director

Address: 60 Bloor St. W., Ste. 900, Toronto, ON

Phone: 416-645-8733

Fax: 416-977-7650

Manager Style: Active, Mid, Large Cap, Core

Currency Managed: No

Managed For/Since: 2018 (since 1998 as a subset of Global equities)

Ownership Structure: Principals -85%, Public -, Third Party -15%

Performance Presentation Standards: GIPS

Locations: Toronto, Calgary

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: $20M

Portfolio Managers: 9-person Equity team Research Analysts: 9-person Equity team


Connor, Clark & Lunn Investment Management Ltd. (CC&L)

Contact: Brent Wilkins, Head of Institutional Sales - Canada

Address: 1400-130 King St. W., Box 240, Toronto, ON

Phone: 416-364-5396

Fax: 416-363-2089

Manager Style: Active, Small, Mid, Large Cap, Core

Currency Managed: Yes

Managed For/Since: EAFE: 2013 EM: 2013

Ownership Structure: Principals -71.40%, Public -, Third Party -28.60% Connor, Clark & Lunn Financial Group Ltd. - 28.6% Connor, Clark & Lunn Investment Management Partnership - 71.4%

Business Relationships: Connor, Clark & Lunn Financial Group Ltd. Vancouver, Toronto, Montreal, New York, Chicago, London

Performance Presentation Standards: GIPS

Locations: Investment Professionals: Vancouver (Canada) Administration/Sale: Toronto, Montreal; New York, Chicago (US);London (UK)

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $50M

Portfolio Managers: 6 Research Analysts: 28


Dimensional Fund Advisors

Contact: Mariana Zubritski-Corovic, Vice-president, Consultant Relations

Address: 6300 Bee Cave Rd., Building One, Austin, TX

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: EAFE - 1991 Emerging Markets - 1994

Ownership Structure: Principals -, Public -, Third Party - Privately-held firm

Performance Presentation Standards: GIPS

Locations: Austin, Santa Monica, Charlotte (US); Sydney, Melbourne (Australia); London (UK); Vancouver, Toronto (Canada); Berlin (Germany); Amsterdam (The Netherlands); Singapore (Singapore); Tokyo (Japan); Hong Kong (China)

Minimum Investment - Pooled: $2M

Minimum Investment - Separate: $100M

Portfolio Managers: 51 Research Analysts: 30


Edinburgh Partners Limited

Contact: Tom Dickson, Partner & Director - Client Service & Sales

Address: 1255 Treat Blvd., Ste. 300, Walnut Creek, CA

Phone: 925-472-6744

Fax: 925-472-6746

Manager Style: Active, The International and Emerging Markets strategies invest across all capitalization ranges. Edinburgh partners monitors, but does not explicitly constrain, systematic factor risk such (e.g. market risk, style (growth vs. value), size, etc.).

Currency Managed: No

Managed For/Since: 2006 and 2012, respectively

Ownership Structure: Principals -Sandy Nairn, Kenneth Greig, Jeremy Young, Jamie Mackintosh, Public -, Third Party -Yes Edinburgh Partners is a wholly-owned subsidiary of Franklin Templeton Investments.

Business Relationships: Edinburgh Partners has four subsidiaries; Edinburgh Partners North America, Inc. (EPNA), which is a registered investment adviser to two Edinburgh Partners Opportunities Fund (EPOF) sub funds and performs activities relating to sales and client services for US and Canadian clients of EPL; Edinburgh Partners AIFM Ltd (EPAL), which acts as AIFM for the Investment Trusts managed by EPL and the EP Emerging Markets Portfolio LP (3C7 Fund); Edinburgh Partners EM GP LLC, which is a US entity established to set up the 3C7 Fund; and Theseus Investment Partners Limited, a dormant company.

Performance Presentation Standards: GIPS

Locations: Edinburgh (Scotland), Walnut Creek (California)

Minimum Investment - Pooled: N/A

Minimum Investment - Separate: 75

Portfolio Managers: Research Analysts: 13


Federated Hermes Inc.

Contact: David Gregoire, Vice-president

Address: 1001 Liberty Ave., Pittsburgh, PA

Phone: 416-527-1150

Fax: 412-288-1093

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE Equity: 2004; Emerging Markets Debt: 1996

Ownership Structure: Principals -15%, Public -85%, Third Party - Federated Hermes (FHI) is publically traded on the NYSE and is privately controlled. Voting shares are held in a trust among founding family members. We have been conducting business under this ownership structure since 1998, when we became a public company.

Performance Presentation Standards: GIPS

Locations: Pittsburgh, Pennsylvania, Boston, Massachusetts, New York, New York, Houston, Texas and Warrendale, Pennsylvania (US); Frankfurt (Germany); Dublin (Ireland); London (England); Tokyo, (Japan); Copenhagen, (Denmark), Toronto, Canada, and Singapore.

