EAFE and Emerging Markets Directory

AB (AllianceBernstein L.P.)

Contact: Wendy Brodkin, Managing Director

Address: Brookfield Place, 161 Bay St. - 27th Floor, Toronto, CA

Phone: 416-572-2534

Fax: 212-756-4405

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: First Dedicated EM Strategy:1989

Ownership Structure: Principals -0.1217, Public -0.2327, Third Party -0.6456 Direct and indirect ownership including unallocated units in deferred compensation plans

Business Relationships: We are affiliated with a number of financial service organizations, the most prominent being AXA, a global financial services and insurance company organized in France; AXA Financial, Inc., a global financial services organization; AXA Equitable Life Insurance Company, a US insurance company; Sanford C. Bernstein & Co., LLC, a US-registered broker-dealer; and Sanford C. Bernstein Ltd., a UK-registered broker-dealer. AXA, AXA Financial, and AXA Equitable are parents of AllianceBernstein. Sanford C. Bernstein & Co., LLC and Sanford C. Bernstein Ltd. are wholly-owned subsidiaries of AllianceBernstein.

Performance Presentation Standards: GIPS

Locations: Atlanta, Austin, Boston, Buenos Aires, Chicago, Cleveland, Dallas, Denver, Houston, Los Angeles, Mexico City, Miami, Minneapolis, New York, Philadelphia, San Antonio, San Diego, San Francisco, Sao Paolo, Scottsdale, Seattle, Tampa, Toronto, Washington DC, West Palm Beach, White Plains, Fukuoka, Central Hong Kong, Kaohsiung City, Melbourne, Seoul, Singapore City, Shanghai, Sydney, Taichung City, Taipei, Tokyo, Schiphol, Copenhagen, Frankfurt, Geneva, London, Luxembourg, Milan, Munich, Paris, