Money Managers Directory

18 Asset Management

Contact: Jeff Brown, President & CEO

Address: 218-284 Dundas St., London, ON, N6B 1T6

Phone: 519-433-0018

Fax:

Ownership Structure: Principals: 100, Public: 0, Third Party: 0

Established: 2010

Minimum Investment- Pooled: NA, Separate: $1M

Manager Style -
Size Bias: Large Cap
Style Bias:
Management Style: Active
Fixed Income Management Style: Passive
Bond Management Style:
Other:


Aberdeen Standard Investments

Contact: Christopher Wright, Head of Business Development, Canada

Address: 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ON, M5J 2S1

Ownership Structure: Principals: Less than 2%, Public: As a publicly listed company, our shares are subject to change of ownership at any time., Third Party:

Established: 2017

Minimum Investment- Pooled: $5M, Separate: $100M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Fundamental bottom-up investment approach

CAP Services: Aberdeen manages a variety of mandates for Defined Contribution Pension Plan clients globally. We are committed to service excellence, aiming not just to achieve client investment objectives but to exceed expectations on all fronts. Similar to our investment philosophy, we adopt a team approach to servicing clients. All accounts are assigned a relationship manager who is responsible for the overall relationship, backed by an office-based client service associate. Client-facing personnel work closely with portfolio managers and are supported by in-house teams in various divisions, including performance measurement, risk management, legal, compliance/monitoring, operations, and administration. This ensures that delivery standards meet those agreed upon with the client (e.g. with regards to reporting). Having a team approach also allows us to be responsive to client queries even in the absence of the key relationship manager. Comprehensive monthly and quarterly reports with portfolio accounting information and performance review are provided. We aim to be client-driven to meet specific needs. We believe in providing educational forums - such as seminars and Lunch and Learns - for our clients and also write white papers and market commentary for clients’ interest and knowledge.


ACM ADVISORS LTD.

Contact: Chad Mallow, President

Address: 210 - 1140 Homer St., Vancouver, BC, V6B 2X6

Phone: 604-661-0671

Fax: 604-682-3265

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1992

Minimum Investment- Pooled: $150,000 , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Passive
Bond Management Style:
Other:


Addenda Capital Inc.

Contact: Michel Jalbert, Executive Vice-president, Business Development & Client Partnerships

Address: 800, René-Lévesque Blvd. W., Ste. 2750, Montreal, PQ, H3B 1X9

Phone: 514-908-7910

Fax: 514-287-7200

Ownership Structure: Principals: , Public: , Third Party: Addenda Capital's largest shareholder is Co-operators Financial Service Ltd. (92.16%), a subsidiary of The Co-operators Group Ltd. Minority shareholders include Addenda Capital current and former employees (7.84%).

Established: 1985

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Mid, Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Absolute Dynamic Return Bonds, Liability Driven Investments, CorePlus Fixed Income, Impact Fixed Income, Preferred Shares.

CAP Services: Investment Management


AGF Management Limited

Contact: Mike Still, Vice-president, Institutional

Address: 66 Wellington St. W., 31st Floor, Toronto, ON, M5K 1E9

Phone: 416-865-4319

Fax:

Ownership Structure: Principals: 27.40%, Public: 72.60%, Third Party: The information provided reflects the non-voting Class B shares traded on the Toronto Stock Exchange under the symbol AGF.B.

Established: 1957

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Currency Management

CAP Services: AGF Management Limited (AGF), through its investment management subsidiaries, offers investment management services to Defined Contribution Pension Plans ('DCPP') through two channels. The first channel are DCPPs that are interested in AGF's strategies and reach out directly to AGF. AGF follows a client-centric model in our investment management business. These investors receive AGF reporting and may have access to the AGF investment management team based on the asset level. AGF also manages DCPP assets through platforms and works closely with our corporate distribution partners to service these DCPPs. AGF is a Canadian reporting issuer. The subsidiaries are AGF Investments Inc. (AGFI), Highstreet Asset Management Inc. (Highstreet), AGF Investments America Inc. (AGFA), AGF Asset Management (Asia) Limited (AGF AM Asia), AGF International Advisors Company Limited (AGFIA), Doherty and Associates Ltd., Cypress Capital Management Ltd, Cypress Capital Management US Limited, AGF Investments LLC, and InstarAGF Asset Management Inc. AGF Investments Inc., Highstreet Asset Management Inc., Doherty and Associates Ltd., and Cypress Capital Management Ltd are registered as portfolio managers across Canadian securities commissions. AGF International Advisors Company Limited is authorized by the Central Bank of Ireland. AGF Investments America Inc., Cypress Capital Management US Limited, and AGF Investments LLC are registered advisors in the U.S. AGF Asset Management Asia Limited is registered with the Monetary Authority of Singapore.


AIMS Aptitude

Contact: Olivia Hornby, Vice-president, Investor Relations

Address: 530-925 W. Georgia St., Vancouver, BC, V6C 3L2

Phone: 604-229-2769

Fax:

Ownership Structure: Principals: Salim Shariff, Jeffrey Klein, Public: , Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Algonquin Capital

Contact: Raj Tandon, Founding Partner

Address: 1 King St. W., 1502, Toronto, ON, M5H 1A1

Phone: 416-214-3493

Fax:

Ownership Structure: Principals: Brian D'Costa, Greg Jeffs, Raj Tandon, Public: , Third Party:

Established: 2015

Minimum Investment- Pooled: 400, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


AllianceBernstein L.P

Contact: Wendy Brodkin, Managing Director, CA, CFA, ICD.D

Address: Brookfield Place, 161 Bay St. 27th floor, Toronto, ON, M5J 2S1

Phone: 416-572-2534

Fax: 212-756-4405

Ownership Structure: Principals: 65.20%, Public: 26.60%, Third Party: 8.20% Includes ownership of AllianceBernstein units, indirect ownership of AllianceBernstein units through its interest in AllianceBernstein Holding, and general partnership interests in AllianceBernstein and AllianceBernstein Holding by Equitable Holdings Inc. and through various subsidiaries.

Established: 1971

Minimum Investment- Pooled: 10, Separate: 70

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi Asset Alternatives

CAP Services: AB Multi-Manager Select Retirement Strategies AB Multi-Manager Retirement Trusts AB Customized Retirement Strategies AB Lifetime Income Strategies (formerly Secure Retirement Strategies)


ALLIANZ GLOBAL INVESTORS

Contact: Stephane Amara, Director, Senior Relationship Manager

Address: 1633 Broadway, 41st Floor, New York, NY, 10019

Phone: 514-426-6212

Fax: 514-498-8311

Ownership Structure: Principals: 0, Public: 0, Third Party: 100 Allianz SE (indirect)

Established: 1890

Minimum Investment- Pooled: $1M, Separate: $10-$50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:

CAP Services: Investment Management


Amundi Canada Inc.

Contact: Eric Martin, Senior Vice-president

Address: 2000 McGilL College, Ste. 1920, Montreal, QC, H3A 3H3

Phone: 514-982-2900

Fax: 514-982-2915

Ownership Structure: Principals: , Public: 30, Third Party: 70 Credit-Agricole

Established: 1950

Minimum Investment- Pooled: 5 million, Separate: 50 million

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: Value, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: We provide active and passive non Canadian Fixed Income and Equity strategies with a strong ESG profile as well as Smart Beta solutions. We also offer select alternatives strategies.


ARROW CAPITAL MANAGEMENT INC.

Contact: Mark Purdy, Managing Director & CIO

Address: 36 Toronto St., Ste. 750, Toronto, ON, M5C 2C5

Phone: 416-323-0477

Fax: 416-323-3199

Ownership Structure: Principals: 100, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Customized Alternative Investment Solutions; Equity - Long Short Canadian Equity, Market Neutral (Small Mid Cap); U.S. Equity - Market Neutral (Small Mid Cap); Hedged - Convertible Arbitrage/Hedge U.S. High Yield, Mutual Funds: Equity, Fixed Income, Energy


Artisan Partners Limited Partnership

Contact: Alyssa Schoen, Global Distribution - Operations Analyst

Address: 875 E. Wisconsin Ave., Ste 800, Milwaukee, WI, 53202

Phone: 414-299-4207

Fax:

Email:

Website: www.artisanpartners.com

Ownership Structure: Principals: 17%, Public: 66%, Third Party: 17% Third Party includes AIC, Initial Investors and Former Employee Partners.

Established: 1994

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Asset Management and Investment Services.