Minimum Investment - Pooled: Varies by product

Minimum Investment - Separate: US$25M, however, this is negotiable

Portfolio Managers: 134 Research Analysts: 140


Fidelity Canada Institutional

Contact: Michael Barnett, Executive Vice-president, Institutional

Address: 483 Bay St., Toronto, ON

Phone: 416-217-7773

Fax: 416-307-5511

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: Over 20 years

Ownership Structure: Principals -, Public -, Third Party - Fidelity is a privately owned company with 100% of the firm owned by the founding Johnson family, various charity organizations and select Fidelity senior employees.

Business Relationships: Below is a description of all business relationships with related parties to Fidelity Investments Canada (FIC): 1. Fidelity is the advisor, manager and trustee of the Funds. 2. For certain Funds, FIAM LLC (“FIAM”), FMR Co., Inc. (“FMRCo”), FIL Limited (“FIL”), Fidelity Investments Money Management, Inc., (“FIMM”), FMR Investment Management (UK) Limited (“FMR IM UK”) and/or Fidelity (Canada) Asset Management ULC (“FCAM”) may act as a sub-adviser to FIC. FIC may engage such sub-advisers to make investments for the Funds. These entities may also provide other services to the Funds, including in respect to investment compliance and proxy voting. 3. Fidelity Fund and Investment Operations (FFIO), a division of Fidelity Service Company, Inc. (FSC), provides fund accounting and investment management support services to the Funds, including calculating the daily Net Asset Value per unit for the Funds. 4. Portfolio trades in respect to the Funds may be made through Fidelity Capital Markets Services (“FCMS”), a broker affiliated with FIC. FIC has received standing instructions from the Funds’ Independent Review Committee regarding trading through FCMS.

Performance Presentation Standards: GIPS, Other

Locations: Fidelity’s investment offices are located in the USA, Canada, UK and Hong Kong. Fidelity Investments Canada’s headquarters are located in Toronto, with additional offices in Montreal, Calgary, and Vancouver.

Minimum Investment - Pooled: $7.5M

Minimum Investment - Separate: $50M

Portfolio Managers: 70 Research Analysts: 178


Fiera Capital Corporation

Contact: Michael Quigley, Executive Vice-president - Head of Institutional Markets

Address: 1981 McGill College Ave., Montreal, QC

Phone: 514-954-3300

Fax:

Manager Style: Active, Small, Mid, Large Cap, GARP: Growth at Reasonable Price

Currency Managed: Yes

Managed For/Since: In terms of EAFE Equity Strategy, Fiera has offered EAFE products for 7¾ years or since October 2009. In terms of Emerging Markets Equity Strategy, products have been offered for more than 20 years.

Ownership Structure: Principals -not disclosed, Public -not disclosed, Third Party -not disclosed Natixis, National Bank of Canada, Desjardins Group

Business Relationships: Fiera Infrastructure (Toronto), Fiera Real Estate (Toronto, London), Fiera Comox (Montreal), Fiera Private Debt (Montreal), Bel Air Advisors LLC (Los Angeles)

Performance Presentation Standards: AIMR, GIPS, Other

Locations: Montreal, Toronto Calgary & Halifax (Canada); New York, Boston, Dayton, Los Angeles & San Francisco (US); London (UK), Douglas (Isle of Man), Frankfurt (DE), Hong Kong (CN)

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 20

Portfolio Managers: 70 Research Analysts: 130


FRANKLIN TEMPLETON

Contact: Bill Tsotsos, Head of Institutional, Canada

Address: 200 King St. W., Ste. 1400, Toronto, ON

Phone: 416-957-6534

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE - 1954, EM - 1987

Ownership Structure: Principals -35%, Public -65%, Third Party -

Business Relationships: Franklin Resources, Inc.

Performance Presentation Standards: GIPS

Locations: Toronto (Canada); Nassau (Bahamas); Fort Lauderdale (US); Edinburgh (UK); Singapore (Singapore); Melbourne (Australia); Hong Kong & Shanghai (China); Rio De Janeiro (Brazil); Buenos Aires (Argentina); Warsaw (Poland); Istanbul (Turkey); Moscow (Russia); Dubai (UAE); Mumbai (India); Vienna (Australia); Bucharest (Romania); Johannesburg (South Africa); Ho Chi Minh City (Vietnam); Kuala Lumpur (Malaysia); Seoul (Korea); Bangkok (Thailand)

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $20M

Portfolio Managers: 30 Research Analysts: 50


GUARDIAN CAPITAL LP

Contact: Sherry Lee Gregory, Vice-president, Institutional Sales and Consultant Relations

Address: 199 Bay St., Commerce Court W., Ste. 3100, Toronto, ON

Phone: 416-947-4086

Fax: 416-364-9634

Manager Style: Active, Mid, Large Cap, Growth

Managed For/Since: 2004

Ownership Structure: Principals -, Public -, Third Party - Guardian Capital LP is wholly-owned by Guardian Capital Group Limited, a publicly listed company that trades on the Toronto Stock Exchange.

