Money Managers Directory

18 Asset Management Inc

Contact: Jeff Brown, President & CEO

Address: 284 Dundas St., Ste. 218, London, ON, N6B 1T6

Phone: 519-433-0018

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: $1M, Separate: $1M

Manager Style -
Size Bias: Mid, Large Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


AB (ALLIANCEBERNSTEIN L.P.)

Contact: Wendy Brodkin, Managing Director

Address: Brookfield Place, 161 Bay St. – 27th Floor, Toronto, ON, M5J 2S1

Phone: 416-572-2534

Fax: 212-756-4405

Ownership Structure: Principals: 12.17%, Public: 23.27%, Third Party: 64.56% Includes ownership of AllianceBernstein units, indirect ownership of AllianceBernstein units through its interest in AllianceBernstein Holding, and general partnership interests in AllianceBernstein and AllianceBernstein Holding. AXA Financial, Inc. is a wholly-owned subsidiary of AXA.

Established: 1971

Minimum Investment- Pooled: Minimum Investment varies by strategy, Separate: Minimum Investment varies by strategy

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-asset Alternatives

CAP Services: AB Multi-Manager Retirement Strategies, AB Multi-Manager Retirement Trusts, AB Customized Retirement Strategies, AB Lifetime Income Strategies


Aberdeen Asset Management Inc. (Part of Aberdeen Standard Investments)

Contact: Renee Arnold, Head of Business Development, Canada

Address: 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ON, M5J 2S1

Phone: 416-777-5570

Fax: 866-290-9322

Ownership Structure: Principals: , Public: , Third Party: AAMI is a wholly owned subsidiary of Aberdeen PLC; Aberdeen PLC is a wholly owned subsidiary of Standard Life Aberdeen plc. The top ten shareholders for SLA plc as of August 16, 2017 are as follows: Top Ten Shareholders - % share - BlackRock Institutional Trust Company, N.A. (6.41%) - Mitsubishi UFJ Trust and Banking Corporation (5.88%) -Fidelity Management & Research Company (3.88%) - Henderson Global Investors Ltd. (3.53%) - Lloyds Banking Group PLC (3.28%) - The Vanguard Group, Inc. (2.96%) - Legal & General Investment Management Ltd. (2.79%) - State Street Global Advisors (UK) Ltd. (2.60%) - Artemis Investment Management LLP (2.05%) -Norges Bank Investment Management (NBIM)(1.70%) Source: SLA plc; as of August 17, 2017

Established: 1994

Minimum Investment- Pooled: $5M, Separate: $100M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Fundamental bottom-up investment approach

CAP Services: Aberdeen manages a variety of mandates for Defined Contribution Pension Plan clients globally. We are committed to service excellence, aiming not just to achieve client investment objectives but to exceed expectations on all fronts. Similar to our investment philosophy, we adopt a team approach to servicing clients. All accounts are assigned a relationship manager who is responsible for the overall relationship, backed by an office-based client service associate. Client-facing personnel work closely with portfolio managers and are supported by in-house teams in various divisions, including performance measurement, risk management, legal, compliance/monitoring, operations, and administration. This ensures that delivery standards meet those agreed upon with the client (e.g. with regards to reporting). Having a team approach also allows us to be responsive to client queries even in the absence of the key relationship manager. Comprehensive monthly and quarterly reports with portfolio accounting information and performance review are provided. We aim to be client-driven to meet specific needs. We believe in providing educational forums - such as seminars and Lunch and Learns - for our clients and also write white papers and market commentary for clients’ interest and knowledge.


Acadian Asset Management LLC

Contact: Douglas Coughlin, Senior Vice-president, Director, Americas Client Service

Address: 260 Franklin St., Boston, MA, 02110

Phone: 617-850-3500

Fax: 617-850-3501

Email:

Website: www.acadian-asset.com

Ownership Structure: Principals: , Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: US$1M, Separate: US$25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


ACM ADVISORS LTD.

Contact: Chad Mallow, President

Address: 210 - 1140 Homer St., Vancouver, BC, V6B 2X6

Phone: 604-661-0671

Fax: 604-682-3265

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1992

Minimum Investment- Pooled: $150,000, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:


Acorn Global Investments Inc.

Contact: Jason Russell, President and CIO

Address: 1267 Cornwall Rd., Ste. 201, Oakville, ON, L6J 7T5

Phone: 905-257-0773

Fax: 888-582-7863

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2005

Minimum Investment- Pooled: $10,000, Separate: $5M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Systematic Global Macro, Managed Futures

CAP Services: Investment management only


Addenda Capital Inc.

Contact: Michel Jalbert, Senior Vice-president, Business Development & Client Partnerships

Address: 800, René-Lévesque Blvd. W., Montreal, PQ, H3B 1X9

Phone: 514-908-7910

Fax: 514-287-7200

Ownership Structure: Principals: , Public: , Third Party: Addenda Capital's largest shareholder is Co-operators Financial Service Ltd. (71.81%), a subsidiary of The Co-operators Group Ltd. Minority shareholders include Fonds de Solidarité (FTQ)(20.67%) and Addenda Capital current and former employees (7.52%).

Established: 1985

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Mid, Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Provides specialized and alternative strategies such as Absolute Dynamic Return Bonds, Liability Driven Investments and CorePlus Fixed Income.

CAP Services: Investment Management


AGF Investments

Contact: Mike Still, CFA, Vice-president, Head of Institutional Distribution

Address: 66 Wellington St. W., TD Bank Tower, 31st Floor, Toronto, ON, M5K 1E9

Phone: 416-865-4319

Fax:

Ownership Structure: Principals: 23.06%, Public: 76.94%, Third Party: AGF Investments is a group of wholly owned subsidiaries of AGF Management Limited.

Established: 1957

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Currency Management

CAP Services: AGF Investments ('AGF') offers investment management services to Defined Contribution Pension Plans ('DCPP') through two channels. The first channel are DCPPs that are interested in AGF's strategies and reach out directly to AGF. AGF Investments follows a client-centric model in our investment management business. These investors receive AGF reporting and may have access to the AGF investment management team based on the asset level. AGF also manages DCPP assets through platforms and works closely with our corporate distribution partners to service these DCPPs.


AJO

Contact: Jim Lobb, Principal

Address: 230 S. Broad St., Philadelphia, PA, 19102

Phone: 215-546-7500

Fax: 215-546-7506

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1984

Minimum Investment- Pooled: , Separate: $31

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Long/Short and Managed Volatility strategies across the market cap spectrum of U.S. and international equities.

CAP Services: Investment Management services


Algonquin Capital

Contact: Raj Tandon, Partner

Address: 1 King St. W., 1502, Toronto, ON, M5H 1A1

Phone: 416-214-3493

Fax:

Ownership Structure: Principals: Brian D'Costa, Greg Jeffs, Raj Tandon, Public: , Third Party:

Established: 2015

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


ALLIANZ GLOBAL INVESTORS

Contact: Stephane Amara, Director, Senior Relationship Manager

Address: 1633 Broadway, 41st Floor, New York, NY, 10019

Phone: 514-426-6212

Fax: 514-498-8311

Ownership Structure: Principals: 0, Public: 0, Third Party: 100 Allianz SE (indirect)

Established: 1890

Minimum Investment- Pooled: $1M, Separate: $10-$50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:

CAP Services: Investment Management


AMERICAN CENTURY INVESTMENTS

Contact: Ellen DeNicola, Vice-president, Institutional Business Group

Address: 330 Madison Ave., 9th Floor, New York, NY, 10017

Phone: 800-880-1726

Fax: 816-340-3931

Ownership Structure: Principals: 60%, Public: , Third Party: 40% Nomura Holdings, Inc.

Established: 1958

Minimum Investment- Pooled: , Separate: 10M-$50M (varies by strategy)

Manager Style -
Size Bias: Large Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: American Century Investments is an independent, privately controlled company that has managed investments since 1958. Our sole business is to provide fiduciary investment management services to institutional and individual clients. Our actively-managed institutional investment strategies are designed to produce superior risk-adjusted returns. Through our ownership structure, more than 40% of our profits support the Stowers Institute for Medical Research, which drives a values-based culture that directly benefits our clients. Canadian-domiciled clients are invested in the following investment strategies: Non-U.S. Growth and Global Growth.


AMUNDI CANADA INC.

Contact: Gilbert Lavoie, President

Address: 2000 McGill College Ave., Ste. 1920, Montreal, QC, H3A 3H3

Phone: 514-982-2902

Fax: 514-982-2915

Ownership Structure: Principals: , Public: , Third Party: 100% Amundi Asset management

Established: 2007 (Canada)

Minimum Investment- Pooled: $10M, Separate: Varies

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Smart Beta; ESG: Best In Class Approach.


Aptitude Investment Management LP

Contact: Jeffrey Klein, Deputy CIO

Address: 530-925 W. Georgia St., Vancouver, BC, V6C 3L2

Phone: 604-229-2759

Fax:

Ownership Structure: Principals: , Public: , Third Party:

Established: 2012

Minimum Investment- Pooled: $10M, Separate: $100M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Aptitude Investment management provides a totally integrated solution to asset management including Outsourced CIO and alternatives management solutions.


ARROW CAPITAL MANAGEMENT INC.

Contact: Mark Purdy, Managing Director & CIO

Address: 36 Toronto St., Ste. 750, Toronto, ON, M5C 2C5

Phone: 416-323-0477

Fax: 416-323-3199

Ownership Structure: Principals: 100, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Customized Alternative Investment Solutions; Equity - Long Short Canadian Equity, Market Neutral (Small Mid Cap); U.S. Equity - Market Neutral (Small Mid Cap); Hedged - Convertible Arbitrage/Hedge U.S. High Yield, Mutual Funds: Equity, Fixed Income, Energy


Artisan Partners Limited Partnership

Contact: Gary Wing, Managing Director

Address: 875E. Wisconsin Ave., Ste. 800, Milwaukee, WI, 53202

Phone: 416-820-2169

Fax: 414-390-8324

Ownership Structure: Principals: 22, Public: 60, Third Party: 18 Third Party Owners include AIC, Initial Investors and Former Employee Partners.

Established: 1994

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Asset Management and Investment Services


Baillie Gifford Overseas Limited

Contact: William Pacula, Marketing Director

Address: 780 Third Ave., 47th Floor, New York, NY, 10017

Phone: 212-319-4637

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1908

Minimum Investment- Pooled: Varied, minimum fee depending on strategy., Separate: Varied, minimum fee depending on strategy.

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Active

CAP Services: Our sole business is managing portfolios on behalf of our mainly institutional clients. This includes Defined Contribution and Defined Benefit Pension Plans. We are active managers and we are passionate that active management adds value for our clients over the long-term. We believe that this is proven by our longer-term track record in equities and multi-asset portfolios. We place particular emphasis on developing long-term relationships with our clients via our client service teams, based on trust, long-term investment performance and strong client service. The primary way in which the members of our Clients Department communicate with our clients is through meetings and written reports. We ordinarily recommend meeting with clients twice a year. We assign experienced investment professionals to each client, dedicated to ensuring the highest possible levels of service. The roles of investment management and client service are separated as we believe that these are highly specialized roles, each requiring specialist focus. This allows both parties to practice what they do best, resulting in Investment Managers focusing on research and client service directors delivering excellent service to our clients.


Barings

Contact: Michael Annis, Institutional Investor Relations, Canada

Address: Brookfield Place, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1

Phone: 416-572-2737

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Barings is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual).

Established: 1762

Minimum Investment- Pooled: Varies by mandate, Separate: Varies by mandate

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-Asset and Dynamic Asset Allocation strategies

CAP Services: Barings is a $288+ billion* global financial services firm dedicated to meeting the evolving investment and capital needs of our clients. We build lasting partnerships that leverage our distinctive expertise across traditional and alternative asset classes to deliver innovative solutions and exceptional service. A member of the MassMutual Financial Group, Barings maintains a strong global presence with over 600 investment professionals and offices in 16 countries. *As of June 30, 2017


Barrantagh Investment Management

Contact: Alan Daxner, Senior Vice-president

Address: 100 Yonge St., Ste. 1700, Toronto, ON, M5C 2W1

Phone: 416-864-7958

Fax: 416-868-6593

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1995

Minimum Investment- Pooled: , Separate: $1M

Manager Style -
Size Bias: Small, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


BENTALL KENNEDY (CANADA) LP

Contact: Malcolm Leitch, Chief Operating Officer

Address: #1800 - 1055 Dunsmuir St., Vancouver, BC, V7X 1C4

Phone: 604-646-2812

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Sun Life Financial Inc.

Established: 1911

Minimum Investment- Pooled: $1M, Separate: $150M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Bentall Kennedy Canadian Real Estate Plus Fund


BEUTEL, GOODMAN & COMPANY LTD.

Contact: Bruce Shewfelt, Managing Director, Client Service & Marketing

Address: 20 Eglinton Ave. W., Ste. 2000, Toronto, ON, M4R 1K8

Phone: 416-485-1010

Fax: 416-485-1799

Ownership Structure: Principals: 51%, Public: , Third Party: 49% Affiliated Managers Group, Inc.

Established: 1967

Minimum Investment- Pooled: $10M, Separate: $25M

Manager Style -
Size Bias: Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


BMO GLOBAL ASSET MANAGEMENT

Contact: Sam DiTella, Vice-president, Head of Institutional Sales & Service

Address: 100 King St. W., Ste. 4300, Toronto, ON, M5X 1A1

Phone: 844-855-7034

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% BMO Financial Group

Established: 1982

Minimum Investment- Pooled: No account size minimum; minimum annual fee of $25,000, Separate: $100M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management including customized solutions, Recordkeeping and Administration, Member Education, Decision Support


BNP PARIBAS ASSET MANAGEMENT CANADA, LTD.

Contact: Rodolphe de Cande, Head of Canada Business Development

Address: 2001 av. Robert-Bourassa, Montréal, QC, M5V 3H1

Phone: 647-680-9451

Fax: 917-215-0982

Ownership Structure: Principals: , Public: 100%, Third Party: The firm is ultimately owned by BNP Paribas SA.

Established: 1998 in Canada

Minimum Investment- Pooled: $10M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Active manager; style bias depends on the specific strategy.

CAP Services: BNP Paribas Asset Management manages a broad range of strategies for institutional clients spanning equities, fixed income, and multi-asset solutions. We offer individual mandates with investment guidelines customized to our clients' specific requirements as well as making our strategies available through UCITs-domiciled pooled funds that have been designed to meet the needs of a broad range of institutional investors.


BNY Mellon Asset Management Canada Ltd.

Contact: Michael Parsons, Vice-president, Sales & Marketing

Address: 200 Wellington St. W., Ste. 305, Toronto, ON, M5V 3C7

Phone: 416-840-8019

Fax: 416-840-8004

Ownership Structure: Principals: , Public: 100%, Third Party:

Established:

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


BRANDES INVESTMENT PARTNERS

Contact: Tim Newburn, Director, Institutional Group

Address: 20 Bay St., Ste. 400, Toronto, ON, M5J 2N8

Phone: 403-217-1331

Fax: 416-306-5750

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1974

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Investment Management


Brandywine Global Investment Management

Contact: Andrew Forsyth, Managing Director

Address: 1267 Cornwall Rd., Oakville, ON, L6J 7T5

Phone: 416-807-1800

Fax:

Ownership Structure: Principals: , Public: , Third Party: Legg Mason, Inc. 100%

Established: 1986

Minimum Investment- Pooled: $10M, Separate: $500,000

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other:

CAP Services: Asset management


BROOKFIELD ASSET MANAGEMENT

Contact: Keith Smith, Senior Vice-president

Address: 181 Bay St., Toronto, ON, M5J 2T3

Phone: 416-369-8262

Fax: 416-365-9642

Ownership Structure: Principals: , Public: , Third Party:

Established: 1899

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Brookfield Investment Management

Contact: Angela Vidakovich, Director, Marketing & Client Service

Address: 181 Bay St., Ste. 330, Toronto, ON, M5J 2T3

Phone: 416-956-5229

Fax: 416-359-8527

Ownership Structure: Principals: Brookfield Asset Management 100%, Public: Yes, Third Party:

Established: 1989

Minimum Investment- Pooled: CAD$1.3 M, Separate: CAD$32 M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:

CAP Services: Investment Management


Burgundy Asset Management Ltd.

Contact: Shihab Zubair, Vice-president

Address: Bay Wellington Tower, Brookfield Place, 181 Bay St., Ste. 4510, Toronto, ON, M5J 2T3

Phone: 416-640-2680

Fax: 416-869-9036

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1991

Minimum Investment- Pooled: $5M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Burgundy Asset Management provides investment management services only.


CANADIAN URBAN LIMITED

Contact: David Lopatka, President

Address: 10572 105th St., Edmonton, AB, T5H 2W7

Phone: 780-424-7722

Fax: 780-424-7799

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1971

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


CANSO INVESTMENT COUNSEL LTD.

Contact: Heather Mason-Wood, Vice-president

Address: 100 York Blvd., Ste. 550, Richmond Hill, ON, L4B 1J8

Phone: 905-881-8853

Fax: 905-881-1466

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1997

Minimum Investment- Pooled: $10M, Separate: $50M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: We offer Private Debt, Long and Corporate products and services.


Capital Group Canada

Contact: C. Jeff Cook, Senior Vice-president, Relationship Manager

Address: Brookfield Place, 181 Bay St., Ste. 3730, Toronto, ON, M5J 2T3

Phone: 844-421-6636

Fax: 213-486-9223

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1931

Minimum Investment- Pooled: $15M, Separate: $60M

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:

CAP Services: Provide recordkeeper daily pricing feed; provide recordkeeper/DC plan sponsor fund data and commentary for fund data pages (which are produced by the recordkeeper).


Centurion Asset Management Inc.

Contact: Paul Mayer, Vice-president, Business Development and Institutional Sales

Address: 25 Sheppard Ave W., Ste. 710, Toronto, ON, M2N 6S6

Phone: 416-733-5600

Fax: 416-733-5621

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2003

Minimum Investment- Pooled: 0.25, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Real Estate Core Plus and Opportunistic


CGOV Asset Management

Contact: Neeraj Jain, Institutional Sales and Service

Address: 21 Bedford Rd. Ste. 300, Toronto, ON, M5R 2J9

Phone: 416-929-7145

Fax:

Email: njain@cgov.ca

Website: www.cgov.ca

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1995

Minimum Investment- Pooled: $2M, Separate: $5M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration
Other:


CI INSTITUTIONAL ASSET MANAGEMENT

Contact: Tom Johnston, Senior Vice-president

Address: 2 Queen St. E., 19th Floor, Toronto, ON, M5C 3G7

Phone: 416-681-7084

Fax: 416-681-8849

Ownership Structure: Principals: 5%, Public: 95%, Third Party:

Established: 1999

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


CIBC Asset Management Inc.

Contact: Doug MacDonald, CFA, Managing Director & Head, Institutional Asset Management

Address: 18 York St., Ste. 1300, Toronto, ON, M5J 2T8

Phone: 416-780-5739

Fax: 416-364-3286

Ownership Structure: Principals: , Public: , Third Party: 100% CIBC Asset Management Inc. is a member of the CIBC Group of companies and is wholly-owned (100%) by CIBC.

Established: 1972

Minimum Investment- Pooled: $10M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Sector Allocation

CAP Services: Investment management


Cidel Asset Management Inc.

Contact: Jamie Brubacher, Institutional Client Consultant, Associate PM

Address: 60 Bloor St. W., 9th Floor, Toronto, ON, M4W 3B8

Phone: 416-977-6767

Fax: 416-977-7650

Ownership Structure: Principals: 85%, Public: , Third Party: 15%

Established: 1959

Minimum Investment- Pooled: $150,000, Separate: $1M

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Connor, Clark & Lunn Financial Group Ltd.

Contact: Brent Wilkins, Head of Institutional Sales (Canada)

Address: 1400-130 King St. W., P.O. Box 240, Toronto, ON, M5X 1C8

Phone: 416-862-2020

Fax: 416-363-2089

Ownership Structure: Principals: 100, Public: 0, Third Party: 0

Established: 1982

Minimum Investment- Pooled: 5, Separate: 10

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment management and client service


Desjardins Global Asset Management

Contact: Rocio Gueto/Marco Larocque, Director, Business Development

Address: 1, Complexe Desjardins, 20th Floor, South Tower, Montreal, QC, H5B 1B3

Phone: 514-350-8686

Fax: 514-281-7253

Ownership Structure: Principals: , Public: , Third Party: 100% Desjardins Global Asset Management is part of the Desjardins Movement which is a financial services co-operative that belongs to its members.

Established: 2003

Minimum Investment- Pooled: $10M, Separate: $20M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Overlay, LDI

CAP Services: Desjardins Global Asset Management is a provider of investment solutions for DC programs offered primarily on Desjardins DC platform.


DIMENSIONAL FUND ADVISORS

Contact: Kevin Martino, Vice-president, Canadian Institutional Services

Address: 2 Bloor St. E., Ste. 2820, Box 146, Toronto, ON, M4W 1A8

Phone: 647-498-9139

Fax:

Ownership Structure: Principals: , Public: , Third Party: The company’s co-founders, board members, current and former employees, and their respective families currently directly or indirectly hold a majority of Dimensional Fund Advisor LP’s beneficial interests. Other outside individual investors who are not engaged in Dimensional Fund Advisor LP’s activities hold the remaining interests. Aided in part by a long-term incentive plan, current officers and employees represent a growing percentage of the equity interest in the firm.

Established: 1981

Minimum Investment- Pooled: $2M, Separate: $100M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


EAGLE ASSET MANAGEMENT INC.

Contact: Donald Pepin, Senior Vice-president, Director of Institutional Sales

Address: 880 Carillon Pkwy., St. Petersburg, FL, 33716

Phone: 800-235-3903

Fax: 727-567-8020

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1984

Minimum Investment- Pooled: , Separate: $2M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:

CAP Services: Investment Management (mutual funds and separate accounts)


Epoch Investment Partners, Inc.

Contact: Bill Connolly, Managing Director, Client Relations

Address: 399 Park Ave., New York, NY, 10022

Phone: 212-303-7200

Fax: 212-202-4948

Ownership Structure: Principals: William W. Priest, Timothy T. Taussig, David N. Pearl, Public: , Third Party: Epoch Investment Partners, Inc. is a wholly owned subsidiary of The Toronto-Dominion Bank.

Established: 2004

Minimum Investment- Pooled: , Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Free Cash Flow Oriented

CAP Services: Investment Management


Federated Investors, Inc.

Contact: David Gregoire, Vice-president

Address: 1001 Liberty Ave., Pittsburgh, PA, 15222

Phone: 416-527-1150

Fax: 412-288-1093

Ownership Structure: Principals: 15%, Public: 85%, Third Party: Federated Investors, Inc. is publicly traded, but privately controlled. Federated has shares of both Class A Common Stock, no par value per share (the “Class A Common Stock”), and Class B Common Stock, no par value per share (the “Class B Common Stock”), issued and outstanding. The Class B Common Stock is listed on the New York Stock Exchange (“NYSE”) under the symbol “FII”. Except under certain limited circumstances, the entire voting power of Federated is vested in the holder of the outstanding shares of the Class A Common Stock. All of the outstanding shares of Class A Common Stock are held by a Voting Shares Irrevocable Trust, dated May 31, 1989 (the “Voting Trust”), the trustees of which are J. Christopher Donahue, Thomas R. Donahue, and their mother, Rhodora J. Donahue. All executive officers and current directors as a group (13 persons), as of February 28, 2017, represent 7.1% ownership.  We estimate that 15% is held by employees and family members.

Established: 1955

Minimum Investment- Pooled: Varies by product, Separate: USD$25M, however, this is negotiable.

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Federated has approximately 53 asset classes as of 06/30/2017.

CAP Services: Federated manages investment management portfolios for Defined Contribution Pension Plan clients.


Fidelity Canada Institutional

Contact: Michael Barnett, Executive Vice-president, Institutional Distribution

Address: 483 Bay St., Toronto, ON, M5G 2N7

Phone: 416-217-7773

Fax: 416-307-5511

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1987

Minimum Investment- Pooled: $7.5M, Separate: Varies by strategy

Manager Style -
Size Bias: All Cap
Style Bias: GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Investment Only


FIERA CAPITAL CORPORATION

Contact: David Pennycook, Vice-chairman & Executive Vice-president, Institutional Markets

Address: 1501 McGill College Ave., Montreal, QC, H3A 3M8

Phone: 514-954-3300

Fax: 514-954-3325

Ownership Structure: Principals: 16%, Public: 54%, Third Party: 30% 21% is held by the National Bank of Canada and 9% by the Desjardins Group

Established: 2003

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Opportunistic

CAP Services: Fiera Capital offers a wide range of investment management solutions adapted to the specific needs of defined contribution pension plans. In addition to our diverse fixed income and equity strategies, we offer alternative investment products such as Hedge Funds, Infrastructure,Agriculture, Real Estate, Private Lending and Private Investment.


Foresters Asset Management Inc.

Contact: Andrew Berwick, Vice-president, Marketing

Address: 15th Floor - 20 Adelaide St.E., Toronto, ON, M5N 2S9

Phone: 416-226-8053

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Wholly-owned by Foresters Financial.

Established: 2001

Minimum Investment- Pooled: $10M, Separate: $20M

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Asset Allocation

CAP Services: Quarterly asset management reviews, presented in person; periodic review of fund composition within the portfolios (Conservative, Balanced, Aggressive Growth, etc.) to better meet plan holders needs and respond to changes in the market; monthly asset allocation and risk oversight.


Forstrong Global Asset Management Inc.

