Money Managers Directory

18 Asset Management

Contact: Jeff Brown, President & CEO

Address: 218-284 Dundas St., London, ON, N6B 1T6

Phone: 519-433-0018

Fax:

Ownership Structure: Principals: 100, Public: 0, Third Party: 0

Established: 2010

Minimum Investment- Pooled: NA, Separate: $5M

Manager Style -
Size Bias: Large Cap
Style Bias:
Management Style: Active
Fixed Income Management Style: Passive
Bond Management Style:
Other:


AB (ALLIANCEBERNSTEIN L.P.)

Contact: Wendy Brodkin, Managing Director

Address: Brookfield Place, 161 Bay St. – 27th Floor, Toronto, ON, M5J 2S1

Phone: 416-572-2534

Fax: 212-756-4405

Ownership Structure: Principals: 64.74, Public: 23.40%, Third Party: 11.86% Includes ownership of AllianceBernstein units, indirect ownership of AllianceBernstein units through its interest in AllianceBernstein Holding, and general partnership interests in AllianceBernstein and AllianceBernstein Holding. AXA Financial, Inc. is a wholly-owned subsidiary of AXA.

Established: 1971

Minimum Investment- Pooled: Minimum Investment varies by strategy, Separate: Minimum Investment varies by strategy

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-asset Alternatives

CAP Services: AB Multi-Manager Retirement Strategies, AB Multi-Manager Retirement Trusts, AB Customized Retirement Strategies, AB Lifetime Income Strategies


Aberdeen Standard Investments

Contact: Christopher Wright, Head of Business Development, Canada

Address: 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ON, M5J 2S1

Ownership Structure: Principals: 1.58, Public: 98.42, Third Party: AAMI is a wholly owned subsidiary of Aberdeen PLC; Aberdeen PLC is a wholly owned subsidiary of Standard Life Aberdeen plc. Source: Standard Life Aberdeen plc; as of June 30, 2018

Established: 2017

Minimum Investment- Pooled: $5M, Separate: $100M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Fundamental bottom-up investment approach

CAP Services: Aberdeen manages a variety of mandates for Defined Contribution Pension Plan clients globally. We are committed to service excellence, aiming not just to achieve client investment objectives but to exceed expectations on all fronts. Similar to our investment philosophy, we adopt a team approach to servicing clients. All accounts are assigned a relationship manager who is responsible for the overall relationship, backed by an office-based client service associate. Client-facing personnel work closely with portfolio managers and are supported by in-house teams in various divisions, including performance measurement, risk management, legal, compliance/monitoring, operations, and administration. This ensures that delivery standards meet those agreed upon with the client (e.g. with regards to reporting). Having a team approach also allows us to be responsive to client queries even in the absence of the key relationship manager. Comprehensive monthly and quarterly reports with portfolio accounting information and performance review are provided. We aim to be client-driven to meet specific needs. We believe in providing educational forums - such as seminars and Lunch and Learns - for our clients and also write white papers and market commentary for clients’ interest and knowledge.


Acadian Asset Management LLC

Contact: Marlene Shaw, Senior Vice-president, Director, Americas Relationship Management

Address: 260 Franklin St., Boston, MA, 02110

Phone: 617-850-3500

Fax: 617-850-3501

Email:

Website: www.acadian-asset.com

Ownership Structure: Principals: , Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: US$1M, Separate: US$50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


ACM ADVISORS LTD.

Contact: Chad Mallow, President

Address: 210 - 1140 Homer St., Vancouver, BC, V6B 2X6

Phone: 604-661-0671

Fax: 604-682-3265

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1992

Minimum Investment- Pooled: $150,000, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:


Addenda Capital Inc.

Contact: Michel Jalbert, Executive Vice-president, Business Development & Client Partnerships

Address: 800, René-Lévesque Blvd. W., Ste. 2750, Montreal, PQ, H3B 1X9

Phone: 514-908-7910

Fax: 514-287-7200

Ownership Structure: Principals: , Public: , Third Party: Addenda Capital's largest shareholder is Co-operators Financial Service Ltd. (92.42%), a subsidiary of The Co-operators Group Ltd. Minority shareholders include Addenda Capital current and former employees (7.58%).

Established: 1985

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Mid, Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Absolute Dynamic Return Bonds, Liability Driven Investments, CorePlus Fixed Income, Impact Fixed Income, Preferred Shares.

CAP Services: Investment Management


AGF Management Limited

Contact: Mike Still, Vice-president, Head of Institutional Distribution

Address: 66 Wellington St. W., 31st Floor, Toronto, ON, M5K 1E9

Phone: 416-865-4319

Fax:

Ownership Structure: Principals: 23.36%, Public: 76.64%, Third Party: The information provided reflects the non-voting Class B shares traded on the Toronto Stock Exchange under the symbol AGF.B.

Established: 1957

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Currency Management

CAP Services: AGF Management Limited (AGF), through its investment management subsidiaries, offers investment management services to Defined Contribution Pension Plans ('DCPP') through two channels. The first channel are DCPPs that are interested in AGF's strategies and reach out directly to AGF. AGF follows a client-centric model in our investment management business. These investors receive AGF reporting and may have access to the AGF investment management team based on the asset level. AGF also manages DCPP assets through platforms and works closely with our corporate distribution partners to service these DCPPs. AGF is a Canadian reporting issuer. The subsidiaries are AGF Investments Inc. (AGFI), Highstreet Asset Management Inc. (Highstreet), AGF Investments America Inc. (AGFA), AGF Asset Management (Asia) Limited (AGF AM Asia), AGF International Advisors Company Limited (AGFIA), Doherty and Associates Ltd., Cypress Capital Management Ltd, Cypress Capital Management US Limited, FFCM, LLC, and InstarAGF Asset Management Inc. AGF Investments Inc., Highstreet Asset Management Inc., Doherty and Associates Ltd., and Cypress Capital Management Ltd are registered as portfolio managers across Canadian securities commissions. AGF International Advisors Company Limited is authorized by the Central Bank of Ireland. AGF Investments America Inc., Cypress Capital Management US Limited, and FFCM, LLC are registered advisors in the U.S. AGF Asset Management Asia Limited is registered with the Monetary Authority of Singapore.


AJO

Contact: Allison Goodman, Associate

Address: 230 S. Broad St., Philadelphia, PA, 19102

Phone: 215-546-7500

Fax: 215-546-7506

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1984

Minimum Investment- Pooled: , Separate: 65

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Long/Short and Managed Volatility strategies across the market cap spectrum of U.S. and international equities.

CAP Services: Investment Management services


Algonquin Capital

Contact: Raj Tandon, Founding Partner

Address: 1 King St. W., 1502, Toronto, ON, M5H 1A1

Phone: 416-214-3493

Fax:

Ownership Structure: Principals: Brian D'Costa, Greg Jeffs, Raj Tandon, Public: , Third Party:

Established: 2015

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


ALLIANZ GLOBAL INVESTORS

Contact: Stephane Amara, Director, Senior Relationship Manager

Address: 1633 Broadway, 41st Floor, New York, NY, 10019

Phone: 514-426-6212

Fax: 514-498-8311

Ownership Structure: Principals: 0, Public: 0, Third Party: 100 Allianz SE (indirect)

Established: 1890

Minimum Investment- Pooled: $1M, Separate: $10-$50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:

CAP Services: Investment Management


AMUNDI CANADA INC.

Contact: Eric Martin, Senior Vice-president

Address: 2000 McGill College Ave., Ste. 1920, Montreal, QC, H3A 3H3

Phone: 514-982-2910

Fax: 514-982-2915

Ownership Structure: Principals: , Public: , Third Party: 100% Amundi Asset management

Established: 2007 (Canada)

Minimum Investment- Pooled: $10M, Separate: Varies

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Smart Beta; ESG: Best In Class Approach.


Aptitude Investment Management LP

Contact: Jeffrey Klein, Deputy CIO/CEO

Address: 530-925 W. Georgia St., Vancouver, BC, V6C 3L2

Phone: 604-229-2759

Fax:

Ownership Structure: Principals: , Public: , Third Party:

Established: 2012

Minimum Investment- Pooled: $10M, Separate: $100M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Aptitude Investment management provides a totally integrated solution to asset management including Outsourced CIO and alternatives management solutions.


ARROW CAPITAL MANAGEMENT INC.

Contact: Mark Purdy, Managing Director & CIO

Address: 36 Toronto St., Ste. 750, Toronto, ON, M5C 2C5

Phone: 416-323-0477

Fax: 416-323-3199

Ownership Structure: Principals: 100, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Customized Alternative Investment Solutions; Equity - Long Short Canadian Equity, Market Neutral (Small Mid Cap); U.S. Equity - Market Neutral (Small Mid Cap); Hedged - Convertible Arbitrage/Hedge U.S. High Yield, Mutual Funds: Equity, Fixed Income, Energy


Artisan Partners Limited Partnership

Contact: Gary Wing, Managing Director

Address: 875 E. Wisconsin Ave., Ste. 800, Milwaukee, WI, 53202

Phone: 416-820-2169

Fax: 414-390-8324

Ownership Structure: Principals: 18, Public: 64, Third Party: 19 Third Party includes AIC, Initial Investors and Former Employee Partners.