Aviva Investors Canada

Contact: JF Milette, Head of Canadian Sales

Address: 100 King St., Ste. 4900, Toronto, OT, M5X 2A2

Phone: 416-360-2770

Fax:

Ownership Structure: Principals: , Public: 100, Third Party:

Established: 1998

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


Baillie Gifford Overseas Limited

Contact: William Pacula, Marketing Director

Address: 780 Third Ave., 47th Floor, New York, NY, 10017

Phone: 212-319-4637

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1908

Minimum Investment- Pooled: Varied, minimum fee depending on strategy., Separate: Varied, minimum fee depending on strategy.

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Active

CAP Services: Our sole business is managing portfolios on behalf of our mainly institutional clients. This includes Defined Contribution and Defined Benefit Pension Plans. We are active managers and we are passionate that active management adds value for our clients over the long term. We believe that this is proven by our longer-term track record in equities and multi-asset portfolios. We place particular emphasis on developing long-term relationships with our clients via our client service teams, based on trust, long-term investment performance and strong client service. The primary way in which the members of our Clients Department communicate with our clients is through meetings and written reports. We ordinarily recommend meeting with clients twice a year. We assign experienced investment professionals to each client, dedicated to ensuring the highest possible levels of service. The roles of investment management and client service are separated as we believe that these are highly specialized roles, each requiring specialist focus. This allows both parties to practice what they do best, resulting in Investment Managers focusing on research and client service directors delivering excellent service to our clients.


Barings

Contact: Michael Annis, Head of Sales and Business Development - Canada

Address: Brookfield Place, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1

Phone: 416-572-2400

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Barings is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual).

Established: 1762

Minimum Investment- Pooled: Varies by mandate, Separate: Varies by mandate

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-Asset and Dynamic Asset Allocation strategies

CAP Services: Barings is a $325+ billion* global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. Through active asset management and direct origination, we provide innovative solutions and access to differentiated opportunities across public and private capital markets. A subsidiary of MassMutual, Barings maintains a strong global presence with business and investment professionals located across North America, Europe and Asia Pacific. *As of June 30, 2019


Barrantagh Investment Management

Contact: Alan Daxner, Senior Vice-president

Address: 100 Yonge St., Ste. 1700, Toronto, ON, M5C 2W1

Phone: 416-864-7958

Fax: 416-868-6593

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1995

Minimum Investment- Pooled: 100,000, Separate: $1M

Manager Style -
Size Bias: Small, Mid, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


BentallGreenOak

Contact: Malcolm Leitch, Chief Operating Officer

Address: #1800 - 1055 Dunsmuir St., Vancouver, BC, V7X 1C4

Phone: 604-646-2812

Fax:

Ownership Structure: Principals: 31%, Public: , Third Party: 69% 56% by Sun Life, 31% by BGO executives and 13% by Tetragon Financial.

Established: 1911

Minimum Investment- Pooled: $1M, Separate: $150M

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Bentall Kennedy Canadian Real Estate Plus Fund


BMO GLOBAL ASSET MANAGEMENT

Contact: Ross Kappele, Head, Distribution & Client Management Canada

Address: 100 King St. W., 43rd Floor, Toronto, ON, M5X 1A1

Phone: 416-359-5217

Fax: 416-364-6758

Ownership Structure: Principals: , Public: , Third Party: 100% BMO Financial Group

Established: 1982

Minimum Investment- Pooled: $10M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management including customized solutions, Recordkeeping and Administration, Member Education, Decision Support, Liability Driven Investment


BNY Mellon Asset Management Canada Ltd.

Contact: Michael Parsons, Vice-president, Sales & Marketing

Address: 200 Wellington St. W., Ste. 305, Toronto, ON, M5V 3C7

Phone: 416-840-8019

Fax: 416-840-8004

Ownership Structure: Principals: , Public: 100%, Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


Bonnefield Financial Inc.

Contact: Andrea Gruza, Vice-president, Capital Markets

Address: 141 Adelaide St. W., Ste. 510, Toronto, ON, M5H 3L5

Phone: 416-309-4487

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2009

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


BRANDES INVESTMENT PARTNERS

Contact: Tim Newburn, Director, Institutional Group

Address: 33 Yonge St, Ste. 300, Toronto, ON, M5E 1G4.

Phone: 403-217-1331

Fax: 416-306-5750

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1974

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Investment Management


Brandywine Global Investment Management

Contact: Andrew Forsyth, Managing Director

Address: 295 Robinson St., Ste. 100, Oakville, ON, L6J 1G7

Phone: 416-860-0616

Fax:

Ownership Structure: Principals: , Public: , Third Party: Legg Mason, Inc. 100%

Established: 1986

Minimum Investment- Pooled: $1M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other:

CAP Services: Asset management


BROOKFIELD ASSET MANAGEMENT

Contact: Eric Bonnor, Senior Vice-president

Address: 181 Bay St., Toronto, ON, M5J 2T3

Phone: 416-956-5162

Fax:

Ownership Structure: Principals: , Public: , Third Party:

Established: 1899

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Brookfield Public Securities Group LLC

Contact: Rob Broley, Director

Address: 181 Bay St., Ste. 330, Toronto, ON, M5J 2T3

Phone: 416-369-2505

Fax: 416-365-9642

Ownership Structure: Principals: Brookfield Asset Management 100%, Public: Yes, Third Party:

Established: 1989

Minimum Investment- Pooled: CAD$1.3 M, Separate: CAD$33 M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:

CAP Services: Investment Management


Burgundy Asset Management Ltd.

Contact: Sylvie Méthot, Vice-president, Head of Canadian Institutional Group

Address: 181 Bay St., Ste. 4510, Toronto, ON, M5J 2T3

Phone: 416-869-3222

Fax: 416-869-1700

Ownership Structure: Principals: , Public: , Third Party:

Established: 1991

Minimum Investment- Pooled: $5M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


CANADIAN URBAN LIMITED

Contact: David Lopatka, President

Address: 10572 105th St., Edmonton, AB, T5H 2W7

Phone: 780-424-7722

Fax: 780-424-7799

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1971

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: asset management property management


CANSO INVESTMENT COUNSEL LTD.

Contact: Patrick McCalmont, Portfolio Manager

Address: 100 York Blvd., Ste. 550, Richmond Hill, ON, L4B 1J8

Phone: 905-881-8853

Fax: 905-881-1466

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1997

Minimum Investment- Pooled: $10M, Separate: $50M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: We offer Private Debt, Long and Corporate products and services.


Capital Group Canada

Contact: C. Jeff Cook, Senior Vice-president, Relationship Manager

Address: Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON, M5J 2T3

Phone: 844-421-6636

Fax: 213-486-9223

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1931

Minimum Investment- Pooled: $15M, Separate: $60M

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Provide recordkeeper daily pricing feed; provide recordkeeper/DC plan sponsor fund data and commentary for fund data pages (which are produced by the recordkeeper).


CBRE Caledon Capital Management Inc.

Contact: Toms Lokmanis, Vice-president

Address: 141 Adelaide St. W., Ste. 1500, Toronto, ON, M5H 3L5

Phone: 416-861-0700

Fax: 416-861-0770

Ownership Structure: Principals: 49.90%, Public: 0, Third Party: 50.10% CBRE Group

Established: 2006

Minimum Investment- Pooled: $10M, Separate: $150M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: N/A


Centurion Asset Management

Contact: Paul Mayer, Executive Vice-president, Investments Sales

Address: 25 Sheppard Ave. W., Ste. 1800, Toronto, ON, M2N 6S6

Phone: 416-733-5622

Fax: 416-733-5621

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2003

Minimum Investment- Pooled: $ 1 M, Separate:

Manager Style -
Size Bias: Mid Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Centurion has $ 2.2 B AUM and manages three private funds: an apartment REIT, a multi-residential and commercial mortgage fund and a broad based corporate debt fund.

CAP Services: Centurion has $ 2.2 B AUM and manages three private funds: an apartment REIT, a multi-residential and commercial mortgage fund and a broad based corporate debt fund.


CI INSTITUTIONAL ASSET MANAGEMENT

Contact: Kin Chin, S.Vice-president, Institutional

Address: 2 Queen St. E., 19th Floor, Toronto, ON, M5C 3G7

Phone: 416-681-1601

Fax: 416-681-8849

Ownership Structure: Principals: 8%, Public: 92%, Third Party:

Established: 1999

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


CIBC Asset Management Inc.