Contact: John Teskey, Vice-president Business Development

Address: 26 Wellington St. E. Ste. 206, Toronto, ON, M5E 1S2

Phone: 416-642-5508

Fax: 877-342-4246

Ownership Structure: Principals: Employees 27%, IA 73%, Public: MA, Third Party: NA NA

Established: 2001

Minimum Investment- Pooled: NA, Separate: $5 million

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style: Duration
Other:

CAP Services: Global asset mix including emerging, SMA, exclusively utilizing ETFs


FOYSTON, GORDON & PAYNE INC.

Contact: David Adkins, Senior Vice-president & Portfolio Manager - Institutional Client Services

Address: 1 Adelaide St. E., Ste. 2600, Toronto, ON, M5C 2V9

Phone: 416-362-4725

Fax: 416-367-1183

Ownership Structure: Principals: 36.0%, Public: , Third Party: 64.0% Affiliated Managers Group

Established: 1980

Minimum Investment- Pooled: $2M, Separate: $10M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management, Employee Education


Franklin Templeton Institutional

Contact: Matthew Williams, Head of Institutional and Client Services, Canada

Address: 200 King St. W., Ste. 1500, Toronto, ON, M5H 3T4

Phone: 416-957-6000

Fax:

Ownership Structure: Principals: 35%, Public: 65%, Third Party: Franklin Templeton Institutional is an operating division of Franklin Templeton Investments Corp., a wholly-owned subsidiary of Franklin Resources, Inc. [NYSE: BEN] which is a global investment organization. Franklin Templeton provides global and Canadian investment, shareholder and distribution services to the products and institutional accounts, as well as separate account management services.

Established: 1940

Minimum Investment- Pooled: $1M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management


GLC ASSET MANAGEMENT GROUP LTD.

Contact: Craig Christie, Vice-president, GWL Institutional Investment Solutions

Address: 100 Osborne St. N., Winnipeg, MB, R3C 3A5

Phone: 204-946-4083

Fax: 204-946-8818

Ownership Structure: Principals: , Public: 100% (Wholly-owned subsidiary of a public company), Third Party:

Established: 2011 (predecessor companies established in the 1960s)

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Mid, Large, All Cap
Style Bias: Value, Growth, GARP
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Offers a range of investment mandates in traditional and specialty asset classes and applies distinct investment styles through its investment management divisions: GWL Investment Management (Top-down, Growth Oriented, All Cap Manager), London Capital Management (Bottom-up, Quantitative, Large Cap Manager), Laketon Investment Management (Bottom-up, Large Cap, Growth Manager), Portico Investment Management (Fixed Income)

CAP Services: GLC’s mandates and investment solutions are available to institutional investors through our partnership with Great-West Life’s Institutional Investment Solutions team.


Goldman Sachs Asset Management, LP

Contact: Andrew Williams, Vice-president

Address: 200 West St., New York, NY, 10282

Phone: 212-357-0025

Fax:

Ownership Structure: Principals: 4.79%, Public: 95.21%, Third Party: As of July 3, 2017, signatories of the Goldman Sachs Shareholders' Agreement owned 4.79% of the common stock of GSG, Inc. The signatories include all current participating Managing Directors of Goldman Sachs. GSG, Inc. stock is publicly traded on the New York Stock Exchange. Source: Amendment No. 94 to Schedule 13D/A, dated July 19, 2017 Source: https://www.sec.gov/Archives/edgar/data/886982/000119312517231357/d420751dsc13da.txt

Established: 1988

Minimum Investment- Pooled: Varies by product, Separate: Varies by product

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Varies by product


GREYSTONE MANAGED INVESTMENTS INC.

Contact: Sean Collins, Senior Vice-president, Institutional Relationships

Address: Ste. 4510, 77 King St. W., TD North Tower, Toronto, ON, M5K 1J3

Phone: 416-309-2190

Fax: 416-309-2189

Ownership Structure: Principals: 70%, Public: , Third Party: 30% Three pension funds, all of which are Greystone clients, own a minority position.

Established: 1988

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Large Cap
Style Bias: Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment Management - Including Target Date Funds, Balanced Funds, Canadian Equity, US Equity, International Equity, Chinese Equity, Global Equity, Fixed Income, Real Estate, Infrastructure


GUARDIAN CAPITAL LP

Contact: Robert Broley, Senior Vice-president

Address: 199 Bay St., Commerce Court W., Ste. 3100, Toronto, ON, M5L 1E8

Phone: 416-947-4086

Fax: 416-364-9634

Ownership Structure: Principals: , Public: , Third Party: Wholly-owned by Guardian Capital Group Limited

Established: 1962

Minimum Investment- Pooled: $1M, Separate: Varies by mandate

Manager Style -
Size Bias: All Cap
Style Bias: Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Quarterly Client Reports, Monthly Updates & Flash Reports, Client Meetings, Client Servicing Executive to provide service to clients with educational requirements


HEXAVEST INC.

Contact: Robert Brunelle, Senior Vice-president

Address: 1250 Rene-Levesque Blvd. W., Ste. 4200, Montreal, QC, H3B 4W8

Phone: 514-390-1225

Fax: 514-390-1184

Ownership Structure: Principals: 51%, Public: , Third Party: 49% Eaton Vance Corp.

Established: 2004

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Core style with a value tilt

CAP Services: Asset management


Highstreet Asset Management Inc.

Contact: AGF Institutional Sales, AGF Institutional Sales

Address: 244 Pall Mall St., Ste. 350, London, ON, N6A 5P6

Phone: 519-963-8230

Fax: 519-850-1214

Email:

Website: www.highstreet.ca

Ownership Structure: Principals: , Public: , Third Party: 100% Highstreet Asset Management Inc. is a wholly-owned subsidiary of AGF Management Ltd.

Established: 1998

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Highstreet provides discretionary money management services to high-net-worth investors, individual investors and their families, foundations, pension plans, and institutional investors.


HILLSDALE INVESTMENT MANAGEMENT INC.

Contact: Harry Marmer, Executive Vice-president

Address: 100 Wellington St. W. Ste. #2100, Toronto, ON, M5K 1J3

Phone: 416-913-3907

Fax: 416-913-3901

Ownership Structure: Principals: 80%, Public: , Third Party: 20% Private Investor

Established: 1996

Minimum Investment- Pooled: $2M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Hedged Absolute Return, Equity Minimum Risk, Custom Designed

CAP Services: Hillsdale is an independent partner owned investment boutique, specializing in High Alpha, Smart Beta and Customized Strategies.We offer a distinct set of systematic strategies with clear objectives and goals across both cap and geographic space including: Core, All Cap, Value Momentum & Quality, Growth, Quality Equity Income, ESG and Smart Beta. Hillsdale has over 21 years of experience in disciplined active investment management.


HSBC Global Asset Management (Canada) Limited

Contact: Ramy Zakher, Vice-president, Institutional Investments

Address: Ste. 300, 70 York St., Toronto, ON, M5J 1S9

Phone: 416-868-8286

Fax: 416-361-6345

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1973

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style:
Other:


INTACT INVESTMENT MANAGEMENT INC.

Contact: Werner Muehlemann, Senior Vice-president & Managing Director

Address: 2020 Robert-Bourassa Blvd., 14th Floor, Montreal, QC, H3A 2A5

Phone: 514-350-4900

Fax: 514-350-8550

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1997

Minimum Investment- Pooled: No new clients accepted for the moment, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


INTECH INVESTMENT MANAGEMENT LLC

Contact: J. Bret Young, Managing Director, Business Development

Address: CityPlace Tower, 525 Okeechobee Blvd., Ste. 1800, West Palm Beach, FL, 33401

Phone: 561-775-1130

Fax: 561-775-1152

Ownership Structure: Principals: , Public: , Third Party: INTECH is majority-owned by Janus Henderson Group plc (“Janus Henderson”), a publicly traded company (NYSE:JHG), through its subsidiary Janus Capital Management LLC (“JCM”), which owns approximately 97% of INTECH. INTECH’s employees and former employees own the remaining 3% as well as rights to approximately 9% of profits for a total economic stake of approximately 12%.

Established: 1987

Minimum Investment- Pooled: , Separate: $65M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: INTECH is a specialized global asset manager that applies advanced mathematics and systematic portfolio rebalancing to exploit a unique and reliable source of excess returns and risk control – stock price volatility. Founded in 1987 in Princeton, NJ by pioneering mathematician Dr. E. Robert Fernholz, INTECH serves institutional investors across five continents, delivering relative return, absolute return, low volatility and managed volatility investment solutions.

CAP Services: Institutional Investment Management


INTEGRA CAPITAL LIMITED

Contact: Charles Swanepoel, Chief Investment Officer

Address: 200-2020 Winston Park Dr., Oakville, ON, L6H 6X7

Phone: 905-829-1131

Fax: 905-829-0358

Ownership Structure: Principals: 90.5%, Public: , Third Party: 9.5% Gryphon Investment Counsel

Established: 1987

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Global Thematic Core, International Value, Emerging Markets Core Value, Emerging Markets Top Down Macro


INTEGRATED ASSET MANAGEMENT CORP.