Business Relationships: GuardCap Asset Management Limited; Guardian Capital Advisors LP; Worldsource Wealth Management; Alexandria Bancorp Limited; Guardian Capital Real Estate Inc.; Guardian Ethical Management Inc.; Alta Capital Management

Performance Presentation Standards: GIPS

Locations: Toronto, Calgary (Canada), London (UK), Utah (USA)

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: Varies by mandate

Portfolio Managers: 27 Research Analysts: 12


HEXAVEST INC.

Contact: Mark-Olivier McNulty, Managing Director

Address: 1250 Rene-Levesque Blvd. W., Ste. 4200, Montreal, QC

Phone: 514-390-3667

Fax: 514-390-1184

Manager Style: Active, Large Cap, Core, Core with a value bias

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -51%, Public -, Third Party -49% Eaton Vance Corp.

Business Relationships: Eaton Vance Corp

Performance Presentation Standards: AIMR, GIPS, Other

Locations: Montreal

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: $50M

Portfolio Managers: 6 Research Analysts: 2


Hillsdale Investment Management Inc.

Contact: Harry Marmer, Executive Vice-president, Partner

Address: 1 First Canadian Place, Ste. 5900, 100 King St. W., Toronto, ON

Phone: 416-913-3907

Fax: 416-913-3901

Manager Style: Active, Small Cap, Core, Hedged Absolute Return, Equity Minimum Risk, Customized Strategies

Currency Managed: No

Managed For/Since: 2013

Ownership Structure: Principals -80%, Public -, Third Party -20% Hillsdale is a partner owned institutional investment boutique, 80% owned by 10 employee partners and 20% owned by private investors.

Business Relationships: Hillsdale is a partner owned institutional investment boutique, 80% owned by 10 employee partners and 20% owned by private investors. Hillsdale Asset Management International Ltd. (HAMI) is a wholly owned subsidiary of Hillsdale Investment Management. It was incorporated in the Cayman Islands in 2005 under the Companies Law (2004) and is not registered with the SEC. HAMI provides discretionary investment management services to investors outside of Canada. HAMI is currently inactive.

Performance Presentation Standards: GIPS

Locations: Toronto

Minimum Investment - Pooled: 2

Minimum Investment - Separate: 25

Portfolio Managers: 5 Research Analysts: 6


HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED

Contact: Ramy Zakher, Vice-president, Institutional Investments

Address: 70 York St., Ste. 300, Toronto, ON

Phone: 416-868-8286

Fax: 416-361-6345

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1973

Ownership Structure: Principals -, Public -100%, Third Party -

Performance Presentation Standards: AIMR, GIPS

Locations: Montreal, Vancouver, Edmonton, Calgary, Toronto & in more than 20 countries/territories

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $50M

Portfolio Managers: 236 Research Analysts: 239


Intech Investment Management LLC (Intech)

Contact: Jim McHugh, Senior Managing Director, Business Development

Address: 250 S. Australian Ave., Ste. 1800, West Palm Beach, FL

Phone: 561-775-1100

Fax: 561-775-1156

Manager Style: Active, Large Cap, Value, Growth, Core, Offers institutional investors Defensive Equity, Active Equity, Enhanced Equity and Absolute Return within the U.S., global, non-U.S., and emerging markets equity strategies, all of which are engineered with risk controls and optimization parameters that are specific to each strategy’s underlying benchmark index. The firm can also engineer solutions that provide the underlying alpha in a form (i.e., with a beta) that best fits the overall needs of a client.

Currency Managed: No

Managed For/Since: 2006 & 2013

Ownership Structure: Principals -3, Public -97, Third Party - Janus Henderson Group PLC.

Business Relationships: Intech is affiliated with Janus Henderson Group plc, and its subsidiaries and affiliates, which include Perkins Investment Management LLC. Additional information regarding Intech’s affiliates, and the relationship that Intech has with each entity, is discussed in Item 10 of Intech’s Form ADV Part 2A.

Performance Presentation Standards: GIPS

Locations: West Palm Beach, Florida, Princeton, & New Jersey (US); London (UK)

Minimum Investment - Separate: 65

Portfolio Managers: 3 Research Analysts: 2


Invesco Canada

Contact: Michael Peck, Senior Vice-president, Head of Canadian Institutional

Address: 120 Bloor St. E., Ste. 700, Toronto, ON

Phone: 416-324-7679

Fax: 416-590-7742

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: 1981

Ownership Structure: Principals -8, Public -92, Third Party -

Performance Presentation Standards: GIPS

Locations: Atlanta, Toronto, Vancouver, Beijing, Hong Kong, Melbourne, Shenzhen, Singapore, Sydney, Taipei, Tokyo, Chicago, Houston, London, Louisville, New York, Palm Harbor (FL), San Diego, Austin, San Francisco, Frankfurt, Henley (UK), Boston, Dallas, London, Luxembourg, Madrid, Milan, Munich, Newport Beach (CA), Paris, Prague, Seoul, Shanghai, Warsaw

Minimum Investment - Pooled: 1

Minimum Investment - Separate: Varies by product

Portfolio Managers: 425 Research Analysts: 335


LAZARD ASSET MANAGEMENT LLC

Contact: Robert Harrison, Director

Address: 130 King St. W., Ste. 1800, Toronto, ON

Phone: 416-945-6627

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE: 1971 EM: 1990

Ownership Structure: Principals -, Public -, Third Party -100% Lazard Asset Management LLC is a Delaware limited liability company. It is a wholly-owned (100%) subsidiary of Lazard Frères & Co. LLC (LF&Co.), a New York limited liability company with one member, Lazard Group LLC, a Delaware limited liability company. Interests of Lazard Group LLC are held by Lazard Ltd., which is a Bermuda corporation with shares that are publicly traded on the New York Stock Exchange under the symbol “LAZ.”