Contact: Doug MacDonald, CFA, Managing Director & Global Head of Distribution

Address: 18 York St., Ste. 1300, Toronto, ON, M5J 2T8

Phone: 416-780-5739

Fax: 416-364-3286

Ownership Structure: Principals: , Public: , Third Party: 100% CIBC Asset Management Inc. is a member of the CIBC Group of companies and is wholly-owned (100%) by CIBC.

Established: 1972

Minimum Investment- Pooled: $10M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Sector Allocation

CAP Services: Investment management


Cidel Asset Management Inc.

Contact: Jamie Brubacher, Institutional Client Consultant, Associate PM

Address: 60 Bloor St. W., 9th Floor, Toronto, ON, M4W 3B8

Phone: 416-977-6767

Fax: 416-977-7650

Ownership Structure: Principals: 85%, Public: , Third Party: 15%

Established: 1959

Minimum Investment- Pooled: $150,000 , Separate: $1M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Clarion Partners, LLC

Contact: Hugh Macdonnell, Managing Director

Address: 230 Park Ave., New York, NY, 10169

Phone: 212-883-2500

Fax:

Email:

Website: www.clarionpartners.com

Ownership Structure: Principals: 18, Public: , Third Party: 72 Legg Mason

Established: 1982

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Connor, Clark & Lunn Financial Group Ltd.

Contact: Brent Wilkins, Head of Institutional Sales (Canada)

Address: 1400-130 King St. W., P.O. Box 240, Toronto, ON, M5X 1C8

Phone: 416-862-2020

Fax: 416-363-2089

Ownership Structure: Principals: 100, Public: 0, Third Party: 0

Established: 1982

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment management and client service


Cremasco Partners Inc.

Contact: Jeff Snyder, Principal

Address: 585 Scottsdale Dr., Guelph, ON, N1G 3E7

Phone: 519-837-1530

Fax: 519-836-8099

Ownership Structure: Principals: , Public: , Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Desjardins Global Asset Management

Contact: Anne-Marie Monette, Director, Relationship Management

Address: 1, Complexe Desjardins, 20th Floor, South Tower, Montreal, QC, H5B 1B2

Phone: 514-586-5837

Fax: 514-281-7253

Ownership Structure: Principals: , Public: , Third Party: 100% Desjardins Global Asset Management is part of the Desjardins Movement which is a financial services co-operative that belongs to its members.

Established: 2003

Minimum Investment- Pooled: $10M, Separate: $20M

Manager Style -
Size Bias: Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: LDI, Market Neutral, Overlay, Smart Beta, ESG

CAP Services: Desjardins Global Asset Management is a provider of investment solutions for DC programs offered primarily on the Desjardins DC platform.


Dimensional Fund Advisors

Contact: Kevin Martino, Vice-president

Address: 2 Bloor St. E., Ste. 2820, Toronto, ON, M4W 1A8

Phone: 647-498-9139

Fax:

Ownership Structure: Principals: 70%, Public: , Third Party: 30% Dimensional Fund Advisors LP’s co-founders and current and former board members, employees, consultants, and their respective families hold, directly or indirectly, more than 70% of its beneficial interests. Outside individual investors who are not engaged in Dimensional Fund Advisors LP’s activities hold the remaining interest.

Established: 1981

Minimum Investment- Pooled: $2M, Separate: $100M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Yield Curve
Other: Dimensional applies a systematic and process-driven approach. Our goal is to consistently target securities with higher expected returns while minimizing transaction costs and enhancing returns through thoughtful design and implementation. This disciplined investment process ensures that our portfolios are continually focused on the premiums they seek to capture, controls unnecessary turnover, and creates built-in flexibility that leads to effective execution.

CAP Services: We believe client communication is of prime importance in all our relationships. Our goal is to fully understand and respond to our clients’ needs. Our clients benefit from Dimensional’s close links to the academic community and sponsored institutional research, which keep us abreast of research into the financial markets and the dimensions of security returns. We strive to provide clients with a wide range of useful information resulting from our sponsored and internal research. We have developed a broad range of tools, including brochures and videos, to help support communication with investors about our target date income funds and planning for retirement. As part of our broader efforts to enable meaningful engagement with plan sponsors and participants, Dimensional has also developed the My Retirement Income Calculator. My Retirement Income Calculator is designed to help give an investor a sense of how much potential income their total investments may provide in retirement. Generated from investment withdrawals, income estimates are based on several inputs that an investor provides, along with assumptions regarding a shifting asset allocation and expected returns on investments. The investor can adjust these inputs, including their monthly contribution, retirement age, and expected Social Security benefit, to see how various retirement scenarios may affect estimated income. Over time, the tool can be used by investors to monitor their progress towards their own goals, and make needed adjustment along the way. We believe that good reporting, accompanied by an investment strategy that manages the relevant risks for retirement income, can help improve outcomes for participants. Many of these communication tools can be accessed on our public website. Assumptions used for the estimated retirement income projections are subject to high levels of uncertainty regarding future economic and market factors that may affect actual future performance. There is no guarantee that these assumptions will be achieved, and actual returns or retirement income could be significantly higher or lower than those shown by My Retirement Income Calculator. Because of the inherent limitations associated with the use of illustrative asset allocations based on assumptions, investors should understand that the estimates are only a tool to be used in evaluating their retirement portfolio.


EAGLE ASSET MANAGEMENT INC.

Contact: Donald Pepin, Senior Vice-president, Director of Institutional Sales

Address: 880 Carillon Pkwy., St. Petersburg, FL, 33716

Phone: 800-235-3903

Fax: 727-567-8020

Ownership Structure: Principals: , Public: , Third Party: 100 Eagle operates an autonomous corporation in policy, day-to-day operations and trading and is managed by its own Board of Directors. Structurally, the firm is a wholly-owned subsidiary of Carillon Tower Advisers, Inc., which is itself a wholly-owned subsidiary of a New York Stock Exchange-listed financial services holding company (Raymond James Financial, Inc.) and benefits from the financial strength of this parent.

Established: 1984

Minimum Investment- Pooled: , Separate: $2M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:

CAP Services: Investment Management (mutual funds and separate accounts)


Enriched Investing Incorporated

Contact: Margaret Samuel, President, CEO and Portfolio Manager

Address: P.O. Box 1016, TD Centre, Toronto, ON, M5K 1A0

Phone: 416-203-3028

Fax:

Ownership Structure: Principals: 100, Public: , Third Party:

Established: 1989

Minimum Investment- Pooled: , Separate: $0.1 M

Manager Style -
Size Bias: Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other:

CAP Services: Segregated Portfolio Management


Epoch Investment Partners, Inc.

Contact: Bill Connolly, Managing Director, Head of Institutional Client Relations

Address: 399 Park Ave., New York, NY, 10022

Phone: 212-303-7200

Fax: 212-202-4948

Ownership Structure: Principals: 0%, Public: 0%, Third Party: 100% Epoch Investment Partners, Inc. is a wholly owned subsidiary of The Toronto-Dominion Bank.

Established: 2004

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Free Cash Flow Oriented

CAP Services: Investment Management


Federated Investors, Inc.

Contact: David Gregoire, Vice-president

Address: 1001 Liberty Ave., Pittsburgh, PA, 15222-3779

Phone: 416-527-1150

Fax: 412-288-1093

Ownership Structure: Principals: 15%, Public: 85%, Third Party: Federated Investors, Inc. is publicly traded on the New York Stock Exchange and is privately controlled. Voting shares are held in a trust among family members. Employee ownership approximates 15% of the traded shares. We have been conducting business under this ownership structure since 1998, when we became a public company. Although the firm is publically traded, all executive officers and current directors in aggregate (13 persons), represent 5.5% ownership, as of February 28, 2019. Christopher and Thomas Donahue own the largest shares of 2.4% and 1.7%, respectively.

Established: 1955

Minimum Investment- Pooled: Varies by product, Separate: USD$25M, however, this is negotiable.

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Federated has approximately 51 asset classes as of 06/30/2019.

CAP Services: Federated manages investment management portfolios for Defined Contribution.