Established: 1994

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Asset Management and Investment Services


Baillie Gifford Overseas Limited

Contact: William Pacula, Marketing Director

Address: 780 Third Ave., 47th Floor, New York, NY, 10017

Phone: 212-319-4637

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1908

Minimum Investment- Pooled: Varied, minimum fee depending on strategy., Separate: Varied, minimum fee depending on strategy.

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Active

CAP Services: Our sole business is managing portfolios on behalf of our mainly institutional clients. This includes Defined Contribution and Defined Benefit Pension Plans. We are active managers and we are passionate that active management adds value for our clients over the long term. We believe that this is proven by our longer-term track record in equities and multi-asset portfolios. We place particular emphasis on developing long-term relationships with our clients via our client service teams, based on trust, long-term investment performance and strong client service. The primary way in which the members of our Clients Department communicate with our clients is through meetings and written reports. We ordinarily recommend meeting with clients twice a year. We assign experienced investment professionals to each client, dedicated to ensuring the highest possible levels of service. The roles of investment management and client service are separated as we believe that these are highly specialized roles, each requiring specialist focus. This allows both parties to practice what they do best, resulting in Investment Managers focusing on research and client service directors delivering excellent service to our clients.


Barings

Contact: Michael Annis, Head of Sales and Business Development, Canada

Address: Brookfield Place, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1

Phone: 416-572-2400

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Barings is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual).

Established: 1762

Minimum Investment- Pooled: Varies by mandate, Separate: Varies by mandate

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-Asset and Dynamic Asset Allocation strategies

CAP Services: Barings is a $306+ billion* global financial services firm dedicated to meeting the evolving investment and capital needs of our clients. We build lasting partnerships that leverage our distinctive expertise across traditional and alternative asset classes to deliver innovative solutions and exceptional service. Part of MassMutual, Barings maintains a strong global presence with over 1,800 professionals and offices in 16 countries. *As of June 30, 2018


Barrantagh Investment Management

Contact: Alan Daxner, Senior Vice-president

Address: 100 Yonge St., Ste. 1700, Toronto, ON, M5C 2W1

Phone: 416-864-7958

Fax: 416-868-6593

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1995

Minimum Investment- Pooled: , Separate: $1M

Manager Style -
Size Bias: Small, Mid, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


BENTALL KENNEDY (CANADA) LP

Contact: Malcolm Leitch, Chief Operating Officer

Address: #1800 - 1055 Dunsmuir St., Vancouver, BC, V7X 1C4

Phone: 604-646-2812

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Sun Life Financial Inc.

Established: 1911

Minimum Investment- Pooled: $1M, Separate: $150M

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Bentall Kennedy Canadian Real Estate Plus Fund


BEUTEL, GOODMAN & COMPANY LTD.

Contact: Craig Auwaerter, Vice-president, Client Service & Business Development

Address: 20 Eglinton Ave. W., Ste. 2000, Toronto, ON, M4R 1K8

Phone: 416-932-6342

Fax: 416-485-1799

Ownership Structure: Principals: 51%, Public: , Third Party: 49% Affiliated Managers Group, Inc.

Established: 1967

Minimum Investment- Pooled: $10M, Separate: $25M

Manager Style -
Size Bias: Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


BMO GLOBAL ASSET MANAGEMENT

Contact: Ross Kappele, Head, Distribution & Client Management Canada

Address: 100 King St. W., Toronto, ON, M5X 1A1

Phone: 416-359-5217

Fax: 416-364-6758

Ownership Structure: Principals: , Public: , Third Party: 100% BMO Financial Group

Established: 1982

Minimum Investment- Pooled: $10M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management including customized solutions, Recordkeeping and Administration, Member Education, Decision Support


BNY Mellon Asset Management Canada Ltd.

Contact: Michael Parsons, Vice-president, Sales & Marketing

Address: 200 Wellington St. W., Ste. 305, Toronto, ON, M5V 3C7

Phone: 416-840-8019

Fax: 416-840-8004

Ownership Structure: Principals: , Public: 100%, Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


BRANDES INVESTMENT PARTNERS

Contact: Tim Newburn, Director, Institutional Group

Address: 20 Bay St., Ste. 400, Toronto, ON, M5J 2N8

Phone: 403-217-1331

Fax: 416-306-5750

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1974

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Investment Management


Brandywine Global Investment Management

Contact: Andrew Forsyth, Managing Director

Address: 1267 Cornwall Rd., Oakville, ON, L6J 7T5

Phone: 416-807-1800

Fax:

Ownership Structure: Principals: , Public: , Third Party: Legg Mason, Inc. 100%

Established: 1986

Minimum Investment- Pooled: $10M, Separate: $500,000

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other:

CAP Services: Asset management


BROOKFIELD ASSET MANAGEMENT

Contact: Keith Smith, Senior Vice-president

Address: 181 Bay St., Toronto, ON, M5J 2T3

Phone: 416-369-8262

Fax: 416-365-9642

Ownership Structure: Principals: , Public: , Third Party:

Established: 1899

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Brookfield Investment Management

Contact: Rob Broley, Director

Address: 181 Bay St., Ste. 330, Toronto, ON, M5J 2T3

Phone: 416-369-2505

Fax: 416-365-9642

Ownership Structure: Principals: Brookfield Asset Management 100%, Public: Yes, Third Party:

Established: 1989

Minimum Investment- Pooled: CAD$1.3 M, Separate: CAD$33 M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:

CAP Services: Investment Management


Burgundy Asset Management Ltd.

Contact: Shihab Zubair, Vice-president

Address: Bay Wellington Tower, Brookfield Place, 181 Bay St., Ste. 4510, Toronto, ON, M5J 2T3

Phone: 416-640-2680

Fax: 416-869-9036

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1991

Minimum Investment- Pooled: $5M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Burgundy Asset Management provides investment management services only.


CANADIAN URBAN LIMITED

Contact: David Lopatka, President

Address: 10572 105th St., Edmonton, AB, T5H 2W7

Phone: 780-424-7722

Fax: 780-424-7799

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1971

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: asset management property management


Candriam

Contact: Keith Dixson, Head of International Development

Address: 200 Aldersgate St., London, UK, EC1A 4HD

Phone: 203-868-7720

Fax:

Email:

Website: www.candriam.com/

Ownership Structure: Principals: , Public: , Third Party: The parent company of Candriam is New York Life Investment Management, a wholly-owned subsidiary of New York Life Insurance Company, accounting for 95% of the firm's capital. The remaining 5% are held by Senior Executives.

Established: 1996

Minimum Investment- Pooled: Variable, depending on strategy and size, Separate: Variable, depending on strategy and size

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other: Candriam provides its diverse client base with investment solutions covering five main areas: Fixed income, Equities, Alternatives, Sustainable investments, Advanced asset allocation Our investment capabilities are based on the talents of our focused, responsible teams. Performing in-depth fundamental analysis and using the output of proprietary quantitative models, they apply their strongest investment convictions in their portfolios for the benefit of our clients.

CAP Services: Candriam manages portfolios & tailor-made solutions for mainly institutional clients but we also have a strong presence in retail markets through distributers, as well as with ultra-high worth clients. Candriam provides its diverse client base with investment solutions covering five main areas: Fixed income, Equities, Alternatives, Sustainable investments, Advanced asset allocation. Our investment capabilities are based on the talents of our focused, responsible teams. Performing in-depth fundamental analysis and using the output of proprietary quantitative models, they apply their strongest investment convictions in their portfolios for the benefit of our clients. For clients of Candriam, they will have a consistent point of contact within our distribution teams, depending on region, who will be there to ensure all client needs are met. We have separate investment management and client service roles. Allowing each side to specialise and what they do best, and overall provide our clients with the best service and product that we possibly can.


CANSO INVESTMENT COUNSEL LTD.

Contact: Heather Mason-Wood, Vice-president

Address: 100 York Blvd., Ste. 550, Richmond Hill, ON, L4B 1J8

Phone: 905-881-8853

Fax: 905-881-1466

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1997

Minimum Investment- Pooled: $10M, Separate: $50M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: We offer Private Debt, Long and Corporate products and services.


Capital Group Canada

Contact: C. Jeff Cook, Senior Vice-president, Relationship Manager

Address: Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON, M5J 2T3

Phone: 844-421-6636

Fax: 213-486-9223

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1931

Minimum Investment- Pooled: $15M, Separate: $60M

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Provide recordkeeper daily pricing feed; provide recordkeeper/DC plan sponsor fund data and commentary for fund data pages (which are produced by the recordkeeper).