Business Relationships: Lazard Asset Management LLC Lazard Asset Management (Canada), Inc. Lazard Asset Management Limited Lazard Gulf Ltd. (Dubai) Lazard Fund Managers (Ireland) Limited Lazard Asset Management (Deutschland) GmbH Lazard Asset Management Schweiz AG Lazard Japan Asset Management KK Lazard Korea Asset Management Co., Ltd. (LKAM) Lazard Asset Management Pacific Co. Lazard Asset Management (Hong Kong) Limited Lazard Asset Management (Singapore) Pte. Ltd.

Performance Presentation Standards: GIPS

Locations: New York, Boston, Chicago, San Francisco & Radnor (US); Montreal & Toronto (Canada); London (UK);Frankfurt & Hamburg (Germany); Milan (Italy); Zurich (Switzerland); Hong Kong (China); Seoul (Korea); Tokyo (Japan); Sydney (Australia); Dublin (Ireland); Singapore (Singapore).

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $5M

Portfolio Managers: 137 Research Analysts: 97


LETKO, BROSSEAU & ASSOCIATES INC.

Contact: Paul Vaillancourt, CFA, Director, Investment Services, Partner

Address: 1800 McGill College Ave, Ste. 2510, Montreal, QC

Phone: 587-350-1706

Fax: 587-350-1708

Manager Style: Active, Small, Mid, Large Cap, Value, Emerging Markets Pooled Fund launched in 2011 has $1466 million in assets under management as of June 30, 2020.

Currency Managed: No

Managed For/Since: 1987

Ownership Structure: Principals -84%, Public -, Third Party -16% Private Individuals

Performance Presentation Standards: GIPS

Locations: Montreal, Toronto, Calgary

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $5M

Portfolio Managers: 18 Research Analysts: 6


LINCLUDEN INVESTMENT MANAGEMENT

Contact: Wayne Wilson, Vice-president

Address: 201 City Centre Dr., Ste. 201, Mississauga, ON

Phone: 905-273-3018

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, All Cap Manager

Currency Managed: Yes

Managed For/Since: 2000

Ownership Structure: Principals -, Public -, Third Party - Employee-owned

Minimum Investment - Pooled: $150,000

Minimum Investment - Separate: $2M

Portfolio Managers: 7 Research Analysts: 3


Louisbourg Investments

Contact: Emerson Savage, INSTITUTIONAL INVESTOR SERVICES

Address: 1000-770 Main St., Moncton, NB

Phone: 902-406-2112

Fax: 506-853-5457

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core, Top-down & bottom up

Currency Managed: No

Managed For/Since: 2/28/2011

Ownership Structure: Principals -30%, Public -0%, Third Party -70% Assumption Mutual Life Insurance Company

Business Relationships: Parent company-Assumption Mutual Life Insurance Company-770 Main Street Moncton NB

Locations: Moncton,Halifax

Minimum Investment - Pooled: 0.5

Minimum Investment - Separate: 1

Portfolio Managers: 6 Research Analysts: 5


MANULIFE INVESTMENT MANAGEMENT

Contact: Adam Neal, Head of Distribution - Canada

Address: NT5, 200 Bloor St. E., Toronto, ON

Phone: 416-926-3000

Fax:

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 2005 EAFE, 2007 Emerging Markets

Ownership Structure: Principals -, Public -, Third Party -100% Manulife Financial Corporation

Performance Presentation Standards: GIPS

Locations: Beijing, Boston, Calgary, Chicago, Curitiba-Paraná, Ho Chi Minh City, Hong Kong, Jakarta, Kuala Lumpur, London, Manila, Melbourne, Montreal, Mumbai, New York, Shanghai, Singapore, Taipei, Tauranga, Tokyo, Toronto, Zurich

Minimum Investment - Pooled: $5M CAD

Minimum Investment - Separate: Equity $10M, Fixed Income $25M

Portfolio Managers: 166 Research Analysts: 199


MARATHON-LONDON

Contact: Patrick Seth, Head of Client Service

Address: Orion House, 5 Upper St. Martin's Lane, London, UK

Phone: 207-497-2211

Fax:

Manager Style: Active, Mid, Large Cap, Core, All Cap

Currency Managed: No

Managed For/Since: EAFE - 1987

Ownership Structure: Principals -3 founding members & other key employees, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: London - UK