Fengate Asset Management

Contact: Karla Ng, Associate, Investor Relations

Address: 2275 Upper Middle Rd. E, Ste. 700, Oakville, ON, L6H 0C3

Phone: 416-938-0068

Fax:

Ownership Structure: Principals: , Public: , Third Party:

Established: 1974

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Fidelity Canada Institutional

Contact: Michael Barnett, Executive Vice-president, Institutional Distribution

Address: 483 Bay St., Toronto, ON, M5G 2N7

Phone: 416-217-7773

Fax: 416-307-5511

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1987

Minimum Investment- Pooled: $ 7.5M, Separate: $40-100M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Investment Only


FIERA CAPITAL CORPORATION

Contact: Michael Quigley, Executive Vice-president and Head of Institutional Markets

Address: 1981 McGill College Ave., Montreal, QC, H3A 0H5

Phone: 514-954-3300

Fax: 514-954-3325

Ownership Structure: Principals: 19%, Public: 56%, Third Party: 25% Canada and the Desjardins Group

Established: 2003

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Opportunistic

CAP Services: Fiera Capital offers a wide range of investment management solutions adapted to the specific needs of defined contribution pension plans. In addition to our diverse fixed income and equity strategies, we offer alternative Fiera Capital offers a wide range of investment management solutions adapted to the specific needs of defined contribution pension plans. In addition to our diverse fixed income and equity strategies, we offer alternative investment products such as Hedge Funds, Infrastructure,Agriculture, Real Estate, Private Lending, Private Investment, Asian and Alternative Credit.


Forstrong Global Asset Management Inc.

Contact: Robert Duncan, Senior Vice-president

Address: 26 Wellington St. E. Ste. 206, Toronto, ON, M5E 1S2

Phone: 416-642-5530

Fax: 877-342-4246

Ownership Structure: Principals: Employees 27%, IA 73%, Public: NA, Third Party: NA NA

Established: 2001

Minimum Investment- Pooled: NA, Separate: $5 million

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Global asset mix including emerging, SMA, exclusively utilizing ETFs


Franklin Templeton Institutional

Contact: William (Bill) Tsotsos, Head of Institutional - Canada

Address: 200 King St. W., Ste. 1500, Toronto, ON, M5H 3T4

Phone: 416-957-6534

Fax:

Ownership Structure: Principals: 35%, Public: 65%, Third Party: Franklin Templeton Institutional is an operating division of Franklin Templeton Investments Corp., a wholly-owned subsidiary of Franklin Resources, Inc. [NYSE: BEN] which is a global investment organization. Franklin Templeton provides global and Canadian investment, shareholder and distribution services to the products and institutional accounts, as well as separate account management services.

Established: 1940

Minimum Investment- Pooled: $1M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


GLC ASSET MANAGEMENT GROUP LTD.

Contact: Craig Christie, Vice-president, GWL Institutional Investment Solutions

Address: 100 Osborne St. N., Winnipeg, MB, R3C 3A5

Phone: 204-946-4083

Fax: 204-946-8818

Ownership Structure: Principals: , Public: 100% (Wholly-owned subsidiary of a public company), Third Party:

Established: 2011 (predecessor companies established in the 1960s)

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: Value, Growth, GARP
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Offers a range of investment mandates in traditional and specialty asset classes and applies distinct investment styles through its investment management divisions: GWL Investment Management (Top-down, Growth Oriented, All Cap Manager), London Capital Management (Bottom-up, Quantitative, Large Cap Manager), Laketon Investment Management (Bottom-up, Large Cap, Growth Manager), Portico Investment Management (Fixed Income)

CAP Services: GLC’s mandates and investment solutions are available to institutional investors through our partnership with Great-West Life’s Institutional Investment Solutions team.


Goldman Sachs Asset Management, LP

Contact: Amy Brown, Managing Dirctor

Address: 200 West St., New York, NY, 10282

Phone: 212-357-5422

Fax:

Ownership Structure: Principals: 12.80%, Public: 87.20%, Third Party: - As of May 21, 2019, signatories of the Goldman Sachs Shareholders' Agreement owned 12.8% of the common stock of GSG, Inc. The signatories include all current participating Managing Directors of Goldman Sachs. GSG, Inc. stock is publicly traded on the New York Stock Exchange. Source: Amendment No. 97 to Schedule 13D/A, dated January 11, 2019 https://www.sec.gov/Archives/edgar/data/886982/000119312519007523/d676613dsc13da.txt

Established: 1989

Minimum Investment- Pooled: Varies by product, Separate: Varies by product

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Varies by Product

CAP Services: Varies by Product


GUARDIAN CAPITAL LP

Contact: Robin Lacey, Head of Institutional Asset Management

Address: 199 Bay St., Commerce Court W., Ste. 3100, Toronto, ON, M5L 1E8

Phone: 416-947-4082

Fax: 416-364-9634

Ownership Structure: Principals: , Public: , Third Party: Wholly-owned by Guardian Capital Group Limited

Established: 1962

Minimum Investment- Pooled: $1M, Separate: Varies by mandate

Manager Style -
Size Bias: All Cap
Style Bias: Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Quarterly Client Reports, Monthly Updates & Flash Reports, Client Meetings, Client Servicing Executive to provide service to clients with educational requirements


HEXAVEST INC.

Contact: Mark-Olivier McNulty, Managing Director, Client Services & Business Development

Address: 1250 Rene-Levesque Blvd. W., Ste. 4200, Montreal, QC, H3B 4W8

Phone: 514-390-3667

Fax: 514-390-1184

Ownership Structure: Principals: 51%, Public: , Third Party: 49% Eaton Vance Corp.

Established: 2004

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Core style with a value tilt

CAP Services: Asset management


HILLSDALE INVESTMENT MANAGEMENT INC.

Contact: Harry Marmer, Executive Vice-president

Address: 100 King St. W., 1 First Canadian Place, Ste. 5900, Toronto, ON, M5X 1E4

Phone: 416-913-3907

Fax: 416-913-3901

Ownership Structure: Principals: 80%, Public: , Third Party: 20% Private Investor

Established: 1996

Minimum Investment- Pooled: $2M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Hedged Absolute Return, Equity Minimum Risk, Customized Strategies

CAP Services: Hillsdale Investment Management Inc. is an independent, partner-owned, institutional investment boutique specializing in high alpha, smart beta and customized strategies in global markets. Hillsdale currently manages over $3.2B for a select group of institutional investors. Hillsdale has over 23 year of experience in disciplined active investment management specializing in equities, alternatives, ESG and customized mandates.


Honeytree Investment Management

Contact: Paula Glick, Co-Founder

Address: 265 Lauder Ave., TORONTO, ON, M6E 3H5

Phone: 416-528-8369

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2018

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Private Mortgage Investment Fund


HSBC Global Asset Management (Canada) Limited

Contact: Ramy Zakher, Vice-president, Institutional Investments

Address: Ste. 300, 70 York St., Toronto, ON, M5J 1S9

Phone: 416-868-8286

Fax: 416-361-6345

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1973

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style:
Other:


INTACT INVESTMENT MANAGEMENT INC.

Contact: Werner Muehlemann, Senior Vice-president & Managing Director

Address: 2020 Robert-Bourassa Blvd., 14th Floor, Montreal, QC, H3A 2A5

Phone: 514-350-4900

Fax: 514-350-8550

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1997

Minimum Investment- Pooled: No new clients accepted for the moment, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


INTECH INVESTMENT MANAGEMENT LLC

Contact: John F. Brown, Executive Vice-president, Head of Global Client Development

Address: 250 S. Australian Ave., Ste. 1800, West Palm Beach, FL, 33401

Phone: 561-775-1100

Fax: 561-775-1156

Ownership Structure: Principals: 3, Public: , Third Party: 97 Intech is majority-owned by Janus Henderson Group plc (“Janus Henderson”), a publicly traded company (NYSE:JHG)which owns approximately 97% of Intech. Intech’s employees and former employees own the remaining 3% as well as rights to approximately 9% of profits for a total economic stake of approximately 12%.

Established: 1987

Minimum Investment- Pooled: , Separate: $66M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Intech offers institutional investors relative return, absolute return, low volatility and adaptive volatility strategies within the U.S., global, non-U.S., and emerging markets, all of which are engineered with risk controls and optimization parameters that are specific to each strategy’s underlying benchmark; Intech can also engineer solutions that provide the underlying alpha in a form (i.e., with a beta) that best fits the overall needs of the client.

CAP Services: Institutional Investment Management


INVESCO

Contact: Michael Peck, Senior Vice-president, Head of Canadian Institutional

Address: 120 Bloor St. E., Ste. 700, Toronto, ON, M4W 1B7

Phone: 416-324-7679

Fax:

Ownership Structure: Principals: 8%, Public: 92%, Third Party:

Established: 1935

Minimum Investment- Pooled: $1M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-asset, Real Estate (Direct & Securities, Smart Beta, Senior Secured Loans, Private Equity (Distressed and Fund of funds), Risk Parity

CAP Services: Invesco Consulting, wholly owned by Invesco Ltd., specializes in helping financial professionals get, keep and grow their business with new and better techniques.