CBRE Caledon Capital Management Inc.

Contact: Toms Lokmanis, Vice-president

Address: 141 Adelaide St. W., Ste. 1500, Toronto, ON, M5H 3L5

Phone: 416-861-0700

Fax: 416-861-0770

Ownership Structure: Principals: 49.9%, Public: 0, Third Party: 50.1% CBRE Group

Established: 2006

Minimum Investment- Pooled: $10M, Separate: $100M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: N/A


Centurion Asset Management

Contact: Paul Mayer, Vice-president of Business Development and Institutional Sales

Address: 25 Sheppard Ave. W., Ste. 710, Toronto, ON, M4W 2L1

Phone: 416-733-5622

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2003

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Centurion manages a private apartment REIT, multi-family commercial mortgage fund and broad based private corporate debt fund.


CI INSTITUTIONAL ASSET MANAGEMENT

Contact: Tom Johnston, President

Address: 2 Queen St. E., 19th Floor, Toronto, ON, M5C 3G7

Phone: 416-681-7084

Fax: 416-681-8849

Ownership Structure: Principals: 7.2%, Public: 92.8%, Third Party:

Established: 1999

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


CIBC Asset Management Inc.

Contact: Doug MacDonald, CFA, Managing Director & Global Head of Distribution

Address: 18 York St., Ste. 1300, Toronto, ON, M5J 2T8

Phone: 416-780-5739

Fax: 416-364-3286

Ownership Structure: Principals: , Public: , Third Party: 100% CIBC Asset Management Inc. is a member of the CIBC Group of companies and is wholly-owned (100%) by CIBC.

Established: 1972

Minimum Investment- Pooled: $10M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Sector Allocation

CAP Services: Investment management


Cidel Asset Management Inc.

Contact: Jamie Brubacher, Institutional Client Consultant, Associate PM

Address: 60 Bloor St. W., 9th Floor, Toronto, ON, M4W 3B8

Phone: 416-977-6767

Fax: 416-977-7650

Ownership Structure: Principals: 85%, Public: , Third Party: 15%

Established: 1959

Minimum Investment- Pooled: $150,000, Separate: $1M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Clarion Partners, LLC

Contact: Hugh Macdonnell, Managing Director

Address: 230 Park Ave., New York, NY, 10169

Phone: 212-883-2500

Fax:

Email:

Website: www.clarionpartners.com

Ownership Structure: Principals: 18, Public: , Third Party: 72 Legg Mason

Established: 1982

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Colliers International

Contact: Blair Reeve, Vice-president, Business Development

Address: 181 Bay St., Ste. 1400, Toronto, ON, M5J 2V1

Phone: 416-643-3498

Fax: 416-777-2277

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1898

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Asset Advisory Services, Property Management, Valuations and Tax Advisory, Project Management, Brokerage


Connor, Clark & Lunn Financial Group Ltd.

Contact: Brent Wilkins, Head of Institutional Sales (Canada)

Address: 1400-130 King St. W., P.O. Box 240, Toronto, ON, M5X 1C8

Phone: 416-862-2020

Fax: 416-363-2089

Ownership Structure: Principals: 100, Public: 0, Third Party: 0

Established: 1982

Minimum Investment- Pooled: 1, Separate: 10

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment management and client service


Connor, Clark and Lunn Financial Group

Contact: Brent Wilkins, Senior Vice-president, Institutional Sales, Canada

Address: 1400 - 130 King St W., Toronto, ON, M5X 1C8

Phone: 416-216-3537

Fax:

Ownership Structure: Principals: 71, Public: , Third Party: 29 CC&L is a private corporation owned by its senior investment professionals and CC&L Financial Group. Ownership of CC&L is through the Connor, Clark & Lunn Investment Management Partnership.

Established: 1982

Minimum Investment- Pooled: 26678.30, Separate: 24890.20

Manager Style -
Size Bias: All Cap
Style Bias: Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management Services.


Cremasco Partners Inc.

Contact: Jeff Snyder, Principal

Address: 585 Scottsdale Dr., Guelph, ON, N1G 3E7

Phone: 519-837-1530

Fax: 519-836-8099

Ownership Structure: Principals: Dan Kennedy, Richard Cremasco & Jeff Snyder, Public: , Third Party:

Established: 1981

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Plan Design, Investment Selection and Monitoring, Provider Selection & Monitoring, Member level counselling, Retirement Planning,


Desjardins Global Asset Management

Contact: Marco Larocque/Anne-Marie Monette, Director, Relationship Management

Address: 1, Complexe Desjardins, 20th Floor, South Tower, Montreal, QC, H5B 1B3

Phone: 514-985-1855

Fax: 514-281-7253

Ownership Structure: Principals: , Public: , Third Party: 100% Desjardins Global Asset Management is part of the Desjardins Movement which is a financial services co-operative that belongs to its members.

Established: 2003

Minimum Investment- Pooled: $10M, Separate: $20M

Manager Style -
Size Bias: Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Overlay, LDI, Market Neutral, Smart Beta, ESG

CAP Services: Desjardins Global Asset Management is a provider of investment solutions for DC programs offered primarily on Desjardins DC platform.


EAGLE ASSET MANAGEMENT INC.

Contact: Donald Pepin, Senior Vice-president, Director of Institutional Sales

Address: 880 Carillon Pkwy., St. Petersburg, FL, 33716

Phone: 800-235-3903

Fax: 727-567-8020

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1984

Minimum Investment- Pooled: , Separate: $2M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:

CAP Services: Investment Management (mutual funds and separate accounts)


Epoch Investment Partners, Inc.

Contact: John Wachter, Managing Director, Marketing

Address: 399 Park Ave., New York, NY, 10022

Phone: 212-303-7200

Fax: 212-202-4948

Ownership Structure: Principals: 0%, Public: 0%, Third Party: 100% Epoch Investment Partners, Inc. is a wholly owned subsidiary of The Toronto-Dominion Bank.

Established: 2004

Minimum Investment- Pooled: , Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Free Cash Flow Oriented

CAP Services: Investment Management


Federated Investors, Inc.

Contact: David Gregoire, Vice-president

Address: 1001 Liberty Ave., Pittsburgh, PA, 15222

Phone: 416-527-1150

Fax: 412-288-1093

Ownership Structure: Principals: 10%, Public: 90%, Third Party: Federated Investors, Inc. is publicly traded on the New York Stock Exchange through its Class B stock. Class A Voting Shares are held in an Irrevocable Trust, dated May 31, 1989 (the “Voting Trust”), the trustees of which are J. Christopher Donahue, Thomas R. Donahue, and their mother, Rhodora J. Donahue. All executive officers and current directors as a group (12 persons), as of February 28, 2018, represent 5.3% ownership. We estimate that approximately 10% is held by employees and family members.

Established: 1955

Minimum Investment- Pooled: Varies by product, Separate: USD$25M, however, this is negotiable.

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Federated has approximately 51 asset classes as of 06/30/2018.

CAP Services: Federated manages investment management portfolios for Defined Contribution Pension Plan clients.


Fengate Capital Management

Contact: Kevin Reid, Vice-president Investor Relations

Address: 77 King St. W., Ste. 4230, Toronto, ON, M5K 1H1

Phone: 416-224-4184

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1978

Minimum Investment- Pooled: $1,096M, Separate: $1,779M

Manager Style -
Size Bias: Mid Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Passive
Bond Management Style: Duration, Yield Curve
Other:

CAP Services: Infrastructure, Real Estate, and Private Equity


Fidelity Canada Institutional

Contact: Michael Barnett, Executive Vice-president, Institutional Distribution

Address: 483 Bay St., Toronto, ON, M5G 2N7

Phone: 416-217-7773

Fax: 416-307-5511

Ownership Structure: Principals: , Public: , Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment Only


FIERA CAPITAL CORPORATION

Contact: David Pennycook, Vice-chairman & Executive Vice-president, Institutional Markets

Address: 1501 McGill College Ave., Montreal, QC, H3A 3M8

Phone: 514-954-3300

Fax: 514-954-3325

Ownership Structure: Principals: 13%, Public: 61%, Third Party: 26% 18% is held by the National Bank of Canada and 8% by the Desjardins Group

Established: 2003

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Opportunistic

CAP Services: Fiera Capital offers a wide range of investment management solutions adapted to the specific needs of defined contribution pension plans. In addition to our diverse fixed income and equity strategies, we offer alternative investment products such as Hedge Funds, Infrastructure,Agriculture, Real Estate, Private Lending, Private Investment, Asian and Alternative Credit.


Foresters Asset Management Inc.