Minimum Investment - Pooled: $25M

Minimum Investment - Separate: $200M

Portfolio Managers: 11 Research Analysts: 4


Matthews Asia

Contact: Chase Mazzariello, Vice-president, North American Institutional Business

Address: 4 Embarcadero Center, Ste. 550, San Francisco, CA

Phone: 415-954-4579

Fax: 415-788-4804

Manager Style: Active, Small, Mid, Large Cap, Growth, Core

Currency Managed: No

Managed For/Since: 1992

Ownership Structure: Principals -37%, Public -, Third Party -63% RBC USA HoldCo Corp., Lovell Minnick Partners LLC, Mizuho Bank Limited, Miscellaneous Investors

Performance Presentation Standards: GIPS

Locations: San Francisco, London, Hong Kong, Shanghai, Singapore

Minimum Investment - Pooled: $150,000

Minimum Investment - Separate: $150 Million

Portfolio Managers: 24 Research Analysts: 13


Mawer Investment Management Ltd.

Contact: Rob Campbell, Institutional Portfolio Manager

Address: Bay Adelaide Centre, West Tower, Ste. 830, Box 43, 333 Bay St., Toronto, ON

Phone: 416-865-5297

Fax: 416-865-3357

Manager Style: Active, Mid Cap, Quality at the right price

Currency Managed: No

Managed For/Since: 1987

Ownership Structure: Principals -Independent, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Calgary, Toronto, Singapore

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 50

Portfolio Managers: 12 Research Analysts: 16


MFS Investment Management Canada Limited

Contact: Christine Girvan, Senior Managing Director, Head of Canadian Distribution

Address: 77 King St. W., 35th Floor, Toronto, ON

Phone: 416-361-7273

Fax: 416-862-0167

Manager Style: Active, Large Cap, Value, Growth, Core, Strategies can vary in Market Cap & Style.

Managed For/Since: EAFE: 1996, Emerging Markets: 1995

Ownership Structure: Principals -Up to 20%, Public -, Third Party -Remainder Sun Life Financial, Inc.

Business Relationships: MFS Institutional Advisors, Inc.; MFS International (U.K.) Limited; MFS Investment Management K.K.; MFS International Ltd.; MFS International (Hong Kong) Limited; MFS International Singapore Pte. Ltd.; MFS Investment Management Canada Limited; MFS Fund Distributors, Inc.; MFS Service Center, Inc.; MFS do Brasil Desenvolvimento de Mercado Ltda.; MFS Investment Management Company, (Lux) S.ar.l.; MFS Heritage Trust Company, 3060097 Nova Scotia Company

Performance Presentation Standards: GIPS

Locations: Boston (US); Hong Kong (China); London (UK); Tokyo (Japan); Singapore (Singapore); São Paulo (Brazil); Mexico City (Mexico); Sydney (Australia)

Minimum Investment - Pooled: $3M

Portfolio Managers: 96 Research Analysts: 111


NORTHERN TRUST ASSET MANAGEMENT

Contact: David Lester, Senior Vice-president

Address: 1910-145 King St. W., Toronto, ON

Phone: 416-775-2215

Fax: 416-366-2033

Manager Style: Active, Passive, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Ownership Structure: Principals -, Public -Yes, Third Party -

Portfolio Managers: Research Analysts:


NS PARTNERS LTD.

Contact: Brent Wilkins, Head of Institutional Sales - Canada

Address: 1400-130 King St. W., Box 240, Toronto, ON

Phone: 416-364-5396

Fax: 416-363-2089

Manager Style: Active, Mid, Large Cap, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE:1981 EM:1996

Ownership Structure: Principals -50%, Public -, Third Party -50% Connor, Clark & Lunn Financial Group Ltd. - 50% NS Partners Ltd. - 50%

Business Relationships: Connor, Clark & Lunn Financial Group; NS Partners Ltd. Locations: Toronto, Vancouver, London(UK)

Performance Presentation Standards: GIPS

Locations: Investment Professionals: London (UK) Administration/Sale: Toronto, Montreal & Vancouver (Canada); New York, Chicago (US);

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $25M

Portfolio Managers: 9 Research Analysts: 10 (Counts Dedicated Analysts + Portfolio Managers/Fund Managers that also act as research analysts)


PGIM

Contact: Joey Castillo, Vice-president, PGIM Marketing

Address: 655 Broad St., Newark, NJ

Phone: 973-367-7459

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1996

Ownership Structure: Principals -, Public -100%, Third Party -

Business Relationships: Prudential Financial, Inc. directly and indirectly through its numerous affiliates, engages in many different financial and other activities, including without limitation, brokerage activities and investment advisory activities. For a list of Prudential Financial, Inc. affiliates/subsidiaries, please refer to Exhibit 21.1 to its Annual Report on Form 10-K filed with the U.S. Securities and Exchange Commission, available at http://www.sec.gov.

Performance Presentation Standards: GIPS

Locations: PGIM has offices in key financial centers around the world, spanning five continents and 15 countries. Find where our offices are located and how to contact them directly at www.pgim.com/about-pgim/locations

Minimum Investment - Pooled: 6.81

Minimum Investment - Separate: 34.05

Portfolio Managers: 315 Research Analysts: 952


PH&N Institutional

Contact: John Skeans, Head of Consultant Relations (Canada)

Address: 20th Floor, 200 Burrard St., Vancouver, BC

Phone: 604-408-6238

Fax: 604-685-5712

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1993

Ownership Structure: Principals -, Public -, Third Party -100% PH&N Institutional is the institutional business division of RBC Global Asset Management Inc., an indirect, wholly-owned subsidiary of Royal Bank of Canada.

Performance Presentation Standards: GIPS

Locations: Vancouver, Toronto, Montreal

Minimum Investment - Pooled: Based on minimum fee.

Minimum Investment - Separate: Based on minimum fee.

Portfolio Managers: 149 Research Analysts: 108


PICTET ASSET MANAGEMENT LTD.

Contact: Gian Carlo Siracusa, Senior Business Development Manager

Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC

Phone: 514-350-6255

Fax: 514-288-5473

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core, Emerging Markets: All Cap, Value; EAFE: All Cap, Growth (GARP); Thematic Equities: All Cap, Growth

Currency Managed: No

Managed For/Since: EAFE since 1995, EMD since 1998, EM Equity since 1991

Ownership Structure: Principals -, Public -, Third Party - Pictet Asset Management is held at 100% by the Pictet Asset Management Holding SA, Geneva. Pictet Asset Management Holding SA is in turn ultimately owned by the seven partners of the Pictet Group.

Business Relationships: There are broker dealers within the Pictet Group, including Banque Pictet & Cie SA, Pictet Overseas Inc, and Pictet Canada LP. Pictet Asset Management may use these associated broker dealers where appropriate and where best execution can be provided. For segregated mandates, Pictet Asset Management can accept restrictions on the use of affiliated brokers.

Performance Presentation Standards: GIPS

Locations: Pictet Asset Management has investment centres in: Geneva, Zurich, London (UK), Milan, Singapore, Tokyo, Hong Kong

Minimum Investment - Separate: $50M

Portfolio Managers: 179 Research Analysts: 100


Pier 21 Asset Management Inc.

Contact: David M. Star, President & CEO

Address: 1751 Richardson St., Ste. 2.200, Montreal, QC

Phone: 514-397-4027

Fax: 514-397-8700

Manager Style: Active, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: 2007

Ownership Structure: Principals -100% privately-owned, Public -, Third Party -

Business Relationships: Copenhagen (Denmark); London (UK); Luxembourg (Luxembourg); Sydney (Australia); Dublin (Ireland)

Performance Presentation Standards: GIPS

Locations: Montreal (Canada).

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 20

Portfolio Managers: Research Analysts:


RUSSELL INVESTMENTS CANADA LTD.

Contact: Andrew Kitchen, Managing Director

Address: 100 King St. W., Ste. 4510, Toronto, ON

Phone: 866-737-2228

Fax:

Manager Style: Active

Currency Managed: No

Managed For/Since: 18 years

Ownership Structure: Principals -N/A, Public -N/A, Third Party -100% Funds managed by TA Associates; Reverence Capital; and Russell Investments Management

Locations: 20 offices around the world

Minimum Investment - Pooled: $20M

Portfolio Managers: Research Analysts:


SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC.

Contact: Michelle Skelly, Head of Canada

Address: 7 Bryant Park, New York, NY

Phone: 212-641-3886

Fax: 212-641-3985

Manager Style: Active, Large Cap, Core

Currency Managed: No

Managed For/Since: EAFE - 1981, Emerging Markets - 1991

Ownership Structure: Principals -47.93, Public -48.67, Third Party -3.4 Schroder employees - 3.4%