J. Zechner Associates Inc.

Contact: David Cohen, President

Address: 130 Adelaide St. W., Toronto, ON, M5H 3P3

Phone: 416-867-8649

Fax: 416-867-8705

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1993

Minimum Investment- Pooled: $150,000 , Separate: $1M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment management


Jacobs Levy Equity Management, Inc.

Contact: David P. Sparacino, CFA, Director, Client Service & Business Development

Address: 100 Campus Dr., P.O. Box 650, Florham Park, NJ, 7932

Phone: 973-410-9222

Fax: 973-410-9333

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: $7 M (CDN), Separate: $33 M (CDN)

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Jacobs Levy is a quantitative equity manager. The firm offers strategies managed to a variety of benchmarks, including small, mid, large, and all cap, as well as growth, value, and core indices. Jacobs Levy also offers 130-30 enhanced active and absolute return strategies.

CAP Services: We provide investment management services to all clients.


Jarislowsky, Fraser Limited

Contact: Peter Godec, Director

Address: 20 Queen St. W., Ste. 3100, Toronto, ON, M5H 3R3

Phone: 416-363-7417

Fax: 416-363-8079

Ownership Structure: Principals: , Public: , Third Party: 100% Scotiabank JFL will continue to operate autonomously as an affiliate of Scotiabank's asset management business.

Established: 1955

Minimum Investment- Pooled: $1M, Separate: $15-$20M - Could be less for special situations

Manager Style -
Size Bias: Large Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Full service to direct clients - Reporting, Meetings, etc.; Provides insurance companies with reporting packages and extra data for their reports, meetings with insurance company reps for updates and will meet with alliance clients annually if requested.


LASALLE INVESTMENT MANAGEMENT

Contact: Benjamin Abramov, Director

Address: 22 Adelaide St. W., Ste. 2600, Toronto, ON, M5H 4E3

Phone: 416-238-9794

Fax: 416-304-6001

Ownership Structure: Principals: , Public: , Third Party: LaSalle Investment Management is a wholly owned, but operationally independent, subsidiary of Jones Lang LaSalle Inc., a publicly traded corporation listed on the New York Stock Exchange (ticker: JLL).

Established: Firm - 1980, Operations in Canada - 2000

Minimum Investment- Pooled: $5M, Separate: $100M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Lazard Asset Management LLC

Contact: Luz Rodriguez, Vice-president

Address: 30 Rockefeller Plaza, New York, NY, 10112

Phone: 212-632-6000

Fax: 212-332-5656

Ownership Structure: Principals: , Public: , Third Party: 100% Lazard Asset Management LLC is a Delaware limited liability company. It is a wholly-owned subsidiary of Lazard Frères & Co. LLC (LF&Co.), a New York limited liability company with one member, Lazard Group LLC, a Delaware limited liability company. Interests of Lazard Group LLC are held by Lazard Ltd., which is a Bermuda corporation with shares that are publicly traded on the New York Stock Exchange under the symbol “LAZ.” For additional details on ownership, please refer to Lazard’s Form ADV Part 1, which is available on the SEC website.

Established: 1970

Minimum Investment- Pooled: , Separate: $6.58M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Lazard’s sole business is investment management.


LEITH WHEELER INVESTMENT COUNSEL

Contact: Ben Homsy, Portfolio Management, Fixed Income

Address: 1500-400 Burrard St., Vancouver, BC, V6C 3A6

Phone: 604-683-3391

Fax: 604-683-0323

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1982

Minimum Investment- Pooled: $3M, Separate: $10M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Leith Wheeler Investment Counsel Ltd.

Contact: Lisa Meger, Portfolio Manager

Address: 1500 - 400 Burrard St., Vancouver, BC, V6C 3A6

Phone: 604-602-8365

Fax: 604-683-0323

Ownership Structure: Principals: 100%, Public: 0%, Third Party: 0%

Established: 1982

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: The full range of investment activity includes: -policy development and implementation -re-balancing -reporting -managing cash flows and liquidity requirements -portfolio review and -communication


LETKO, BROSSEAU & ASSOCIATES INC.

Contact: Paul Vaillancourt, CFA, Director, Client Services, Partner

Address: 1800 McGill College Ave., Ste. 2510, Montreal, QC, H3A 3J6

Phone: 514-499-1200

Fax: 514-499-0361

Email: info@lba.ca

Website: www.lba.ca

Ownership Structure: Principals: 84%, Public: , Third Party: 16% Private Individuals

Established: 1987

Minimum Investment- Pooled: $1M, Separate: $5M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset management


Lightwater Partners

Contact: Jerome Hass, Partner

Address: 372 Bay St, Toronto, ON, M5H 2W9

Phone: 416-504-9767

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2007

Minimum Investment- Pooled: $25,000 , Separate: $10,000,000

Manager Style -
Size Bias: Mid Cap
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


LINCLUDEN INVESTMENT MANAGEMENT

Contact: Wayne Wilson, Vice-president

Address: 201 City Centre Dr., Ste. 201, Mississauga, ON, L5B 2T4

Phone: 905-273-4240

Fax: 905-273-4882

Ownership Structure: Principals: , Public: , Third Party:

Established: 1982

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Loomis, Sayles & Company, L.P.

Contact: Erik Kuchar, Chief Operating Officer – Institutional Services

Address: 1 Financial Center, Boston, MA, 2111

Phone: 617-482-2450

Fax: 617-423-3065

Email:

Website: www.loomissayles.com

Ownership Structure: Principals: , Public: , Third Party: 100% Natixis Investment Managers

Established: 1926

Minimum Investment- Pooled: $2M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Sales Overview Our sales professionals work in teams dedicated to particular client types, such as public funds, Taft-Hartley, corporate, endowments and foundations, defined contribution, sub‑advisory, registered investment advisors and institutional intermediaries. These professionals apply focus on specific geographical regions, as well as nationally. All sales professionals are Series 7 and 63 registered. The director of institutional services ultimately oversees the group and guides the firm’s business development strategy and implementation. A dedicated Consultant Relations team markets directly to the investment consultant community and maintains consultant relationships on a global basis. They are backed by a separate Consultant Relations Support team that handles a wide variety of consultant inquiries, product and firm-level database population, as well as other data management and reporting functions. Every member of the Institutional Services Department has firsthand knowledge of our investment process through training provided by Product Marketing and directly from the product teams, an open-door policy with portfolio managers and analysts, attendance at morning investment meetings, and ready access to internal research, investment-related editorial content, and other market information. The Sales team can answer a wide range of questions concerning our investment products and capabilities, and provide indispensable feedback to our managers regarding institutional investor expectations. Our sales and consultant relations professionals covering defined contribution/pension market are very knowledgeable of the marketplace and the plan sponsors. We believe by understanding the prospects’ objectives and needs we are able to provide the appropriate product and vehicle solutions. Client Service Overview At Loomis Sayles, we place a high priority on providing effective client service through our dedicated client service group. Every client is assigned a portfolio manager, a client relationship manager and a client portfolio analyst. The relationship manager (RM) serves as the client advocate in the investment process and is the primary client conduit for portfolio and investment information. Portfolio managers focus on direct implementation of an accounts investment strategy. A client generally meets with their portfolio manager annually and with the client relationship manager as often as necessary to ensure full investment transparency. The client portfolio analyst (CPA) is the person responsible for supporting the client relationship manager in gathering and disseminating investment data and any reports that are needed to service the client. Client administration managers (CAMs) also provide support to clients and client relationship managers. The client administration manager collaborates with internal departments to facilitate internal and external management of clients’ needs, and helps ensure all contractually required services are delivered to clients in a timely manner. Product managers, who participate as observers in portfolio manager discussions, are well versed in the rationale for portfolio strategy and positioning. They are therefore well prepared to be one of the primary RM & CPA conduits for portfolio and investment information. Our client service is tailored to each client's needs and begins with a thorough understanding of client objectives, risk profile and the role the product is expected to play in the client’s investment strategy. We maintain a high standard of accountability both in tracking investment decisions and in communicating investment information to our clients. These proactive measures from our client service team keeps clients abreast of significant portfolio activity and of how managerial decisions reflect their portfolio objectives, our investment philosophy, and the investment environment. We also monitor the number of clients overseen by the portfolio manager and client relationship manager to ensure a consistent application of the investment process and quality client service. Loomis Sayles' eService is part of our continued effort to provide clients with convenient access to the most current account information. eService is a web-based application designed for fast, easy and paperless standardized reporting that enhances timely access to account information. Reporting generated by eService can be viewed, printed and saved in Adobe Acrobat PDF or Microsoft Excel format. Reports are available on eService shortly after month-end and historical reports are available for a trailing twelve-month period. Our goal at Loomis Sayles has always been to offer the best service to our clients. Given the successful growth of our company over the past few years, we continue to expand our client service group as necessary in order to maintain this level of service. We are confident that these additional resources will allow us to form stronger relationships and better communications with our clients.