Contact: Melanie del Rio, Client Services Director

Address: 15th Floor - 20 Adelaide St.E., Toronto, ON, M5N 2S9

Phone: 416-226-8084

Fax: 416-226-8051

Ownership Structure: Principals: , Public: , Third Party: 100% Wholly-owned by Foresters Financial.

Established: 2001

Minimum Investment- Pooled: $10M, Separate: $20M

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Asset Allocation

CAP Services: Quarterly asset management reviews, presented in person; periodic review of fund composition within the portfolios to better meet plan holders needs and respond to changes in the market; monthly asset allocation and risk oversight.


Forstrong Global Asset Management Inc.

Contact: Robert Duncan, Senior Vice-president

Address: 26 Wellington St. E. Ste. 206, Toronto, ON, M5E 1S2

Phone: 416-642-5530

Fax: 877-342-4246

Ownership Structure: Principals: Employees 27%, IA 73%, Public: NA, Third Party: NA NA

Established: 2001

Minimum Investment- Pooled: NA, Separate: $5 million

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Global asset mix including emerging, SMA, exclusively utilizing ETFs


Franklin Templeton Institutional

Contact: Matthew Williams, Head of Institutional and Client Services, Canada

Address: 200 King St. W., Ste. 1500, Toronto, ON, M5H 3T4

Phone: 416-957-6000

Fax:

Ownership Structure: Principals: 35%, Public: 65%, Third Party: Franklin Templeton Institutional is an operating division of Franklin Templeton Investments Corp., a wholly-owned subsidiary of Franklin Resources, Inc. [NYSE: BEN] which is a global investment organization. Franklin Templeton provides global and Canadian investment, shareholder and distribution services to the products and institutional accounts, as well as separate account management services.

Established: 1940

Minimum Investment- Pooled: $1M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


GLC ASSET MANAGEMENT GROUP LTD.

Contact: Craig Christie, Vice-president, GWL Institutional Investment Solutions

Address: 100 Osborne St. N., Winnipeg, MB, R3C 3A5

Phone: 204-946-4083

Fax: 204-946-8818

Ownership Structure: Principals: , Public: 100% (Wholly-owned subsidiary of a public company), Third Party:

Established: 2011 (predecessor companies established in the 1960s)

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: Value, Growth, GARP
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Offers a range of investment mandates in traditional and specialty asset classes and applies distinct investment styles through its investment management divisions: GWL Investment Management (Top-down, Growth Oriented, All Cap Manager), London Capital Management (Bottom-up, Quantitative, Large Cap Manager), Laketon Investment Management (Bottom-up, Large Cap, Growth Manager), Portico Investment Management (Fixed Income)

CAP Services: GLC’s mandates and investment solutions are available to institutional investors through our partnership with Great-West Life’s Institutional Investment Solutions team.


Goldman Sachs Asset Management, LP

Contact: Andrew Williams, Vice-president

Address: 200 West St., New York, NY, 10282

Phone: 212-354-0005

Fax:

Email:

Website: www.gs.com

Ownership Structure: Principals: 5, Public: 95, Third Party: - As of February 15, 2018, signatories of the Goldman Sachs Shareholders' Agreement owned 5.00% of the common stock of GSG, Inc. The signatories include all current participating Managing Directors of Goldman Sachs. GSG, Inc. stock is publicly traded on the New York Stock Exchange. Source: Amendment No. 96 to Schedule 13D/A, dated March 5, 2018 https://www.sec.gov/Archives/edgar/data/886982/000119312518069521/d545719dsc13da.txt

Established: 1988

Minimum Investment- Pooled: Varies by product, Separate: Varies by product

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: VAries by Product


GREYSTONE MANAGED INVESTMENTS INC.

Contact: Sean Collins, Senior Vice-president, Institutional Relationships

Address: Ste. 4510, 77 King St. W., TD North Tower, Toronto, ON, M5K 1J3

Phone: 416-309-2190

Fax: 416-309-2189

Ownership Structure: Principals: 70%, Public: , Third Party: 30% Three pension funds, all of which are Greystone clients, own a minority position.

Established: 1988

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Large Cap
Style Bias: Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management - Including Target Date Funds, Balanced Funds, Canadian Equity, US Equity, International Equity, Chinese Equity, Global Equity, Fixed Income, Real Estate, Infrastructure


GUARDIAN CAPITAL LP

Contact: Robin Lacey, Head of Institutional Asset Management

Address: 199 Bay St., Commerce Court W., Ste. 3100, Toronto, ON, M5L 1E8

Phone: 416-947-4082

Fax: 416-364-9634

Ownership Structure: Principals: , Public: , Third Party: Wholly-owned by Guardian Capital Group Limited

Established: 1962

Minimum Investment- Pooled: $1M, Separate: Varies by mandate

Manager Style -
Size Bias: All Cap
Style Bias: Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Quarterly Client Reports, Monthly Updates & Flash Reports, Client Meetings, Client Servicing Executive to provide service to clients with educational requirements


HEXAVEST INC.

Contact: Robert Brunelle, Senior Vice-president

Address: 1250 Rene-Levesque Blvd. W., Ste. 4200, Montreal, QC, H3B 4W8

Phone: 514-390-1225

Fax: 514-390-1184

Ownership Structure: Principals: 51%, Public: , Third Party: 49% Eaton Vance Corp.

Established: 2004

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Core style with a value tilt

CAP Services: Asset management


HILLSDALE INVESTMENT MANAGEMENT INC.

Contact: Harry Marmer, Executive Vice-president

Address: 100 King St. W., 1 First Canadian Place, Ste. 5900, Toronto, ON, M5X 1E4

Phone: 416-913-3907

Fax: 416-913-3901

Ownership Structure: Principals: 80%, Public: , Third Party: 20% Private Investor

Established: 1996

Minimum Investment- Pooled: $2M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Hedged Absolute Return, Equity Minimum Risk, Customized Strategies

CAP Services: Hillsdale Investment Management Inc. is an independent, partner-owned and client aligned investment boutique managing over $2 billion on behalf of institutional and private wealth investors. Hillsdale has over 22 year of experience in disciplined active investment management specializing in equities, alternatives, ESG and customized mandates. We are committed to producing the highest quality investment strategies and to delivering client service excellence to our investors.


HSBC Global Asset Management (Canada) Limited

Contact: Ramy Zakher, Vice-president, Institutional Investments

Address: Ste. 300, 70 York St., Toronto, ON, M5J 1S9

Phone: 416-868-8286

Fax: 416-361-6345

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1973

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style:
Other:


INTACT INVESTMENT MANAGEMENT INC.

Contact: Werner Muehlemann, Senior Vice-president & Managing Director

Address: 2020 Robert-Bourassa Blvd., 14th Floor, Montreal, QC, H3A 2A5

Phone: 514-350-4900

Fax: 514-350-8550

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1997

Minimum Investment- Pooled: No new clients accepted for the moment, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


INTECH INVESTMENT MANAGEMENT LLC

Contact: J. Bret Young, Managing Director, Business Development

Address: CityPlace Tower, 525 Okeechobee Blvd., Ste. 1800, West Palm Beach, FL, 33401

Phone: 561-775-1130

Fax: 561-775-1156

Ownership Structure: Principals: , Public: , Third Party: Intech is majority-owned by Janus Henderson Group plc (“Janus Henderson”), a publicly traded company (NYSE:JHG), through its subsidiary Janus Capital Management LLC (“JCM”), which owns approximately 97% of Intech. Intech’s employees and former employees own the remaining 3% as well as rights to approximately 9% of profits for a total economic stake of approximately 12%.

Established: 1987

Minimum Investment- Pooled: , Separate: $65M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Intech offers institutional investors relative return, absolute return, low volatility and adaptive volatility strategies within the U.S., global, non-U.S., and emerging markets, all of which are engineered with risk controls and optimization parameters that are specific to each strategy’s underlying benchmark; Intech can also engineer solutions that provide the underlying alpha in a form (i.e., with a beta) that best fits the overall needs of the client.

CAP Services: Institutional Investment Management


INTEGRA CAPITAL LIMITED

Contact: Charles Swanepoel, Chief Investment Officer

Address: 200-2020 Winston Park Dr., Oakville, ON, L6H 6X7

Phone: 905-829-1131

Fax: 905-829-0358

Ownership Structure: Principals: 90.5%, Public: , Third Party: 9.5% Gryphon Investment Counsel

Established: 1987

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Global Thematic Core, International Value, Emerging Markets Core Value, Emerging Markets Top Down Macro


INTEGRATED ASSET MANAGEMENT CORP.