Contact: David Mather, Executive Vice-president

Address: 70 University Ave., Ste. 1200, Toronto, ON, M5J 2M4

Phone: 416-933-8274

Fax: 416-760-7446

Ownership Structure: Principals: 65%, Public: 35%, Third Party:

Established: 1998

Minimum Investment- Pooled: $2M, Separate: $50M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


INVESCO

Contact: Michael Peck, Senior Vice-president, Head of Canadian Institutional

Address: 120 Bloor St. E., Ste. 700, Toronto, ON, M4W 1B7

Phone: 416-324-7679

Fax:

Ownership Structure: Principals: 7%, Public: 93%, Third Party:

Established: 1935

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Multi-asset, Real Estate (Direct & Securities, Smart Beta, Senior Secured Loans, Private Equity (Distressed and Fund of funds), Risk Parity

CAP Services: Invesco Consulting, wholly owned by Invesco Ltd., specializes in helping financial professionals get, keep and grow their business with new and better techniques.


J. Zechner Associates Inc.

Contact: David Cohen, President

Address: 130 Adelaide St. W., Toronto, ON, M5H 3P3

Phone: 416-867-8649

Fax: 416-867-8705

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1993

Minimum Investment- Pooled: $150,000, Separate: $1M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment management


J.P. MORGAN ASSET MANAGEMENT (CANADA) Inc.

Contact: Geoff McLeod, Vice-president, Client Advisor

Address: Ste. 4500, TD Bank Tower, 66 Wellington St. W., Toronto, ON, M5K 1E7

Ownership Structure: Principals: , Public: , Third Party:

Established: 1871

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Investment products only


Jacobs Levy Equity Management, Inc.

Contact: David P. Sparacino, CFA, Director, Client Service & Marketing

Address: 100 Campus Dr., P.O. Box 650, Florham Park, NJ, 07932

Phone: 973-410-9222

Fax: 973-410-9333

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: $6 M (CDN), Separate: $32 M (CDN)

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Jacobs Levy is a quantitative equity manager. The firm offers strategies managed to a variety of benchmarks, including small, mid, large, and all cap, as well as growth, value, and core, indices. Jacobs Levy also offers 130-30 enhanced active and absolute return strategies.

CAP Services: We provide investment management services to all clients.


Jarislowsky, Fraser Limited

Contact: Peter Godec, Partner

Address: 20 Queen St. W., Ste. 3100, Toronto, ON, M5H 3R3

Phone: 416-363-7417

Fax: 416-363-8079

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1955

Minimum Investment- Pooled: $1M, Separate: $15-$20M - Could be less for special situations

Manager Style -
Size Bias: Large Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit, Yield Curve
Other:

CAP Services: Full service to direct clients - Reporting, Meetings, etc.; Provides insurance companies with reporting packages and extra data for their reports, meetings with insurance company reps for updates and will meet with alliance clients annually if requested.


LASALLE INVESTMENT MANAGEMENT

Contact: John McKinlay, CEO Canada

Address: 22 Adelaide St. W., Ste. 2600 , Toronto, ON, M5H 4E3

Phone: 416-304-6000

Fax: 416-304-6001

Ownership Structure: Principals: , Public: 100%, Third Party: Approximately 59% of Jones Lang LaSalle shares are held by 20 institutional investors, with the remaining balance held by other institutional investors, employees and individuals.

Established: Firm - 1980, Operations in Canada - 2000

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


Lazard Asset Management LLC

Contact: Luz Rodriguez, Vice-president

Address: 30 Rockefeller Plaza, New York, NY, 10112

Phone: 212-632-6000

Fax: 212-332-5656

Ownership Structure: Principals: , Public: , Third Party: 100% Lazard Asset Management LLC is a Delaware limited liability company. It is a wholly-owned subsidiary of Lazard Frères & Co. LLC (LF&Co.), a New York limited liability company with one member, Lazard Group LLC, a Delaware limited liability company. Interests of Lazard Group LLC are held by Lazard Ltd., which is a Bermuda corporation with shares that are publicly traded on the New York Stock Exchange under the symbol “LAZ.” For additional details on ownership, please refer to Lazard’s Form ADV Part 1, which is available on the SEC website.

Established: 1970

Minimum Investment- Pooled: , Separate: $6.49M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Lazard’s sole business is investment management.


LEITH WHEELER INVESTMENT COUNSEL

Contact: Ben Homsy, Portfolio Management, Fixed Income

Address: 1500-400 Burrard St., Vancouver, BC, V6C 3A6

Phone: 604-683-3391

Fax: 604-683-0323

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1982

Minimum Investment- Pooled: $3M, Separate: $10M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


LETKO, BROSSEAU & ASSOCIATES INC.

Contact: Pierre Camu / Lisa Caswell, Director, Client Services

Address: 1800 McGill College Ave., Ste. 2510, Montreal, QC, H3A 3J6

Phone: 514-499-1200

Fax: 514-499-0361

Ownership Structure: Principals: 84%, Public: , Third Party: 16% Private Individuals

Established: 1987

Minimum Investment- Pooled: $1M, Separate: $5M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset management


LINCLUDEN INVESTMENT MANAGEMENT

Contact: Wayne Wilson, Vice-president

Address: 201 City Centre Dr., Ste. 201, Mississauga, ON, L5B 2T4

Phone: 905-273-4240

Fax: 905-273-4882

Ownership Structure: Principals: , Public: , Third Party: 40% employee owned

Established: 1982

Minimum Investment- Pooled: $150,000, Separate: $2M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Foreign Bonds

CAP Services: Meet with Trustees regularly, Provide Investment Reports with Performance Quarterly, Willing to Customize Reporting Formats to meet clients' requirements


LORICA INVESTMENT COUNSEL INC.

Contact: Joanne Nahibuan, Manager, Marketing & Client Services

Address: 130 Spadina Ave., Ste. 801, Toronto, ON, M5V 2L4

Phone: 647-776-8107

Fax: 416-850-5393

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: , Separate: $34M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Mackenzie Investments

Contact: Mark Sack, Vice-president

Address: 180 Queen St. W., Toronto, ON, M5V 3K1

Phone: 416-967-2151

Fax: 416-979-7424

Ownership Structure: Principals: , Public: , Third Party: IGM Financial Inc.

Established: 1967

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


MANULIFE ASSET MANAGEMENT

Contact: Adam Neal, Head of Distribution - Canada

Address: NT5, 200 Bloor St. E., Toronto, ON, M4W 1E5

Phone: 416-852-7498

Fax: 416-852-5700

Ownership Structure: Principals: , Public: , Third Party: 100% Manulife Financial Corporation

Established: 1949

Minimum Investment- Pooled: $5M, Separate: Equity - $10M, Bonds & Debt - $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: LDI

CAP Services: Portfolio / Investment Management


Marathon-London

Contact: Wilson Phillips, Client Director

Address: Orion House, 5 Upper St. Martin's Lane, London, UK, WC2H 9EA

Phone: 207-497-2211

Fax: 207-497-2399

Email:

Website: www.marathon-london.com

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1986

Minimum Investment- Pooled: $25M, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment Management


MAWER INVESTMENT MANAGEMENT LTD.

Contact: Rob Campbell, Institutional Portfolio Manager

Address: Ste. 830, Box 43, 333 Bay St., Toronto, ON, M5H 2R2

Phone: 416-865-5297

Fax: 416-865-3357

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1974

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Plan member communication meetings, website, quarterly investment newsletter


Mercer Global Investments Canada Limited

Contact: Bill Ham, Partner

Address: 120 Bremner Blvd., Ste. 800, Toronto, ON, M5J 0A8

Phone: 416-868-7269

Fax: 416-868-7676

Ownership Structure: Principals: , Public: , Third Party: 100% Marsh & McLennan

Established: 2006

Minimum Investment- Pooled: $10M, Separate: $250M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Manager of Managers with blended style and size

CAP Services: Delegated DC management services


MFS Investment Management Canada Limited

Contact: Christine Girvan, Managing Director of Sales, Canada

Address: 77 King St. W., 35th Floor, Toronto, ON, M5K 1B7

Phone: 416-361-7273

Fax: 416-862-0167

Ownership Structure: Principals: Up to 20%, Public: , Third Party: 80% Sun Life Financial, Inc. (parent company)

Established: 1924

Minimum Investment- Pooled: $3M, Separate: Contact for details

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset Management


MONTRUSCO BOLTON INVESTMENTS INC.

Contact: Richard Guay, Senior Vice-president

Address: 1501 McGill College Ave., Ste. 1200, Montreal, QC, H3A 3M8

Phone: 514-842-6464

Fax: 514-282-2550

Ownership Structure: Principals: 34%, Public: , Third Party: 66% AMG: 42%, FSTQ: 24%

Established: 1946

Minimum Investment- Pooled: $5M, Separate: $5M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: The range of our investment services include, but is not restricted to the following: investment management, proxy voting, responsible investing, reporting.


MORGUARD INVESTMENTS LIMITED

Contact: Luigi Luppi, Director, New Business & Investor Services

Address: 55 City Centre Dr., Ste. 800, Mississauga, ON, L5B 1M3

Phone: 905-281-5383

Fax: 905-281-1800

Ownership Structure: Principals: , Public: , Third Party: Private company owned 100% by Morguard Corporation

Established: 1975

Minimum Investment- Pooled: $5M, Separate: $30M-$50M range

Manager Style -
Size Bias:
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


Neuberger Berman Group LLC

Contact: Clay Khan, Relationship Manager, Managing Director

Address: 100 King St. W., Ste. 5850, Toronto, ON, M5X 1E4

Phone: 416-883-6903

Fax:

Ownership Structure: Principals: Neuberger Berman is a private, independent, employee-owned investment manager with more than 400 current employee owners as of June 30, 2017., Public: , Third Party:

Established: 1939

Minimum Investment- Pooled: $1M, Separate: $100M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


Ninepoint Partners

Contact: Jalaj Antani, Vice-president, Institutional Sales

Address: 200 Bay St., Ste. 2700, Toronto, ON, M5J 2J1

Phone: 416-943-8091

Fax: 416-943-6497

Ownership Structure: Principals: , Public: , Third Party:

Established: 2017

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:


Northern Trust Asset Management

Contact: David Lester, Senior Vice-president

Address: 1910-145 King St. W., Toronto, ON, M5H 1J8

Phone: 416-775-2215

Fax: 416-366-2033

Ownership Structure: Principals: , Public: , Third Party:

Established: 1889

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Large Cap
Style Bias: Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style:
Other: Hedge Funds, Private Equity, Engineered Equity, Transition Management


O'Shaughnessy Asset Management

Contact: Chris Loveless, President

Address: 6 Suburban Ave., Stamford, CT, 06901

Phone: 203-975-3304

Fax: 203-975-3310

Ownership Structure: Principals: 90, Public: 0, Third Party: 10 The Royal Bank of Canada owns a passive 10% interest in the firm.

Established: 2007

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: CAP Services: OSAM believes in the effectiveness of applying fundamental research to uncover the most effective quantitative stock selection strategies. We conduct exhaustive studies to identify historically proven characteristics possessed by the most successful stocks within different asset classes. We maintain our leadership role in quantitative research through encouraging a culture of continuous research and innovation that stays true to the core premise. Our combination of leading data sources, proprietary research platform, and seasoned team of researchers and portfolio managers provides us unprecedented insight into why and how markets move. This research forms the basis of every portfolio we offer. Short-term market fluctuations do not distract us from our longer-term goals. Our stock selection screens generally add value over full market cycles and we stay fully invested in the market. At the core of our philosophy is a high level of transparency. We show you how and why we choose stocks to help you to understand our models and how they are designed to perform. We believe the market for equity securities is inefficient which creates opportunities for the disciplined investor to arbitrage human nature. Our process replaces emotional investment decisions with the application of time-tested strategies with strong real-time performance. Our strategies select stocks in a logical, unemotional way, and we do not deviate from our investment process.


OFI Global Asset Management

Contact: Peter McCarthy, Director, International Business Development

Address: 225 Liberty St., New York, NY, 10281

Phone: 212-323-5794

Fax:

Ownership Structure: Principals: 20%, Public: , Third Party: 80% OFI Global Asset Management consists of OppenheimerFunds and certain of its advisory subsidiaries, including OFI Global Asset Management, Inc., OFI Global Institutional, Inc., OFI SteelPath, Inc., OFI Global Trust Company, OFI Private Investments, Inc. and VTL Associates, LLC. OppenheimerFunds is an indirect subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). MassMutual indirectly controls OppenheimerFunds by holding approximately 80% of equity in Oppenheimer Acquisition Corp. (OAC), the holding corporation founded after MassMutual’s acquisition of OppenheimerFunds in 1989. The remaining approximately 20% of equity in OAC is reserved for employee ownership through the company’s long-term awards program.

Established: 1959

Minimum Investment- Pooled: 1, Separate: 10-90

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style:
Other: The team believes consistent outperformance can be achieved by operating within a risk-controlled framework to seek diversified sources of risk-adjusted alpha and to mitigate downside; expressing top-down views primarily via active sector allocation, not material duration/yield curve positioning.

CAP Services: Investment management


Optimum Asset Management

Contact: Brigitte Gascon, Vice-president, Development

Address: 425 de Maisonneuve Blvd. W., Ste. 1620, Montreal, QC, H3A 3G5

Phone: 514-288-7545

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1985

Minimum Investment- Pooled: $1M, Separate: $10M

Manager Style -
Size Bias: Mid, Large Cap
Style Bias: Value, Growth
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:


Orbis Investment Management Limited

Contact: Chris Horwood, Investment Counsellor (Dealing Representative, Orbis Investment Advisory (Canada) Limited)

Address: Orbis House, 25 Front St., Hamilton, Bermuda, BM, HM 11

Phone: 441-296-3000

Fax: 441-296-3001

Ownership Structure: Principals: 100%, Public: , Third Party: Orbis Investment Management Limited is ultimately majority owned by Allan & Gill Gray Foundation, which was settled by the company’s founder and which has no owners in the traditional sense and is instead designed to exist in perpetuity and to serve two equally important purposes: to promote the commercial success, continuity and independence of the Orbis and Allan Gray groups, and to ensure that the distributable profits the Foundation receives from these firms are ultimately devoted exclusively to philanthropy. Importantly, the foundation does not directly manage Orbis but rather vests control of the firm in Orbis Allan Gray Limited, a holding company whose board consists of a majority of present executives and includes non-executive directors. A minority interest is held by current and former executives of Orbis and their families.

Established: 1989

Minimum Investment- Pooled: US$5M, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Pooled investment vehicles


PGIM FIXED INCOME

Contact: Brad Blalock, Managing Director, Head of North America Client Advisory Group and Global Head of Consultant Relations

Address: 655 Broad St., 8th Floor, Newark, NJ, 07102

Phone: 973-367-5431

Fax:

Ownership Structure: Principals: , Public: PGIM Fixed Income's ultimate parent company, Prudential Financial, Inc., is 100% owned by its shareholders (NYSE:PRU)., Third Party:

Established:

Minimum Investment- Pooled: 13M$, Separate: Varies by Strategy

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Currency, Quantitative Research, Relative Value

CAP Services: Investment management


Phillips, Hager & North Investment Management (RBC GAM Inc.)

Contact: John Skeans, Vice-president

Address: 200 Burrard St., Vancouver, BC, V6C 3N5

Phone: 604-408-6000

Fax: 604-685-5712

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1964

Minimum Investment- Pooled: Minimum fee: $75,000 per annum in fees, Separate: Minimum fee: $150,000 per annum in fees

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: ESG, Low Volatility, Active Extension, Market Neutral, Alternatives

CAP Services: PH&N IM is distinguished by our service-oriented culture, which is based on partnering with clients to deliver relevant investment solutions and reporting, as well as educational support to understand the decisions that are implemented in their portfolios.


PICTET ASSET MANAGEMENT LTD.

Contact: John Maratta, Head of Institutional - North America

Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC, H3B 4W5

Phone: 514-288-0253

Fax: 514-288-5473

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1980 (Parent - 1805)

Minimum Investment- Pooled: $1M, Separate: $50M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value, Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit
Other:


Picton Mahoney Asset Management

Contact: Taras Klymenko, Head of Institutional Business

Address: 33 Yonge St. - Ste. 830, Toronto, ON, M5E 1G4

Phone: 416-955-4845

Fax: 416-955-4100

Ownership Structure: Principals: , Public: , Third Party: Employee Owned

Established: 2004

Minimum Investment- Pooled: $25M, Separate: $25M

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Alternative Investment Solutions; Equity Market Neutral (Canadian & Global), Equity Long/Short (Canadian, US SMID, Global, EM & Global Resources), Credit Long/Short, Volatility Management, Diversified Fund of Fund

CAP Services: Investment Management


Pier 21 Asset Management Inc.

Contact: David M. Star, President & CEO

Address: 1751 Richardson St., Ste. 2.200, Montreal, QC, H3K 1G6

Phone: 514-397-4027

Fax: 514-397-8700

Ownership Structure: Principals: 100% privately-owned, Public: , Third Party:

Established: 2005

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Global Equity EAFE Emerging Markets Equity


PIMCO Canada Corp.