LORICA INVESTMENT COUNSEL INC.

Contact: Joanne Nahibuan, Manager, Marketing & Client Services

Address: 130 Spadina Ave., Ste. 801, Toronto, ON, M5V 2L4

Phone: 647-776-8107

Fax: 416-850-5393

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: , Separate: $5M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Louisbourg Investments

Contact: Emerson Savage, Associate Institutional Portfolio Manager

Address: 1000-770 Main St., Moncton, NB, E1C 1E7

Phone: 506-853-5456

Fax:

Ownership Structure: Principals: 30%, Public: 0%, Third Party: 70% Assumption Mutual Life Insurance Company

Established: 1991

Minimum Investment- Pooled: $0.5M, Separate: $1M

Manager Style -
Size Bias: All Cap
Style Bias: Value, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Mackenzie Investments

Contact: Mark Sack, Vice-president, Head of Canadian Institutional Business

Address: 180 Queen St. W., Toronto, ON, M5V 3K1

Phone: 416-967-2151

Fax: 416-979-7424

Ownership Structure: Principals: , Public: , Third Party: x IGM Financial Inc.

Established: 1967

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Manitou Investment Management Ltd.

Contact: John R. Platt, Director, Institutional Investments

Address: 150 King St. W., Ste. 2003, Toronto, ON, M5H 1J9

Phone: 416-628-6514

Fax:

Ownership Structure: Principals: Partner Owned, Public: , Third Party:

Established: 1999

Minimum Investment- Pooled: $2MM, Separate: $5MM

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Equity Management


MANULIFE INVESTMENT MANAGEMENT

Contact: Adam Neal, Head of Distribution - Canada

Address: NT5, 200 Bloor St. E., Toronto, ON, M4W 1E5

Phone: 416-926-3000

Fax:

Ownership Structure: Principals: 0%, Public: 0%, Third Party: 100% Manulife Financial Corporation

Established: 1949

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Portfolio / Investment Management


MARATHON-LONDON

Contact: Patrick Seth, Head of Client Service

Address: Orion House, 5 Upper St. Martin's Lane, London, UK, WC2H 9EA

Phone: 207-497-2211

Fax:

Ownership Structure: Principals: 3 founding members & other key employees, Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: $13M, Separate: $196M

Manager Style -
Size Bias: All Cap
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: We offer pooled and segregated funds


Matthews International Capital Management, LLC (“Matthews Asia”)

Contact: Celine Colgan, Head of North America Institutional Business

Address: 4 Embarcadero Center, Ste. 550, San Francisco, CA, 94111

Phone: 415-954-4545

Fax: 415-788-4804

Ownership Structure: Principals: Matthews Asia is an independent, boutique asset management firm founded and initially owned by Paul Matthews beginning in 1991. Since then Management/Employees have collectively remained the largest shareholder of the firm. Please refer to the fully diluted ownership structure below as of June 30, 2017. Matthews International Capital Management, LLC Ownership Structure: Ownership Entity; % of Ownership; Management, 40%, RBC USA HoldCo Corp. 18%, Lovell Minnick Partners LLC 20%, Mizuho Bank Limited 16%, Miscellaneous Investors 6%, Total 100%, Public: None, Matthews Asia is independent, without a parent company, and is privately held., Third Party: Please see above. Please see above.

Established: 1991

Minimum Investment- Pooled: $1.3 M CDN (Institutional Class Shares), Separate: $130 M CDN

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Since the firm’s 1991 inception, Matthews Asia has launched innovative investment strategies across the risk-reward spectrum. We will continue to introduce new strategies as appropriate based on our careful assessment of their long-term investment potential.


MAWER INVESTMENT MANAGEMENT LTD.

Contact: Rob Campbell, Institutional Portfolio Manager

Address: Ste. 830, Box 43, 333 Bay St., Toronto, ON, M5H 2R2

Phone: 416-865-5297

Fax: 416-865-3357

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1974

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Plan member communication meetings, website, quarterly investment newsletter


Mercer Global Investments Canada Limited

Contact: Bill Ham, Partner

Address: 120 Bremner B lvd., Toronto, ON, M5J 0A8

Phone: 416-868-7269

Fax:

Ownership Structure: Principals: Marsh McLennan, Public: , Third Party:

Established: MGI 2006

Minimum Investment- Pooled: 1,000,000, Separate: N/A

Manager Style -
Size Bias:
Style Bias:
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style:
Other: Multi-manager, multi-style

CAP Services: Delegated DC Management, DC consulting


MFS Investment Management Canada Limited

Contact: Christine Girvan, Senior Managing Director, Head of Canadian Distribution

Address: 77 King St. W., 35th Floor, Toronto, ON, M5K 1B7

Phone: 416-361-7273

Fax: 416-862-0167

Ownership Structure: Principals: Up to 20%, Public: , Third Party: 80% Sun Life Financial, Inc. (parent company)

Established: 1924

Minimum Investment- Pooled: $3M, Separate: Contact for details

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset Management


MONTRUSCO BOLTON INVESTMENTS INC.

Contact: Richard Guay, Senior Vice-president

Address: 1501 McGill College Ave., Ste. 1200, Montreal, QC, H3A 3M8

Phone: 514-842-6464

Fax: 514-282-2550

Ownership Structure: Principals: 33%, Public: , Third Party: 67% AMG: 43%, FSTQ: 24%

Established: 1946

Minimum Investment- Pooled: $5M, Separate: $5M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: The range of our investment services include, but is not restricted to the following: investment management, proxy voting, responsible investing, reporting.


MORGUARD INVESTMENTS LIMITED

Contact: David Ward, Assistant Vice-president Acquisitions

Address: 55 City Centre Dr., Ste. 800, Mississauga, ON, L5B 1M3

Phone: 905-281-5800

Fax: 905-281-1800

Ownership Structure: Principals: , Public: , Third Party: Private company owned 100% by Morguard Corporation

Established: 1975

Minimum Investment- Pooled: $5M, Separate: $30M-$50M range

Manager Style -
Size Bias:
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


Morneau Shepell Asset & Risk Management Ltd.

Contact: Mazen Shakeel, Vice-president, Practice Leader, Asset and Risk Management

Address: 800 Bay St., 7th Floor, Toronto, ON, M5S 3A9

Phone: 416-355-5251

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Morneau Shepell Asset & Risk Management Ltd. (MS ARM) is a wholly owned subsidiary of Morneau Shepell Limited (MSL). MSL is the operating company of and is also wholly owned by Morneau Shepell Inc. (TSX: MSI). MSI is a widely pubicly-held company listed on the TSX.

Established: 2011

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: DC Consulting and DC Investment Consulting


Neuberger Berman Group LLC

Contact: Clay Khan, Relationship Manager, Managing Director

Address: 100 King St. W., Ste. 5850, Toronto, ON, M5X 1E4

Phone: 416-883-6903

Fax:

Ownership Structure: Principals: Neuberger Berman is a private, independent, employee-owned investment manager with more than 500 current employee owners as of June 30, 2019., Public: , Third Party:

Established: 1939

Minimum Investment- Pooled: $1M, Separate: $100M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Ninepoint Institutional Partners

Contact: Jacques Doan, Vice-president

Address: 200 Bay St. Ste. 2700, PO Box 27, Toronto, ON, M5J 2J1

Phone: 416-943-4349

Fax: 416-628-2397

Ownership Structure: Principals: 100, Public: 0, Third Party: 0

Established: 2017

Minimum Investment- Pooled: 1, Separate: 5

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Ninepoint Institutional Partners searches the world for top-tier managers that utilize innovative investment strategies and scalable investment disciplines.