Contact: David Mather, Executive Vice-president

Address: 70 University Ave., Ste. 1200, Toronto, ON, M5J 2M4

Phone: 416-933-8274

Fax: 416-760-7446

Ownership Structure: Principals: 65%, Public: 35%, Third Party:

Established: 1998

Minimum Investment- Pooled: $2M, Separate: $50M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


INVESCO

Contact: Michael Peck, Senior Vice-president, Head of Canadian Institutional

Address: 120 Bloor St. E., Ste. 700, Toronto, ON, M4W 1B7

Phone: 416-324-7679

Fax:

Ownership Structure: Principals: 7%, Public: 93%, Third Party:

Established: 1935

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-asset, Real Estate (Direct & Securities, Smart Beta, Senior Secured Loans, Private Equity (Distressed and Fund of funds), Risk Parity

CAP Services: Invesco Consulting, wholly owned by Invesco Ltd., specializes in helping financial professionals get, keep and grow their business with new and better techniques.


J. Zechner Associates Inc.

Contact: David Cohen, President

Address: 130 Adelaide St. W., Toronto, ON, M5H 3P3

Phone: 416-867-8649

Fax: 416-867-8705

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1993

Minimum Investment- Pooled: $150,000, Separate: $1M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment management


J.P. MORGAN ASSET MANAGEMENT (CANADA) Inc.

Contact: Geoff McLeod, Vice-president, Client Advisor

Address: Ste. 4500, TD Bank Tower, 66 Wellington St. W., Toronto, ON, M5K 1E7

Ownership Structure: Principals: , Public: , Third Party:

Established: 1871

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment products only


Jacobs Levy Equity Management, Inc.

Contact: David P. Sparacino, CFA, Director, Client Service & Marketing

Address: 100 Campus Dr., P.O. Box 650, Florham Park, NJ, 07932

Phone: 973-410-9222

Fax: 973-410-9333

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: $7 M (CDN), Separate: $33 M (CDN)

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Jacobs Levy is a quantitative equity manager. The firm offers strategies managed to a variety of benchmarks, including small, mid, large, and all cap, as well as growth, value, and core, indices. Jacobs Levy also offers 130-30 enhanced active and absolute return strategies.

CAP Services: We provide investment management services to all clients.


Jarislowsky, Fraser Limited

Contact: Peter Godec, Director

Address: 20 Queen St. W., Ste. 3100, Toronto, ON, M5H 3R3

Phone: 416-363-7417

Fax: 416-363-8079

Ownership Structure: Principals: , Public: , Third Party: 100% Scotiabank JFL will continue to operate autonomously as an affiliate of Scotiabank's asset management business.

Established: 1955

Minimum Investment- Pooled: $1M, Separate: $15-$20M - Could be less for special situations

Manager Style -
Size Bias: Large Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Full service to direct clients - Reporting, Meetings, etc.; Provides insurance companies with reporting packages and extra data for their reports, meetings with insurance company reps for updates and will meet with alliance clients annually if requested.


KBI Global Investors

Contact: Peter Fox, Senior Vice-president

Address: One Boston Place, 36th Floor, Boston, MA, 02108

Phone: 416-710-6241

Fax:

Ownership Structure: Principals: 12.5%, Public: , Third Party: 87.5% Amundi

Established: 1980

Minimum Investment- Pooled: $5m, Separate: $20m

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


Kingwest & Company

Contact: Tim Regan, Managing Director and Portfolio Manager

Address: 86 Ave. Rd., Toronto, ON, M5R 2H2

Phone: 416-927-7740

Fax:

Ownership Structure: Principals: Richard Fogler (Majority Owner) and Tim Regan (Minority Owner) - 100% independently owned, Public: , Third Party:

Established: 1982

Minimum Investment- Pooled: $1 million, Separate: $3 million

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other:

CAP Services: Money management


LASALLE INVESTMENT MANAGEMENT

Contact: John McKinlay, CEO Canada

Address: 22 Adelaide St. W., Ste. 2600, Toronto, ON, M5H 4E3

Phone: 416-304-6000

Fax: 416-304-6001

Ownership Structure: Principals: , Public: , Third Party: LaSalle Investment Management is a wholly owned, but operationally independent, subsidiary of Jones Lang LaSalle Inc., a publicly traded corporation listed on the New York Stock Exchange (ticker: JLL).

Established: Firm - 1980, Operations in Canada - 2000

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Lazard Asset Management LLC

Contact: Luz Rodriguez, Vice-president

Address: 30 Rockefeller Plaza, New York, NY, 10112

Phone: 212-632-6000

Fax: 212-332-5656

Ownership Structure: Principals: , Public: , Third Party: 100% Lazard Asset Management LLC is a Delaware limited liability company. It is a wholly-owned subsidiary of Lazard Frères & Co. LLC (LF&Co.), a New York limited liability company with one member, Lazard Group LLC, a Delaware limited liability company. Interests of Lazard Group LLC are held by Lazard Ltd., which is a Bermuda corporation with shares that are publicly traded on the New York Stock Exchange under the symbol “LAZ.” For additional details on ownership, please refer to Lazard’s Form ADV Part 1, which is available on the SEC website.

Established: 1970

Minimum Investment- Pooled: , Separate: $6.58M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Lazard’s sole business is investment management.


LEITH WHEELER INVESTMENT COUNSEL

Contact: Ben Homsy, Portfolio Management, Fixed Income

Address: 1500-400 Burrard St., Vancouver, BC, V6C 3A6

Phone: 604-683-3391

Fax: 604-683-0323

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1982

Minimum Investment- Pooled: $3M, Separate: $10M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


LETKO, BROSSEAU & ASSOCIATES INC.

Contact: Peter Burke, Director, Client Services

Address: 1800 McGill College Ave., Ste. 2510, Montreal, QC, H3A 3J6

Phone: 514-499-1200

Fax: 514-499-0361

Ownership Structure: Principals: 84%, Public: , Third Party: 16% Private Individuals

Established: 1987

Minimum Investment- Pooled: $1M, Separate: $5M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset management


Lightwater Partners

Contact: Tom Eveson, Partner

Address: 372 Bay St, Toronto, ON, M5H 2W9

Phone: 416-504-9767

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2007

Minimum Investment- Pooled: $25,000, Separate: $10,000,000

Manager Style -
Size Bias: Mid Cap
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


LINCLUDEN INVESTMENT MANAGEMENT

Contact: Wayne Wilson, Vice-president

Address: 201 City Centre Dr., Ste. 201, Mississauga, ON, L5B 2T4

Phone: 905-273-4240

Fax: 905-273-4882

Ownership Structure: Principals: , Public: , Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Loomis, Sayles & Company, L.P.

Contact: Erik Kuchar, Chief Operating Officer – Institutional Services

Address: 1 Financial Center, Boston, MA, 02111

Phone: 617-482-2450

Fax: 617-423-3065

Email:

Website: www.loomissayles.com

Ownership Structure: Principals: , Public: , Third Party: 100% Natixis Investment Managers

Established: 1926

Minimum Investment- Pooled: $2M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: SALES OVERVIEW Our sales professionals work in teams dedicated to particular client types (public funds, Taft-Hartley, corporate, endowments and foundations, defined contribution, sub-advisory, registered investment advisors and institutional intermediaries). These professionals apply focus on specific geographical regions, as well as nationally. All sales professionals are Series 7 and 63 registered. The director of institutional services ultimately oversees the group and guides the firm’s business development strategy and implementation. A dedicated Consultant Relations team markets directly to the investment consultant community and maintains consultant relationships on a global basis. They are backed by a separate Consultant Relations Support team that handles a wide variety of consultant inquiries, product and firm-level database population, as well as other data management and reporting functions. Every member of the Institutional Services Department has firsthand knowledge of our investment process through training provided by Product Marketing and directly from the product teams, an open-door policy with portfolio managers and analysts, attendance at morning investment meetings, and ready access to internal research, investment-related editorial content, and other market information. The Sales team can answer a wide range of questions concerning our investment products and capabilities, and provide indispensable feedback to our managers regarding institutional investor expectations. CLIENT SERVICE OVERVIEW At Loomis Sayles, we place a high priority on providing effective client service through our dedicated client service group. Every client is assigned a portfolio manager, a client portfolio manager and a client portfolio analyst. The client portfolio manager (CPM) serves as the client advocate in the investment process and is the primary client conduit for portfolio and investment information. Portfolio managers focus on direct implementation of an accounts investment strategy. A client generally meets with their portfolio manager annually and with the client portfolio manager as often as necessary to ensure full investment transparency. The client portfolio analyst (CPA) is the person responsible for supporting the client portfolio manager in gathering and disseminating investment data and any reports that are needed to service the client. Client administration managers (CAMs) also provide support to clients and client portfolio managers. The client administration manager collaborates with internal departments to facilitate internal and external management of clients needs, and helps ensure all contractually required services are delivered to clients in a timely manner. Product managers, who participate as observers in portfolio manager discussions, are well versed in the rationale for portfolio strategy and positioning. They are therefore well prepared to be one of the primary CPM & CPA conduits for portfolio and investment information. Our client service is tailored to each client's needs and begins with a thorough understanding of client objectives, risk profile and the role the product is expected to play in the clients investment strategy. We maintain a high standard of accountability both in tracking investment decisions and in communicating investment information to our clients. These proactive measures from our client service team keeps clients abreast of significant portfolio activity and of how managerial decisions reflect their portfolio objectives, our investment philosophy, and the investment environment. We also monitor the number of clients overseen by the portfolio manager and client portfolio manager to ensure a consistent application of the investment process and quality client service. Loomis Sayles' eService is part of our continued effort to provide clients with convenient access to the most current account information. eService is a web-based application designed for fast, easy and paperless standardized reporting that enhances timely access to account information. Reporting generated by eService can be viewed, printed and saved in Adobe Acrobat PDF or Microsoft Excel format. Reports are available on eService shortly after month-end and historical reports are available for a trailing twelve-month period. Our goal at Loomis Sayles has always been to offer the best service to our clients. Given the successful growth of our company over the past few years, we continue to expand our client service group as necessary in order to maintain this level of service. We are confident that these additional resources will allow us to form stronger relationships and better communications with our clients.