Business Relationships: Principal subsidiaries The principal subsidiaries listed below are those that, in the opinion of the Directors, principally affect the consolidated profits or net assets of the Company, or are regulated. The principal subsidiary entities are wholly-owned subsidiary undertakings of the Company, unless otherwise stated. All undertakings operate in the countries where they are registered or incorporated and are stated at cost less, where appropriate, provisions for impairment. UK Aspect8 Limited1 - 77% owned, Best Practice IFA Group Limited1- 77% owned, Evolution Wealth Network Limited1- 77% owned, Fusion Funds Limited1 - 77% owned, Fusion Wealth Limited1 - 77% owned, Leadenhall Securities Corporation Limited - 100% owned, Schroder & Co. Limited - 100% owned, Schroder Administration Limited2 - 100% owned, Schroder Corporate Services Limited - 100% owned, Schroder Financial Services Limited - 100% owned, Schroder Investment Company Limited - 100% owned, Schroder Investment Management Limited - 100% owned, Schroder Investment Management North America Limited - 100% owned, Schroder Pension Management Limited - 100% owned, Schroder Real Estate Investment Management Limited - 100% owned, Schroder Unit Trusts Limited - 100% owned, Schroder Wealth Management (US) Limited - 100% owned Argentina Schroder Investment Management S.A. – 95% owned Australia Schroder Investment Management Australia Limited - 100% owned Bermuda Schroders (Bermuda) Limited - 100% owned Brazil Schroder Investment Management Brasil Ltda. - 100% owned Canada Schroder Canada Inc. - 100% owned France Algonquin Management Partners France - 100% owned and Schroder AIDA SAS – 70% owned Germany Schroder Investment Management GmbH - 100% owned, Schroder Real Estate Investment Management GmbH - 100% owned, Schroder Real Estate Kapitalverwaltungsgesellschaft mbH - 100% owned Guernsey Burnaby Insurance (Guernsey) Limited - 100% owned, Schroders (C.I.) Limited - 100% owned, Schroder Investment Company (Guernsey) Limited - 100% owned, Schroder Venture Managers (Guernsey) Limited - 100% owned Hong Kong Schroder Adveq Management (Hong Kong) Limited - 100% owned, Schroder & Co. (Hong Kong) Limited - 100% owned, Schroder Investment Management (Hong Kong) Limited - 100% owned Indonesia PT Schroder Investment Management Indonesia – 99% owned Ireland Schroder Investment Management (Ireland) Limited - 100% owned Italy Schroders Italy SIM S.p.A. - 100% owned Japan Schroder Investment Management (Japan) Limited - 100% owned Jersey Schroder Real Estate Managers (Jersey) Limited - 100% owned Luxembourg Schroder Investment Management Europe S.A. - 100% owned, Schroder Real Estate Investment Management (Luxembourg) S.à.r.l. - 100% owned Mexico Consultora Schroders, S.A. de C.V. – 99% owned Singapore Schroder & Co (Asia) Limited - 100% owned, Schroder Investment Management (Singapore) Ltd. - 100% owned South Korea Schroders Korea Limited - 100% owned Switzerland Schroder Adveq Management AG - 100% owned, Schroder & Co Bank AG - 100% owned, Schroder Investment Management (Switzerland) AG - 100% owned, Secquaero Advisors AG – 100% owned Taiwan Schroder Investment Management (Taiwan) Limited - 100% owned United States Schroder Adveq Management US Inc. - 100% owned, Schroder Fund Advisors LLC - 100% owned, Schroder Investment Management North America Inc. - 100% owned, Schroder US Holdings Inc - 100% owned. Source: Schroders, as of December 31, 2018.

Performance Presentation Standards: GIPS, Other

Locations: Bermuda; Buenos Aires (Argentina); Cayman Islands; Mexico City (Mexico); New York & Philadelphia (US); Santiago (Chile); São Paulo (Brazil); Amsterdam (The Netherlands); Cape Town (South Africa); Copenhagen (Denmark); Dubai (UAE); Frankfurt (Germany); Geneva & Zurich (Switzerland); Gibraltar; Luxembourg (Luxembourg); Madrid (Spain); Milan & Rome (Italy); Paris (France); Stockholm (Sweden); Chester; Edinburgh; Guernsey; Jersey; London; Maidstone & Oxford (UK); Beijing; Hong Kong & Shanghai (China); Jakarta (Indonesia); Mumbai (India); Seoul (Korea); Singapore (Singapore); Sydney (Australia); Taipei (Taiwan); Tokyo (Japan) Please note Schroders is a world-class asset manager consisting of over 200 legal entities operating in 32 countries across Europe, the Americas, Asia Middle East and Africa. Our international presence supports us in understanding the needs of our clients and delivering them the right expertise from across the business.

Minimum Investment - Pooled: EM: $5M. EAFE: $5M

Minimum Investment - Separate: EAFE: $50M. EAFE Small Cap: $100M. EM: $100M.

Portfolio Managers: 245 Research Analysts: 237


SPRUCEGROVE INVESTMENT MANAGEMENT LTD.

Contact: Tasleem Jamal, Vice-president, Head of Marketing & Client Service

Address: 181 University Ave., Ste. 1300, Toronto, ON

Phone: 416-363-5854

Fax: 416-363-6803

Manager Style: Active, Small, Mid, Large Cap, Value, All Cap

Currency Managed: No

Managed For/Since: 1985

Ownership Structure: Principals -, Public -, Third Party - Employees

Performance Presentation Standards: AIMR, GIPS

Locations: Toronto

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: $50M

Portfolio Managers: 2 Research Analysts: 15


Stewart Investors

Contact: Hugh Tancred, Mr

Address: 10 E. 53rd St., Floor 21, New York, NY

Phone: 212-848-9243

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: 1988

Ownership Structure: Principals -, Public -Yes, Third Party -

Business Relationships: Semi-autonomous business within First Sentier Investors which is owned by MUFG