CAP Services: Investment Management


Northern Trust Asset Management

Contact: David Lester, Senior Vice-president

Address: 1910-145 King St. W., Toronto, ON, M5H 1J8

Phone: 416-775-2215

Fax: 416-366-2033

Ownership Structure: Principals: , Public: , Third Party:

Established: 1889

Minimum Investment- Pooled: $4M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style:
Other: Hedge Funds, Private Equity, Quantitative Active Equity (Factor-Based), Low Volatility.


Optimum Asset Management

Contact: Brigitte Gascon, Vice-president, Development

Address: 425 de Maisonneuve Blvd. W., Ste. 1620, Montreal, QC, H3A 3G5

Phone: 514-288-7545

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1985

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: Mid, Large Cap
Style Bias: Value, Growth
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


Orbis Investments

Contact: Chris Horwood, Investment Counsellor (Dealing Representative, Orbis Investment Advisory (Canada) Limited)

Address: Orbis House, 25 Front St., Hamilton, Bermuda, BM, HM 11

Phone: 441-296-3000

Fax: 441-296-3001

Ownership Structure: Principals: 100%, Public: , Third Party: Orbis is ultimately majority owned by Allan & Gill Gray Foundation, which was settled by the company’s founder and which has no owners in the traditional sense and is instead designed to exist in perpetuity and to serve two equally important purposes: to promote the commercial success, continuity and independence of the Orbis and Allan Gray groups, and to ensure that the distributable profits the Foundation receives from these firms are ultimately devoted exclusively to philanthropy. Importantly, the foundation does not directly manage Orbis but rather vests control of the firm in Orbis Allan Gray Limited, a holding company whose board consists of a majority of present executives and includes non-executive directors. A minority interest is held by current and former executives of Orbis and their families.

Established: 1989

Minimum Investment- Pooled: US$5M, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Pooled investment vehicles


PGIM

Contact: Janette Jovic, Vice-president, Marketing

Address: 655 Broad St., Newark, NJ, 7102

Phone: 973-367-9213

Fax:

Email:

Website: www.pgim.com

Ownership Structure: Principals: , Public: PGIM, The ultimate parent company is Prudential Financial, Inc., is 100% owned by its shareholders (NYSE:PRU)., Third Party:

Established: 1875

Minimum Investment- Pooled: PFI: Varies by investment strategy/vehicle; PREI: Varies by fund; Jennison: $CDN 6M, Separate: PFI: Varies by investment strategy/vehicle; QMA: $CDN 45M; PREI: Varies by fund; Jennison: $CDN 130M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Jennison: Sector and Security Selection

CAP Services: Investment Management


Phillips, Hager & North Investment Management (RBC GAM Inc.)

Contact: John Skeans, Head of Consultant Relations

Address: 200 Burrard St., 20th Floor, Vancouver, BC, V6C 3N5

Phone: 604-408-6000

Fax: 604-685-5712

Ownership Structure: Principals: , Public: , Third Party: 100% PH&N is a division of RBC Global Asset Management Inc. which is 100% owned by Royal Bank of Canada

Established: 1964

Minimum Investment- Pooled: Minimum fee: $75,000 per annum in fees, Separate: Minimum fee: $150,000 per annum in fees

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: ESG, Low Volatility, Active Extension, Market Neutral, Alternatives

CAP Services: PH&N IM is distinguished by our service-oriented culture, which is based on partnering with clients to deliver relevant investment solutions and reporting, as well as educational support to understand the decisions that are implemented in their portfolios.


PICTET ASSET MANAGEMENT LTD.

Contact: Jean-Pierre Gemme, Head of Distribution - Canada

Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC, H3B 4W5

Phone: 514-350-6217

Fax: 514-288-5473

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1980 (Parent - 1805)

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:

CAP Services: Investment Advisory, International Equity - EAFE


Picton Mahoney Asset Management

Contact: Taras Klymenko, Head of Institutional Business

Address: 33 Yonge St. - Ste. 830, Toronto, ON, M5E 1G4

Phone: 416-955-4845

Fax: 416-955-4100

Ownership Structure: Principals: 100%, Public: 0, Third Party: 0 Employee-owned

Established: 2004

Minimum Investment- Pooled: $25M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Alternative Investment Solutions; Equity Market Neutral (Canadian & Global), Equity Long/Short (Canadian, US SMID, Global), Credit Long/Short, Volatility Management, Diversified Fund of Funds

CAP Services: Investment Management


Pier 21 Asset Management Inc.

Contact: David M. Star, President & CEO

Address: 1751 Richardson St., Ste. 2.200, Montreal, QC, H3K 1G6

Phone: 514-397-4027

Fax: 514-397-8700

Ownership Structure: Principals: 100% privately-owned, Public: , Third Party:

Established: 2005

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Global Equity EAFE Emerging Markets Equity


PIMCO Canada Corp.

Contact: Patrice Denis, Executive Vice-president

Address: 199 Bay St., Ste. 2050, Toronto, ON, M5L 1G2

Phone: 416-368-3350

Fax: 416-368-3576

Ownership Structure: Principals: , Public: , Third Party: PIMCO Canada Corp. established in 2004, is an indirect subsidiary of PIMCO. PIMCO is a limited liability company that is a majority owned subsidiary of Allianz Asset Management (AAM), which is a subsidiary of Allianz SE (Allianz).

Established: PIMCO Canada was established in 2004. PIMCO Canada’s parent, Pacific Investment Management Company, LLC (PIMCO) was founded in 1971.

Minimum Investment- Pooled: $5M, Separate: $75M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:

CAP Services: We provide sub-advisory investment management services to fund of funds DC providers and provide investment management services to DC providers within our PIMCO Canada pooled vehicles.


Presima, Inc.

Contact: Francois Forget, Executive Vice-president Global Head of Client Service & Business Development

Address: 1000 Jean-Paul-Riopelle Place, Ste. E-400, Montreal, QC, H2Z 2B6

Phone: 514-673-1317

Fax: 514-673-1378

Ownership Structure: Principals: , Public: , Third Party: 100 MLC Asset Management

Established: 2004

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: All Cap
Style Bias: Value, GARP
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Global Real Estate Securities Portfolios


Renewal Funds

Contact: Emily Danaher, Sr Operations Associate

Address: 500-163 W. Hastings St., Vancouver, BC, V6B 1H5

Phone: 604-844-7474

Fax: 604-844-7441

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2008

Minimum Investment- Pooled: $0.5M, Separate:

Manager Style -
Size Bias: Small Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


ReSolve Asset Management Inc.

Contact: Richard Laterman, Portfolio Manager

Address: 2000 - 1 Adelaide St.E., Toronto, ON, M5C 2V9

Phone: 416-350-3095

Fax:

Ownership Structure: Principals: Adam Butler, Rodrigo Gordillo, Mike Philbrick, Jason Russell, Public: , Third Party:

Established: 2015

Minimum Investment- Pooled: $1 M, Separate: $2.5 M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: ReSolve uses systematic, quantitative investment methodologies to construct portfolios; portfolios are constructed from exchange-traded instruments, including futures contracts, representing major global asset classes.

CAP Services: Investment management; research and trading signals


Romspen Investment Corporation

Contact: Dianna Price, Executive Vice-president Investor Relations, Business Development

Address: 162 Cumberland St., Ste. 300, Toronto, ON, M5R 3N5

Phone: 416-928-5105

Fax: 416-966-1161

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1966

Minimum Investment- Pooled: $150,000 , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Canadian and US mortgages

CAP Services: None


ROSSEAU ASSET MANAGEMENT LTD.

Contact: Jow Lee, CFO

Address: 181 Bay St., Ste. 2920, Toronto, ON, M5J 2T3

Phone: 416-777-0712

Fax: 416-777-0718

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1998

Minimum Investment- Pooled: $250,000 , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


RPIA

Contact: Liam O’Sullivan, Principal, Head of Client Portfolio Management

Address: 39 Hazleton Ave., Toronto, ON, M5R 2E3

Phone: 647-776-1779

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2009

Minimum Investment- Pooled: Varies by strategy, Separate: Varies by strategy

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:


SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC.