LORICA INVESTMENT COUNSEL INC.

Contact: Joanne Nahibuan, Manager, Marketing & Client Services

Address: 130 Spadina Ave., Ste. 801, Toronto, ON, M5V 2L4

Phone: 647-776-8107

Fax: 416-850-5393

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: , Separate: $962M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Mackenzie Investments

Contact: Mark Sack, Vice-president

Address: 180 Queen St. W., Toronto, ON, M5V 3K1

Phone: 416-967-2151

Fax: 416-979-7424

Ownership Structure: Principals: , Public: , Third Party: IGM Financial Inc.

Established: 1967

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


MARATHON-LONDON

Contact: Patrick Seth, Head of Client Service

Address: Orion House, 5 Upper St. Martin's Lane, London, UK, WC2H 9EA

Phone: 207-497-2211

Fax:

Ownership Structure: Principals: 3 founding members & other key employees, Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: $32M, Separate: $194M

Manager Style -
Size Bias: All Cap
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: We offer pooled and segregated funds


Matthews International Capital Management, LLC (“Matthews Asia”)

Contact: Celine Colgan, Head of North America Institutional Business

Address: 4 Embarcadero Center, Ste. 550, San Francisco, CA, 94111

Phone: 415-954-4545

Fax: 415-788-4804

Ownership Structure: Principals: Matthews Asia is an independent, boutique asset management firm founded and initially owned by Paul Matthews beginning in 1991. Since then Management/Employees have collectively remained the largest shareholder of the firm. Please refer to the fully diluted ownership structure below as of June 30, 2017. Matthews International Capital Management, LLC Ownership Structure: Ownership Entity; % of Ownership; Management, 40%, RBC USA HoldCo Corp. 18%, Lovell Minnick Partners LLC 20%, Mizuho Bank Limited 16%, Miscellaneous Investors 6%, Total 100%, Public: None, Matthews Asia is independent, without a parent company, and is privately held., Third Party: Please see above. Please see above.

Established: 1991

Minimum Investment- Pooled: $1.3 M CDN (Institutional Class Shares), Separate: $130 M CDN

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Since the firm’s 1991 inception, Matthews Asia has launched innovative investment strategies across the risk-reward spectrum. We will continue to introduce new strategies as appropriate based on our careful assessment of their long-term investment potential.


MAWER INVESTMENT MANAGEMENT LTD.

Contact: Rob Campbell, Institutional Portfolio Manager

Address: Ste. 830, Box 43, 333 Bay St., Toronto, ON, M5H 2R2

Phone: 416-865-5297

Fax: 416-865-3357

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1974

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Plan member communication meetings, website, quarterly investment newsletter


Mercer Global Investments Canada Limited

Contact: Bill Ham, Partner

Address: 120 Bremner B lvd., Toronto, ON, M5J 0A8

Phone: 416-868-7269

Fax:

Ownership Structure: Principals: Marsh McLennan, Public: , Third Party:

Established: MGI 2006

Minimum Investment- Pooled: 1,000,000, Separate: N/A

Manager Style -
Size Bias:
Style Bias:
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style:
Other: Multi-manager, multi-style

CAP Services: Delegated DC Management, DC consulting


MFS Investment Management Canada Limited

Contact: Christine Girvan, Head of Canadian Distribution

Address: 77 King St. W., 35th Floor, Toronto, ON, M5K 1B7

Phone: 416-361-7273

Fax: 416-862-0167

Ownership Structure: Principals: Up to 20%, Public: , Third Party: 80% Sun Life Financial, Inc. (parent company)

Established: 1924

Minimum Investment- Pooled: $3M, Separate: Contact for details

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset Management


Middlefield Group

Contact: Nancy Tham, Managing Director, Sales and Marketing

Address: First Canadian Place, 58th floor, PO Box 192, Toronto, ON, M5X 1A6

Phone: 416-362-0714

Fax: 416-362-7925

Ownership Structure: Principals: , Public: , Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


MONTRUSCO BOLTON INVESTMENTS INC.

Contact: Richard Guay, Senior Vice-president

Address: 1501 McGill College Ave., Ste. 1200, Montreal, QC, H3A 3M8

Phone: 514-842-6464

Fax: 514-282-2550

Ownership Structure: Principals: 33%, Public: , Third Party: 67% AMG: 43%, FSTQ: 24%

Established: 1946

Minimum Investment- Pooled: $5M, Separate: $5M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: The range of our investment services include, but is not restricted to the following: investment management, proxy voting, responsible investing, reporting.


MORGUARD INVESTMENTS LIMITED

Contact: Luigi Luppi, Director, New Business & Investor Services

Address: 55 City Centre Dr., Ste. 800, Mississauga, ON, L5B 1M3

Phone: 905-281-5383

Fax: 905-281-1800

Ownership Structure: Principals: , Public: , Third Party: Private company owned 100% by Morguard Corporation

Established: 1975

Minimum Investment- Pooled: $5M, Separate: $30M-$50M range

Manager Style -
Size Bias:
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


Morneau Shepell Asset & Risk Management Ltd.

Contact: Robert Boston, Partner and Managing Director

Address: 800 Bay St., 7th Floor, Toronto, ON, M5S 3A9

Phone: 416-380-2765

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Morneau Shepell Asset & Risk Management Ltd. (MS ARM) is a wholly owned subsidiary of Morneau Shepell Limited (MSL). MSL is the operating company of and is also wholly owned by Morneau Shepell Inc. (TSX: MSI). MSI is a widely pubicly-held company listed on the TSX.

Established: 2011

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias: Value
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment Fund Manager and Fiduciary/Investment Consulting services.


Mount Murray Investment Inc.

Contact: Vincent Dostie, CEO

Address: 210 Maplewood Ave, Montreal, QC, H2V 2M8

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2016

Minimum Investment- Pooled: 500,000$, Separate: 500,000$

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Yield Curve
Other:

CAP Services: Emerging markets equity strategy. Alternative emerging markets equity strategy. Socially responsible global equity strategy. Unconstrained global fixed income strategy.


Neuberger Berman Group LLC

Contact: Clay Khan, Relationship Manager, Managing Director

Address: 100 King St. W., Ste. 5850, Toronto, ON, M5X 1E4

Phone: 416-883-6903

Fax:

Ownership Structure: Principals: Neuberger Berman is a private, independent, employee-owned investment manager with more than 500 current employee owners as of June 30, 2018., Public: , Third Party:

Established: 1939

Minimum Investment- Pooled: $1M, Separate: $100M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Ninepoint Partners

Contact: Jalaj Antani, Director, Business Development

Address: 200 Bay St., Ste. 2700, Toronto, ON, M5J 2J1

Phone: 416-943-8091

Fax: 416-943-6497

Ownership Structure: Principals: , Public: , Third Party:

Established: 2017

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Large Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:


Northern Trust Asset Management

Contact: David Lester, Senior Vice-president

Address: 1910-145 King St. W., Toronto, ON, M5H 1J8

Phone: 416-775-2215

Fax: 416-366-2033

Ownership Structure: Principals: , Public: , Third Party:

Established: 1889

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style:
Other: Hedge Funds, Private Equity, Engineered Equity, Transition Management


OFI Global Asset Management

Contact: Peter McCarthy, Director, International Business Development

Address: 225 Liberty St., New York, NY, 10281

Phone: 212-323-5794

Fax:

Ownership Structure: Principals: 20%, Public: , Third Party: 80% OFI Global Asset Management consists of OppenheimerFunds and certain of its advisory subsidiaries, including OFI Global Asset Management, Inc., OFI Global Institutional, Inc., OFI SteelPath, Inc., OFI Global Trust Company, OFI Private Investments, Inc. and VTL Associates, LLC. OppenheimerFunds is an indirect subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). MassMutual indirectly controls OppenheimerFunds by holding approximately 80% of equity in Oppenheimer Acquisition Corp. (OAC), the holding corporation founded after MassMutual’s acquisition of OppenheimerFunds in 1989. The remaining approximately 20% of equity in OAC is reserved for employee ownership through the company’s long-term awards program.