Contact: Patrice Denis, Executive Vice-president

Address: 199 Bay St., Ste. 2050, Toronto, ON, M5L 1G2

Phone: 416-368-3350

Fax: 416-368-3576

Ownership Structure: Principals: , Public: , Third Party: PIMCO Canada Corp. established in 2004, is an indirect subsidiary of PIMCO. PIMCO is a limited liability company that is a majority owned subsidiary of Allianz Asset Management (AAM), which is a subsidiary of Allianz SE (Allianz).

Established: PIMCO Canada was established in 2004. PIMCO Canada’s parent, Pacific Investment Management Company, LLC (PIMCO) was founded in 1971.

Minimum Investment- Pooled: $5M, Separate: $75M

Manager Style -
Size Bias:
Style Bias:
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other:

CAP Services: We provide sub-advisory investment management services to fund of funds DC providers and provide investment management services to DC providers within our PIMCO Canada pooled vehicles.


Presima, Inc.

Contact: Francois Forget, Executive Vice-president Global Head of Client Service & Business Development

Address: 1000 Jean-Paul-Riopelle Place, Ste. E-400, Montreal, QC, H2Z 2B6

Phone: 514-673-1317

Fax: 514-673-1378

Ownership Structure: Principals: , Public: , Third Party: 100% Wholly-owned subsidiary of NAB Asset Management.

Established: 2004

Minimum Investment- Pooled: $5M, Separate: $25M

Manager Style -
Size Bias: All Cap
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: We believe that our investment style does not fit a traditional "style" boxer. Our goal is to constantly outperform by identifying mispriced global listed real estate securities.

CAP Services: Global REITs Portfolios


Renewal Funds

Contact: Nicole Bradbury, Senior Vice-president

Address: 500-163 W. Hastings St., Vancouver, BC, V6B 1H5

Phone: 604-844-7474

Fax: 604-844-7441

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2008

Minimum Investment- Pooled: $500,000, Separate:

Manager Style -
Size Bias: Small Cap
Style Bias: Growth, GARP
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


Romspen Investment Corporation

Contact: Dianna Price, Executive Vice-president Investor Relations, Business Development

Address: 162 Cumberland St., Ste. 300, Toronto, ON, M5R 3N5

Phone: 416-928-5105

Fax: 416-966-1161

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1966

Minimum Investment- Pooled: $150,000, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Canadian and US mortgages

CAP Services: None


ROSSEAU ASSET MANAGEMENT LTD.

Contact: Jow Lee, CFO

Address: 181 Bay St., Ste. 2920, Toronto, ON, M5J 2T3

Phone: 416-777-0712

Fax: 416-777-0718

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1998

Minimum Investment- Pooled: $250,000, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:


RP Investment Advisors

Contact: Ann Glazier Rothwell, Head of Business Development

Address: 39 Hazleton Ave., Toronto, ON, M5R 2E3

Phone: 647-776-0652

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2009

Minimum Investment- Pooled: Varies by strategy, Separate: Varies by strategy

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:


RUSSELL INVESTMENTS CANADA

Contact: Andrew Kitchen, Managing Director, Canada Institutional

Address: 100 King St. W., Ste. 4510, Toronto, ON, M5X 1E4

Phone: 416-362-8411

Fax: 416-362-4494

Ownership Structure: Principals: , Public: , Third Party: 100% TA Associates Reverence Capital Russell Investments Management

Established: 1936

Minimum Investment- Pooled: $10M, Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Through its strategic partnerships with major record-keeping firms, offers a suite of Life Cycle Funds (Multi Asset Funds) and Single Asset Class Funds (Russell Investments Funds); all funds are managed using Multi-asset, Multi-style, Multi-manager process


SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC.

Contact: Ross Servick, Head of Canadian Distribution

Address: 7 Bryant Park, New York, NY, 10018

Phone: 646-768-1245

Fax: 212-641-3985

Ownership Structure: Principals: 47.9%, Public: 48.5%, Third Party: 3.6% Schroder employees

Established: 1804

Minimum Investment- Pooled: Varies by strategy, Separate: Varies by strategy

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Asset Management


Scotia Institutional Asset Management

Contact: Ed Calicchia, Vice-president & Institutional Portfolio Manager

Address: 1 Adelaide St. E., 23rd Floor, Toronto, ON, M5C 2V9

Phone: 416-933-2238

Fax: 416-365-5634

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1877

Minimum Investment- Pooled: $10M, Separate: $25M

Manager Style -
Size Bias: Large Cap
Style Bias: Growth, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Immunized Assets

CAP Services: Portfolio management


SEAMARK Asset Management Ltd.

Contact: Don Wishart, President

Address: 810-1801 Hollis St., Halifax, NS, B3J 3N4

Phone: 902-423-4741

Fax: 902-423-0726

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1982

Minimum Investment- Pooled: $150,000, Separate: $1M

Manager Style -
Size Bias: Large Cap
Style Bias: Value, Growth, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Yield Curve
Other:

CAP Services: Investment management services; Educational services to plan members on request.


Setanta Asset Management

Contact: Rocco Vessio, Director Business Development, Canada

Address: 190 Simcoe St., Toronto, ON, M5T 2W5

Phone: 416-552-5061

Fax:

Ownership Structure: Principals: , Public: 100, Third Party:

Established: 1998

Minimum Investment- Pooled: 1, Separate: 25

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Support DC Plans with a strong product range


SIONNA INVESTMENT MANAGERS

Contact: Kelly Battle, Vice-president, Relationship Management

Address: 8 King St. E., Ste. 1600, Toronto, ON, M5C 1B5

Phone: 416-203-2732

Fax: 416-203-8033

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2002

Minimum Investment- Pooled: $5M, Separate: $10M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management


Spartan Fund Management Inc.

Contact: Brent Channell, Managing Director

Address: 100 Wellington St. W., Ste. 2101, Toronto, ON, M5K 1J3

Phone: 416-601-3172

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2006

Minimum Investment- Pooled: $0.01M, Separate: $0.5M

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: 18 Separate Hedge Funds

CAP Services: Hedge Funds


SPRUCEGROVE INVESTMENT MANAGEMENT LTD.

Contact: Tasleem Jamal, Vice-president, Marketing & Client Services

Address: 181 University Ave., Ste. 1300, Toronto, ON, M5H 3M7

Phone: 416-363-5854

Fax: 416-363-6803

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1993

Minimum Investment- Pooled: $5M, Separate: $50M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment Management Advice


STATE STREET GLOBAL ADVISORS, LTD.

Contact: Michael W. Brown, Vice-president, Canada Consultant Relations

Address: 30 Adelaide St. E., Ste. 500, Toronto, ON, M5C 3G6

Phone: 647-775-5778

Fax: 647-775-7264

Ownership Structure: Principals: <5%, Public: >95%, Third Party: (see below) State Street Global Advisors, Ltd. (“SSGA Canada”) is a limited liability corporation incorporated under the laws of Canada. SSGA Canada is a wholly-owned subsidiary of SSGA International Holdings Inc. (“SSGA IH”). SSGA IH is a wholly-owned subsidiary of SSGA Inc., which is a wholly-owned subsidiary of State Street Corporation. State Street Corporation is a publicly traded bank holding company whose shares are traded on the New York Stock Exchange under the symbol “STT.”

Established: 1991

Minimum Investment- Pooled: Minimum annual fees apply, Separate: Minimum annual fees apply

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Global Macro,REITS and Infrastructure

CAP Services: Investment Management


Stonebridge Financial Corporation

Contact: Yvon J. Jeghers, Vice-president & Managing Director

Address: 20 Adelaide St. E., Ste. 1201, Toronto, ON, M5C 2T6

Phone: 416-364-3001

Fax: 416-364-1565

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1998

Minimum Investment- Pooled: $5M, Separate: $10M

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Private Debt, includes Energy & Social Infrastructure, Mortgages & Lease Securitization


SUN LIFE GLOBAL INVESTMENTS

Contact: Lori Landry, Chief Marketing Officer & Head of Institutional Business

Address: 225 King St. W., Toronto, ON, M5V 3C5

Phone: 416-408-7799

Fax: 416-586-0399

Ownership Structure: Principals: Sun Life Financial, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Full Suite of Funds, Communications, Education, Governance Reporting


Sun Life Institutional Investments (Canada) Inc.

Contact: Carl Bang, President, Sun Life Institutional Investments (Canada) Inc.

Address: 150 King St. W., Toronto, ON, M5H 1J9

Phone: 416-204-3855

Fax:

Ownership Structure: Principals: , Public: , Third Party: Sun Life Institutional Investments (Canada) Inc. is an indirect wholly-owned subsidiary of Sun Life Financial Inc., a publicly traded company listed on the Toronto (TSX), New York (NYSE) and Philippine (PSE) stock exchanges under the ticker symbol SLF.