Contact: Michelle Skelly, Head of Canada

Address: 7 Bryant Park, New York, NY, 10018

Phone: 646-641-3886

Fax: 212-641-3985

Ownership Structure: Principals: 47.90%, Public: 48.70%, Third Party: 3.40% Schroder employees

Established: 1804

Minimum Investment- Pooled: Varies by strategy, Separate: Varies by strategy

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset Management


Setanta Asset Management

Contact: Rocco Vessio, Director Business Development, Canada

Address: 190 Simcoe St., Toronto, ON, M5T 2W5

Phone: 416-552-5061

Fax: 416-552-5061

Ownership Structure: Principals: , Public: 100, Third Party:

Established: 1998

Minimum Investment- Pooled: 1, Separate: 25

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Support DC Plans with a strong product range


SIONNA INVESTMENT MANAGERS

Contact: Kelly Battle, Vice-president, Relationship Management

Address: 8 King St. E., Ste. 1600, Toronto, ON, M5C 1B5

Phone: 416-203-2732

Fax: 416-203-8033

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2002

Minimum Investment- Pooled: $5M, Separate: $10M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management


SPRUCEGROVE INVESTMENT MANAGEMENT LTD.

Contact: Tasleem Jamal, Vice-president, Head of Marketing & Client Services

Address: 181 University Ave., Ste. 1300, Toronto, ON, M5H 3M7

Phone: 416-363-5854

Fax: 416-363-6803

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1993

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment Management Advice


Stewart Investors

Contact: Hugh Tancred, Relationship Manager

Address: 10E. 53rd St, Level 21, New York, NY, 10022

Phone: 212-848-9243

Fax:

Ownership Structure: Principals: , Public: , Third Party: Stewart Investors is part of First State Investments which is owned by MUFG

Established: 1988

Minimum Investment- Pooled: Typically $100,000, Separate: Typically $50m

Manager Style -
Size Bias: All Cap
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Mangement of long only public equity strategies


Sun Life Capital Management (Canada) Inc.

Contact: Heather Wolfe, Head of Business Development & Client Relationships

Address: 1 York St., Toronto, ON, M5J 0B6

Phone: 416-408-7834

Fax: 416-408-7691

Ownership Structure: Principals: , Public: , Third Party: Sun Life Capital Management (Canada) Inc. is an SLC Management company that is an is an indirect wholly-owned subsidiary of Sun Life Financial Inc., a publicly traded company listed on the Toronto (TSX), New York (NYSE) and Philippine (PSE) stock exchanges under the ticker symbol SLF.

Established: 2013

Minimum Investment- Pooled: Varies by pooled fund, Separate: Varies by mandate

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Our primary source of value-add within our fixed income teams is credit analysis. We typically do not take active interest rate positions.

CAP Services: We offer investment management services to defined contribution pension plans through our Group Retirement Services Business Unit.


SUN LIFE GLOBAL INVESTMENTS

Contact: Anne Meloche, Head of Institutional Business

Address: 1 York St., Toronto, ON, M5J 0B6

Ownership Structure: Principals: Sun Life Financial, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Full Suite of Funds, Communications, Education, Governance Reporting


T. ROWE PRICE

Contact: Bruce E. Winch, Head of Canada

Address: 77 King St. W, Ste. 4240, Toronto, ON, M5K 1G8

Phone: 416-360-7214

Fax:

Ownership Structure: Principals: 14%, Public: 100%, Third Party: Independent, publicly traded company with significant employee ownership, approximately 14% of firm's equity

Established: 1937

Minimum Investment- Pooled: Varies by strategy and product, Separate: Varies by strategy and product

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Passive Fixed Income - *Barclays U.S. Aggregate Bond Index (TRP US Bond Index Fund)

CAP Services: Investment Management only for Canadian clients


TD Asset Management Inc.

Contact: Mark Cestnik, Managing Director

Address: 161 Bay St., 34th Floor, Toronto, ON, M5J 2T2

Phone: 416-983-7088

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Wholly-owned subsidiary of the Toronto-Dominion Bank.

Established: 1987

Minimum Investment- Pooled: $17M, Separate: 100M active and 200M passive

Manager Style -
Size Bias: Large, All Cap
Style Bias: Value, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Credit, Yield Curve
Other: Minimum Variance (Low Volatility), Bond Overlay, Currency Overlay

CAP Services: Investment Management


TD Greystone Asset Management

Contact: Sean Collins, Senior Vice-president, Institutional Relationships

Address: 77 King St. W., TD North Tower, Ste. 4510, Toronto, ON, M5K 1J3

Phone: 416-309-2183

Fax: 416-309-2189

Ownership Structure: Principals: 0, Public: 100, Third Party: 0

Established: 1988

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Large Cap
Style Bias: Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management - Including Target Date Funds, Balanced Funds, Canadian Equity, US Equity, International Equity, Chinese Equity, Global Equity, Fixed Income, Real Estate, Infrastructure


Triasima Portfolio Management

Contact: Nathalie Nowlan, Vice-president, Client Relationships

Address: 900 de Maisonneuve Blcd. W., Ste. 2520, Montreal, QC, H3A 0A8

Phone: 514-906-0667

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:


Triovest

Contact: Ryan Schott, Senior Director, Marketing & Communications

Address: #1200-40 University Ave., Toronto, ON, M5J 1T1

Phone: 416-362-0045

Fax:

Ownership Structure: Principals: Coril Group of Companies 100%, Public: , Third Party:

Established: 2011

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Third-party Commercial Real Estate Management and Advisory Services, Developer and Investor/Owner

CAP Services: Third-party Commercial Real Estate Management and Advisory Services, Developer and Investor/Owner


UNIGESTION ASSET MANAGEMENT (CANADA) INC.

Contact: Rémi Colcombet, Head of Institutional Clients - North America

Address: TD Canada Trust Tower, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1

Phone: 647-350-2020

Fax:

Ownership Structure: Principals: 72%, Public: , Third Party: 28%

Established: 1971

Minimum Investment- Pooled: $5M, Separate: $75M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Risk Managed Equities, Private Equity, Alternatives and Multi-Asset

CAP Services: Unigestion Global Equities (Developed) & Unigestion All Country World Equities (Canadian domiciled pooled funds) as well as capabilities investing in Emerging Market, European, US, Japanese & Asian equities


Van Berkom and Associates Inc.

Contact: Simon Lussier, Partner, Vice-president, CCO

Address: 1130 Sherbrooke St. W., Ste. 1005, Montreal, QC, H3A 2M8

Phone: 514-798-3188

Fax: 514-985-2430

Ownership Structure: Principals: 100, Public: , Third Party:

Established: 1992

Minimum Investment- Pooled: , Separate: 5

Manager Style -
Size Bias: Small, Mid Cap
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: THe services provided to Defined Contribution Pension plan clients are the same as those provided to VBA's other clients. We provide portfolio management for Canadian Small-cap equities and US Small and mid cap equities.


Venator Capital Management Ltd.

Contact: Brian Viveiros, Director of Sales

Address: 2 Bloor St. W., Ste. 901, Toronto, ON, M4W 3E2

Phone: 647-361-8549

Fax: 647-477-2529

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2006

Minimum Investment- Pooled: $0.1M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


VONTOBEL ASSET MANAGEMENT, INC.

Contact: Victor Schraner, Associate Director, Institutional Clients

Address: 1540 Broadway, 38th Floor, New York, NY, 10036

Phone: 212-415-7061

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Vontobel Holding AG

Established: 1984

Minimum Investment- Pooled: US$5M or equivalent, Separate: US$100M or equivalent

Manager Style -
Size Bias: Large Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management services


WELLINGTON MANAGEMENT CANADA ULC

Contact: Alan J. Matijas, Managing Director, Canada

Address: Exchange Tower 130 King St. W., Floor 18, Toronto, ON, M5V 1E3

Phone: 866-346-3384

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1928

Minimum Investment- Pooled: $5M, Separate: Varies by approach

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Manage client assets using a broad range of Equity, Fixed Income, Currency, Specialty, Alternative, Asset Allocation, Multi-strategy investment approaches.

CAP Services: Investment Management


WIlliam Balir

Contact: Jason Stefanelli, Director, Canada

Address: 150 N. Riverside Plaza, Chicago, IL, 60606

Phone: 416-895-9448

Fax: 312-277-3522

Ownership Structure: Principals: 186, Public: , Third Party:

Established: 1935

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Yield Curve
Other:

CAP Services: Investment Strategies in Emerging Markets, Global, and International Equity


Wise Capital Management Inc.

Contact: Sam Wiseman, CIO

Address: 103-90 Eglinton Ave W, Toronto, ON, M4R 2E4

Phone: 416-483-1900

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: $1M, Separate: $1M

Manager Style -
Size Bias: Small, All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


YTM Capital Asset Management Ltd.

Contact: Stephanie Kremer, Vice-president Business Development

Address: 295 Robinson St., Ste. 202, Oakville, ON, L6J 1G7

Phone: 905-582-3853

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: $1M, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Private Mortgage Investment Fund