Performance Presentation Standards: GIPS

Locations: Edinburgh, Sydney, Singapore, London

Minimum Investment - Separate: $50m

Portfolio Managers: 6 Research Analysts: 21


SUN LIFE GLOBAL INVESTMENTS

Contact: Anne Meloche, Head of Institutional Business

Address: 1 York St., Toronto, ON

Phone: 416-408-7799

Fax: 416-586-0399

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core, Low Volatility

Currency Managed: No

Managed For/Since: EAFE: 2010 EM: 2011

Ownership Structure: Principals -, Public -, Third Party - Sun Life Financial

Business Relationships: Schroder Investment Management, MFS, JPMorgan Asset Management

Performance Presentation Standards: AIMR, GIPS

Locations: Toronto, Waterloo, Montreal

Minimum Investment - Pooled: Each series/investor negotiates its own management & advisory fee

Portfolio Managers: 4 Research Analysts: 15


T. Rowe Price

Contact: Bruce E. Winch, Head of Canada

Address: 77 King St. W. Ste.4240, Toronto, ON

Phone: 416-360-7214

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: We have managed EAFE and Emerging Markets assets since 1984 as part of our broader non-US portfolios.

Ownership Structure: Principals -8, Public -92, Third Party -0 *T. Rowe Price Group, Inc. is an independent, publicly traded company with significant employee ownership. Common stock owned outright by our associates, combined with outstanding vested stock options and unvested restricted stock awards, total nearly 8% of the firm’s outstanding shares and outstanding vested stock options at December 30, 2018.

Business Relationships: Not applicable.

Performance Presentation Standards: GIPS

Locations: Baltimore (U.S.) London Hong Kong Tampa (U.S) Owings Mills (U.S.) Singapore Tokyo San Francisco (U.S.) Colorado Springs (U.S.) Copenhagen Amsterdam Stockholm Sydney Luxembourg Toronto Zurich Dubai Milan Melbourne Frankfurt Madrid New York (U.S.) Philadelphia (U.S.)

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 50

Portfolio Managers: 132 Research Analysts: 304


TD Asset Management Inc.

Contact: Mark Cestnik, Managing Director

Address: 161 Bay St., 34th Floor, CT Tower, Toronto, ON

Phone: 416-983-7088

Fax:

Manager Style: Active, Passive, Large Cap, Growth, Core

Currency Managed: No

Managed For/Since: 1992

Ownership Structure: Principals -, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Toronto, Montreal, Regina

Minimum Investment - Pooled: 17 M

Minimum Investment - Separate: 200 M

Portfolio Managers: 34 Research Analysts: 49


Unigestion

Contact: Francis Chartier, Director, Institutional Clients

Address: 1000 Rue de la Gauchetière Ouest, Ste. 2400, Montréal, QC

Phone: 514-448-7497

Fax:

Manager Style: Active, Small, Mid, Large Cap, Core, Since our creation in 1971, we have stayed true to our conviction that intelligent risk-taking is key to delivering smoother, more consistent returns over time. This core belief is the cornerstone of our investment approach across all our areas of expertise. For us, intelligent risk-taking is about being brave but prepared. The key is to identify and select the opportunities worth pursuing – where (and when) to be brave – and, crucially, those to avoid.

Currency Managed: Yes

Managed For/Since: 1971

Ownership Structure: Principals -71, Public -, Third Party -29 Institutional Investors

Performance Presentation Standards: GIPS

Locations: GENEVA, ZÜRICH, LONDON, PARIS, DÜSSELDORF, JERSEY CITY, TORONTO, SINGAPORE, MONTREAL

Minimum Investment - Pooled: 1

Minimum Investment - Separate: 75

Portfolio Managers: 23 Research Analysts: 33


VONTOBEL ASSET MANAGEMENT, INC.

Contact: Victor Schraner, Director, Institutional Client Group, Canada

Address: 1540 Broadway, 38th Floor, New York, NY

Manager Style: Active, Large Cap, Growth

Currency Managed: No

Managed For/Since: EAFE: 1990 EM: 1992

Ownership Structure: Principals -, Public -, Third Party - Vontobel Holding AG

Business Relationships: Related to other companies through parent company

Performance Presentation Standards: GIPS

Locations: New York (New York), Fort Lauderdale (Florida), Hong Kong (China)

Minimum Investment - Pooled: $5 million or CAD equivalent (private placement funds)

Minimum Investment - Separate: $100 million or CAD equivalent

Portfolio Managers: Int'l: 3, Global: 2, EME: 3 Research Analysts: 21 (portfolio managers are first and foremost business analysts, as such they have been included in the number of research analysts)


William Blair

Contact: Jason R. Stefanelli, Director, Canada

Address: 150 N. Riverside Plaza, Chicago, IL

Phone: 617-784-5662

Fax:

Manager Style: Active, Large Cap, Growth

Currency Managed: No

Managed For/Since: 1996

Ownership Structure: Principals -192, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Chicago, London, Zurich, Sydney, Shanghai

Minimum Investment - Pooled: $5

Minimum Investment - Separate: $20

Portfolio Managers: 9 Global Research Analysts: 15 Global