Established: 2013

Minimum Investment- Pooled: Varies by pooled fund, Separate: Varies by mandate

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Our primary source of value-add within our fixed income teams is credit analysis. We typically do not take active interest rate positions.

CAP Services: We offer investment management services to defined contribution pension plans through our Group Retirement Services Business Unit.


T. ROWE PRICE

Contact: Bruce E. Winch, Head of Sales, Canada

Address: 77 King St. W, Ste. 4240, Toronto, ON, M5K 1G8

Phone: 416-360-7214

Fax:

Ownership Structure: Principals: 16%, Public: 100%, Third Party: Independent, publicly traded company with significant employee ownership, approximately 16-20% of firm's equity

Established: 1937

Minimum Investment- Pooled: Varies by strategy and product, Separate: Varies by strategy and product

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, Core
Management Style: Active
Fixed Income Management Style: Active, Passive
Bond Management Style: Duration, Credit, Yield Curve
Other: Passive Fixed Income - *Barclays U.S. Aggregate Bond Index (TRP US Bond Index Fund)

CAP Services: Investment Management only for Canadian clients


TD Asset Management Inc.

Contact: Mark Cestnik, Managing Director

Address: 161 Bay St., 34th Floor, Toronto, ON, M5J 2T2

Phone: 416-983-7088

Fax:

Ownership Structure: Principals: , Public: , Third Party: 100% Wholly-owned subsidiary of the Toronto-Dominion Bank.

Established: 1987

Minimum Investment- Pooled: $17M, Separate: $50M (Active) $200M (Passive)

Manager Style -
Size Bias: Large, All Cap
Style Bias: Value, GARP, Core
Management Style: Active, Passive
Fixed Income Management Style: Active, Passive
Bond Management Style: Credit, Yield Curve
Other: Minimum Variance (Low Volatility)

CAP Services: Investment Management


Timbercreek Asset Management Inc.

Contact: Carrie Morris, Managing Director, Capital Markets & Corporate Communications

Address: 25 Prince St., Toronto, ON, M4W 1Z1

Phone: 416-923-9967

Fax: 416-848-9494

Ownership Structure: Principals: 75%, Public: , Third Party: 25%

Established: 1999

Minimum Investment- Pooled: $5M, Separate: $20M

Manager Style -
Size Bias:
Style Bias: Value
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style:
Other: Global asset manager specializing in real estate and other alternative asset classes.


TRIASIMA PORTFOLIO MANAGEMENT

Contact: Nathalie Nowlan, Vice-president, Client Relationships

Address: 1555 Peel St., Ste. 1200, Montreal, QC, H3A 3L8

Phone: 514-906-0667

Fax: 514-284-3060

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: minimum fee $3,500, Separate: minimum fee $5,000

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Value, Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management


Triovest

Contact: Ryan Schott, Senior Director, Marketing & Communications

Address: #1200-40 University Ave., Toronto, ON, M5J 1T1

Phone: 416-362-0045

Fax:

Ownership Structure: Principals: Coril Group of Companies, Public: , Third Party:

Established: 2011

Minimum Investment- Pooled: , Separate:

Manager Style -
Size Bias: All Cap
Style Bias: Value, Growth, Core
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other: Third-party Commercial Real Estate Management and Advisory Services

CAP Services: Third-party Commercial Real Estate Management and Advisory Services


UBS ASSET MANAGEMENT (CANADA) INC.

Contact: David Coyle, Executive Director

Address: 161 Bay St., Ste. 4100, Toronto, ON, M5J 2S1

Phone: 416-681-5200

Fax: 416-681-5100

Ownership Structure: Principals: , Public: 100%, Third Party:

Established: 1986 (Canada)

Minimum Investment- Pooled: $15M, Separate: $50M

Manager Style -
Size Bias: Small, Large, All Cap
Style Bias: Growth, Core
Management Style: Active, Passive
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other:

CAP Services: Pooled Funds provided through insurance company fund platforms


UNIGESTION ASSET MANAGEMENT (CANADA) INC.

Contact: Rémi Colcombet, Head of Institutional Clients - Canada

Address: TD Canada Trust Tower, 161 Bay St., 27th Floor, Toronto, ON, M5J 2S1

Phone: 647-350-2020

Fax:

Ownership Structure: Principals: 73%, Public: , Third Party: 27%

Established: 1971

Minimum Investment- Pooled: $5M, Separate: $75M

Manager Style -
Size Bias: All Cap
Style Bias: Core
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other: Risk Managed Equities, Private Equity, Alternatives and Multi-Asset

CAP Services: Unigestion Global Equities (Developed) & Unigestion All Country World Equities (Canadian domiciled pooled funds) as well as capabilities investing in Emerging Market, European, US, Japanese & Asian equities


Van Berkom and Associates Inc.

Contact: Simon Lussier, Partner, VB, CCO

Address: 1130 Sherbrooke St. W., 1005, Montreal, QC, H3A 2M8

Phone: 514-798-3188

Fax: 514-985-2430

Ownership Structure: Principals: 100, Public: , Third Party:

Established: 1992

Minimum Investment- Pooled: , Separate: 5.0

Manager Style -
Size Bias: Small Cap
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: The services provided to Defined Contribution Pension Plan clients are the same as the services provided to VBA's other clients. We provide portfolio management for Canadian and US Small-Cap Equities.


Van Berkom and Associates.com

Contact: Simon Lussier, Partner, Vice-president, CCO

Address: 1130 Sherbrooke St., #1005, Montreal, QC, H3A 2M8

Phone: 514-798-3188

Fax: 514-985-2430

Ownership Structure: Principals: 100, Public: , Third Party:

Established: 1992

Minimum Investment- Pooled: , Separate: $5.0

Manager Style -
Size Bias: Small Cap
Style Bias:
Management Style:
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: The services provided to Defied Contribution Pension Plan clients are the same as the services provided to VBA's other clients. WE provide portfolio management for Canadian and US Small-Cap Equities


Venator Capital Management Ltd.

Contact: Brian Viveiros, Director of Sales

Address: 2 Bloor St. W., Ste. 901, Toronto, ON, M4W 3E2

Phone: 647-361-8549

Fax: 647-477-2529

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2006

Minimum Investment- Pooled: $0.1M, Separate: $10M

Manager Style -
Size Bias: Small, Mid Cap
Style Bias: Value, GARP
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Credit
Other:


VONTOBEL ASSET MANAGEMENT, INC.

Contact: Jeffrey Kutler, Executive Director, Institutional Clients, North America

Address: 1540 Broadway, 38th Floor, New York, NY, 10036

Phone: 646-431-3310

Fax: 646-792-4356

Ownership Structure: Principals: , Public: , Third Party: Vontobel Holding AG

Established: 1984

Minimum Investment- Pooled: US$10M or equivalent, Separate: US$100M or equivalent

Manager Style -
Size Bias: All Cap
Style Bias: Growth
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:

CAP Services: Investment management services


WELLINGTON MANAGEMENT COMPANY LLP

Contact: Alan J. Matijas, Managing Director, Canada

Address: 280 Congress St., Boston, MA, 02210

Phone: 617-951-5000

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 1928

Minimum Investment- Pooled: $5M, Separate: Varies by approach

Manager Style -
Size Bias: Small, Mid, Large, All Cap
Style Bias: Value, Growth, GARP, Core
Management Style: Active
Fixed Income Management Style: Active
Bond Management Style: Duration, Credit, Yield Curve
Other: Manage client assets using a broad range of Equity, Fixed Income, Currency, Specialty, Alternative, Asset Allocation, Multi-strategy investment approaches

CAP Services: Investment Management


Wise Capital Management Inc.

Contact: Sam Wiseman, CIO

Address: 103-90 Eglinton Ave. W., Toronto, ON, M4R 2E4

Phone: 416-483-1900

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2000

Minimum Investment- Pooled: 1, Separate: 1

Manager Style -
Size Bias: All Cap
Style Bias: Value
Management Style: Active
Fixed Income Management Style:
Bond Management Style:
Other:


YTM Capital Asset Management Ltd.

Contact: Stephanie Kremer, Vice-president Business Development

Address: 295 Robinson St., Ste. 202, Oakville, ON, L6J 1G7

Phone: 905-582-3853

Fax:

Ownership Structure: Principals: 100%, Public: , Third Party:

Established: 2010

Minimum Investment- Pooled: $1M, Separate:

Manager Style -
Size Bias:
Style Bias:
Management Style:
Fixed Income Management Style: Active
Bond Management Style: Credit
Other: Private Mortgages Investment Fund