Established: 1959

Minimum Investment- Pooled: 1, Separate: 10-90

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style:
Other: The team believes consistent outperformance can be achieved by operating within a risk-controlled framework to seek diversified sources of risk-adjusted alpha and to mitigate downside; expressing top-down views primarily via active sector allocation, not material duration/yield curve positioning.

CAP Services: Investment management


Optimum Asset Management

Contact: Brigitte Gascon, Vice-president, Development

Address: 425 de Maisonneuve Blvd. W., Ste. 1620, Montreal, QC, H3A 3G5

Phone: 514-288-7545

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1985

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: Mid, Large Cap
Style Bias: Value, Growth
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


Orbis Investments

Contact: Chris Horwood, Investment Counsellor (Dealing Representative, Orbis Investment Advisory (Canada) Limited)

Address: Orbis House, 25 Front St., Hamilton, Bermuda, BM, HM 11

Phone: 441-296-3000

Fax: 441-296-3001

Ownership Structure: Principals: 100%, Public: , Third Party: Orbis Investment Management Limited is ultimately majority owned by Allan & Gill Gray Foundation, which was settled by the company’s founder and which has no owners in the traditional sense and is instead designed to exist in perpetuity and to serve two equally important purposes: to promote the commercial success, continuity and independence of the Orbis and Allan Gray groups, and to ensure that the distributable profits the Foundation receives from these firms are ultimately devoted exclusively to philanthropy. Importantly, the foundation does not directly manage Orbis but rather vests control of the firm in Orbis Allan Gray Limited, a holding company whose board consists of a majority of present executives and includes non-executive directors. A minority interest is held by current and former executives of Orbis and their families.

Established: 1989

Minimum Investment- Pooled: US$5M, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Pooled investment vehicles


PGIM

Contact: Janette Jovic, Vice-president, Marketing

Address: Prudential Tower, 655 Broad St., Newark, NJ, 07102

Phone: 973-367-9213

Fax:

Ownership Structure: Principals: , Public: Publicly-held: PGIM, The parent company is Prudential Financial, Inc., is 100% owned by its shareholders (NYSE:PRU)., Third Party:

Established: 1875

Minimum Investment- Pooled: 13M, Separate: 35M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Currency Quantitative Research Relative Value

CAP Services: Investment Management


Phillips, Hager & North Investment Management (RBC GAM Inc.)

Contact: John Skeans, Vice-president

Address: 200 Burrard St., Vancouver, BC, V6C 3N5

Phone: 604-408-6000

Fax: 604-685-5712

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1964

Minimum Investment- Pooled: Minimum fee: $75,000 per annum in fees, Separate: Minimum fee: $150,000 per annum in fees

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: ESG, Low Volatility, Active Extension, Market Neutral, Alternatives

CAP Services: PH&N IM is distinguished by our service-oriented culture, which is based on partnering with clients to deliver relevant investment solutions and reporting, as well as educational support to understand the decisions that are implemented in their portfolios.


PICTET ASSET MANAGEMENT LTD.

Contact: Jean-Pierre Gemme, Senior Business Development Manager

Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC, H3B 4W5

Phone: 514-288-0253

Fax: 514-288-5473

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1980 (Parent - 1805)

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value, Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:


Picton Mahoney Asset Management

Contact: Taras Klymenko, Head of Institutional Business

Address: 33 Yonge St. - Ste. 830, Toronto, ON, M5E 1G4

Phone: 416-955-4845

Fax: 416-955-4100

Ownership Structure: Principals: 100%, Public: , Third Party: Employee Owned

Established: 2004

Minimum Investment- Pooled: $25M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Alternative Investment Solutions; Equity Market Neutral (Canadian & Global), Equity Long/Short (Canadian, US SMID, Global), Credit Long/Short, Volatility Management, Diversified Fund of Fund

CAP Services: Investment Management


Pier 21 Asset Management Inc.

Contact: David M. Star, President & CEO

Address: 1751 Richardson St., Ste. 2.200, Montreal, QC, H3K 1G6

Phone: 514-397-4027

Fax: 514-397-8700

Ownership Structure: Principals: 100% privately-owned, Public: , Third Party:

Established: 2005

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Global Equity EAFE Emerging Markets Equity


PIMCO Canada Corp.

Contact: Patrice Denis, Executive Vice-president

Address: 199 Bay St., Ste. 2050, Toronto, ON, M5L 1G2

Phone: 416-368-3350

Fax: 416-368-3576

Ownership Structure: Principals: , Public: , Third Party: PIMCO Canada Corp. established in 2004, is an indirect subsidiary of PIMCO. PIMCO is a limited liability company that is a majority owned subsidiary of Allianz Asset Management (AAM), which is a subsidiary of Allianz SE (Allianz).

Established: PIMCO Canada was established in 2004. PIMCO Canada’s parent, Pacific Investment Management Company, LLC (PIMCO) was founded in 1971.

Minimum Investment- Pooled: $5M, Separate: $75M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:

CAP Services: We provide sub-advisory investment management services to fund of funds DC providers and provide investment management services to DC providers within our PIMCO Canada pooled vehicles.


Presima, Inc.

Contact: Francois Forget, Executive Vice-president Global Head of Client Service & Business Development

Address: 1000 Jean-Paul-Riopelle Place, Ste. E-400, Montreal, QC, H2Z 2B6

Phone: 514-673-1317

Fax: 514-673-1378

Ownership Structure: Principals: , Public: , Third Party:

Established:

Minimum Investment- Pooled: , Separate: $25M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Renewal Funds

Contact: Nicole Bradbury, Senior Vice-president

Address: 500-163 W. Hastings St., Vancouver, BC, V6B 1H5

Phone: 604-844-7474

Fax: 604-844-7441

Ownership Structure: Principals: , Public: , Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


ReSolve Asset Management Inc.

Contact: Matt Zerker, Portfolio Manager

Address: 2000 - 1 Adelaide St.E., Toronto, ON, M5C 2V9

Phone: 416-572-5474

Fax:

Ownership Structure: Principals: Adam Butler, Rodrigo Gordillo, Mike Philbrick, Jason Russell, Public: , Third Party:

Established: 2015

Minimum Investment- Pooled: $1 M, Separate: $2.5 M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: ReSolve uses systematic, quantitative investment methodologies to construct optimal portfolios using exchange-traded instruments representing major global asset classes.

CAP Services: Investment management


Romspen Investment Corporation

Contact: Dianna Price, Executive Vice-president Investor Relations, Business Development

Address: 162 Cumberland St., Ste. 300, Toronto, ON, M5R 3N5

Phone: 416-928-5105

Fax: 416-966-1161

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1966

Minimum Investment- Pooled: $150,000, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Canadian and US mortgages

CAP Services: None


ROSSEAU ASSET MANAGEMENT LTD.

Contact: Jow Lee, CFO

Address: 181 Bay St., Ste. 2920, Toronto, ON, M5J 2T3

Phone: 416-777-0712

Fax: 416-777-0718

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1998

Minimum Investment- Pooled: $250,000, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


RPIA

Contact: Liam O’Sullivan, Principal, Head of Client Portfolio Management

Address: 39 Hazleton Ave., Toronto, ON, M5R 2E3

Phone: 647-776-1779

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2009

Minimum Investment- Pooled: Varies by strategy, Separate: Varies by strategy

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:


RUSSELL INVESTMENTS CANADA

Contact: Andrew Kitchen, Managing Director, Canada Institutional

Address: 100 King St. W., Ste. 4510, Toronto, ON, M5X 1E4

Phone: 416-362-8411

Fax: 416-362-4494

Ownership Structure: Principals: N/A, Public: N/A, Third Party: 100% TA Associates Reverence Capital Russell Investments Management

Established: 1936

Minimum Investment- Pooled: $10M, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Through its strategic partnerships with major record-keeping firms, offers a suite of Life Cycle Funds (Multi Asset Funds) and Single Asset Class Funds (Russell Investments Funds); all funds are managed using Multi-asset, Multi-style, Multi-manager process


SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC.

Contact: Ross Servick, Head of Canada

Address: 7 Bryant Park, New York, NY, 10018

Phone: 646-632-2946

Fax: 212-641-3985

Ownership Structure: Principals: 47.93%, Public: 48.67%, Third Party: 3.4% Schroder employees

Established: 1804

Minimum Investment- Pooled: Varies by strategy, Separate: Varies by strategy

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset Management


Scotia Institutional Asset Management

Contact: Bryan DeLaurier, Vice-president & Head of Business Development

Address: 1 Adelaide St. E., 23rd Floor, Toronto, ON, M5C 2V9

Phone: 416-365-2991

Fax: 416-365-5634

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1832

Minimum Investment- Pooled: $10M, Separate: $25M

Manager Style -
Size Bias: Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Portfolio management


Setanta Asset Management

Contact: Rocco Vessio, Director Business Development, Canada

Address: 190 Simcoe St., Toronto, ON, M5T 2W5

Phone: 416-552-5061

Fax: 416-552-5061

Ownership Structure: Principals: , Public: 100, Third Party:

Established: 1998

Minimum Investment- Pooled: 1, Separate: 25

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Support DC Plans with a strong product range


SIONNA INVESTMENT MANAGERS

Contact: Kelly Battle, Vice-president, Relationship Management

Address: 8 King St. E., Ste. 1600, Toronto, ON, M5C 1B5

Phone: 416-203-2732

Fax: 416-203-8033

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2002

Minimum Investment- Pooled: $5M, Separate: $10M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management


SPRUCEGROVE INVESTMENT MANAGEMENT LTD.

Contact: Tasleem Jamal, Vice-president, Head of Marketing & Client Services

Address: 181 University Ave., Ste. 1300, Toronto, ON, M5H 3M7

Phone: 416-363-5854

Fax: 416-363-6803

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1993

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment Management Advice


STATE STREET GLOBAL ADVISORS, LTD.

Contact: Michael W. Brown, Vice-president, Canada Consultant Relations

Address: 30 Adelaide St. E., Ste. 500, Toronto, ON, M5C 3G6

Phone: 647-775-5778

Fax: 647-775-7264

Ownership Structure: Principals: <5%, Public: >95%, Third Party: (see below) State Street Global Advisors, Ltd. (“SSGA Canada”) is a limited liability corporation incorporated under the laws of Canada. SSGA Canada is a wholly-owned subsidiary of SSGA International Holdings Inc. (“SSGA IH”). SSGA IH is a wholly-owned subsidiary of SSGA Inc., which is a wholly-owned subsidiary of State Street Corporation. State Street Corporation is a publicly traded bank holding company whose shares are traded on the New York Stock Exchange under the symbol “STT.”

Established: 1991

Minimum Investment- Pooled: $5 M, Separate: Minimum annual fees apply

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: REITS and Infrastructure

CAP Services: Investment Management


SUN LIFE GLOBAL INVESTMENTS

Contact: Anne Meloche, Head of Institutional Business

Address: 1 York St., Toronto, ON, M5J 0B6

Ownership Structure: Principals: Sun Life Financial, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Full Suite of Funds, Communications, Education, Governance Reporting


Sun Life Institutional Investments (Canada) Inc.

Contact: Heather Wolfe, Senior Managing Director, Head of Business Development & Client Relationships

Address: 1 York St., Toronto, ON, M5J 0B6

Phone: 416-408-7834

Fax:

Ownership Structure: Principals: , Public: , Third Party: Sun Life Institutional Investments (Canada) Inc. is an indirect wholly-owned subsidiary of Sun Life Financial Inc., a publicly traded company listed on the Toronto (TSX), New York (NYSE) and Philippine (PSE) stock exchanges under the ticker symbol SLF.

Established: 2013

Minimum Investment- Pooled: Varies by pooled fund, Separate: Varies by mandate

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Our primary source of value-add within our fixed income teams is credit analysis. We typically do not take active interest rate positions.

CAP Services: We offer investment management services to defined contribution pension plans through our Group Retirement Services Business Unit.


T. ROWE PRICE

Contact: Bruce E. Winch, Head of Sales, Canada

Address: 77 King St. W, Ste. 4240, Toronto, ON, M5K 1G8

Phone: 416-360-7214

Fax:

Ownership Structure: Principals: 14%, Public: 100%, Third Party: Independent, publicly traded company with significant employee ownership, approximately 14% of firm's equity

Established: 1937

Minimum Investment- Pooled: Varies by strategy and product, Separate: Varies by strategy and product

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Passive Fixed Income - *Barclays U.S. Aggregate Bond Index (TRP US Bond Index Fund)

CAP Services: Investment Management only for Canadian clients


TD Asset Management Inc.

Contact: Mark Cestnik, Managing Director

Address: 161 Bay St., 34th Floor, Toronto, ON, M5J 2T2

Phone: 416-983-7088

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Wholly-owned subsidiary of the Toronto-Dominion Bank.

Established: 1987

Minimum Investment- Pooled: $17M, Separate: $100M (Active) $200M (Passive)

Manager Style -
Size Bias: Large, All Cap
Style Bias: Value, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Credit, Yield Curve
Other: Minimum Variance (Low Volatility)

CAP Services: Investment Management


TRIASIMA PORTFOLIO MANAGEMENT

Contact: Nathalie Nowlan, Vice-president, Client Relationships

Address: 1555 Peel St., Ste. 1200, Montreal, QC, H3A 3L8

Phone: 514-906-0667

Fax: 514-284-3060

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: minimum fee $3,500, Separate: minimum fee $5,000

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management


Triovest

Contact: Ryan Schott, Senior Director, Marketing & Communications

Address: #1200-40 University Ave., Toronto, ON, M5J 1T1

Phone: 416-362-0045

Fax:

Ownership Structure: Principals: Coril Group of Companies, Public: , Third Party:

Established: 2011

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Third-party Commercial Real Estate Management and Advisory Services

CAP Services: Third-party Commercial Real Estate Management and Advisory Services


UBS ASSET MANAGEMENT (CANADA) INC.

Contact: David Coyle, Executive Director

Address: 161 Bay St., Ste. 4100, Toronto, ON, M5J 2S1

Phone: 416-681-5200

Fax: 416-681-5100

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1986 (Canada)

Minimum Investment- Pooled: $15M, Separate: $50M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Pooled Funds provided through insurance company fund platforms


UNIGESTION ASSET MANAGEMENT (CANADA) INC.

Contact: Rémi Colcombet, Head of Institutional Clients - North America

Address: TD Canada Trust Tower, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1

Phone: 647-350-2020

Fax:

Ownership Structure: Principals: 71%, Public: , Third Party: 29%

Established: 1971

Minimum Investment- Pooled: $5M, Separate: $75M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Risk Managed Equities, Private Equity, Alternatives and Multi-Asset

CAP Services: Unigestion Global Equities (Developed) & Unigestion All Country World Equities (Canadian domiciled pooled funds) as well as capabilities investing in Emerging Market, European, US, Japanese & Asian equities


Venator Capital Management Ltd.

Contact: Brian Viveiros, Director of Sales

Address: 2 Bloor St. W., Ste. 901, Toronto, ON, M4W 3E2

Phone: 647-361-8549

Fax: 647-477-2529

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2006

Minimum Investment- Pooled: $0.1M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


VONTOBEL ASSET MANAGEMENT, INC.

Contact: Victor Schraner, Associate Director, Institutional Clients

Address: 1540 Broadway, 38th Floor, New York, NY, 10036

Phone: 212-415-7061

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Vontobel Holding AG

Established: 1984

Minimum Investment- Pooled: US$10M or equivalent, Separate: US$100M or equivalent

Manager Style -
Size Bias: All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management services


WELLINGTON MANAGEMENT CANADA ULC

Contact: Alan J. Matijas, Managing Director, Canada

Address: Exchange Tower 130 King St. W., Floor 18, Toronto, ON, M5V 1E3

Phone: 866-346-3384

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1928

Minimum Investment- Pooled: $5M, Separate: Varies by approach

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Manage client assets using a broad range of Equity, Fixed Income, Currency, Specialty, Alternative, Asset Allocation, Multi-strategy investment approaches

CAP Services: Investment Management


WIlliam Balir

Contact: Jason Stefanelli, Director, Canada

Address: 150 N. Riverside Plaza, CHicago, IL, 60606

Phone: 416-895-9448

Fax: 312-277-3522

Ownership Structure: Principals: 185, Public: , Third Party:

Established: 1935

Minimum Investment- Pooled: $20M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Yield Curve
Other:

CAP Services: Investment Strategies in Emerging Markets, Global, and International Equity


Wise Capital Management Inc.

Contact: Sam Wiseman, CIO

Address: 103-90 Eglinton Ave W, Toronto, ON, M4R 2E4

Phone: 416-483-1900

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: $1M, Separate: $1M

Manager Style -
Size Bias: Small, All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


YTM Capital Asset Management Ltd.

Contact: Stephanie Kremer, Vice-president Business Development

Address: 295 Robinson St., Ste. 202, Oakville, ON, L6J 1G7

Phone: 905-582-3853

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: $1M, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Private Mortgage Investment Fund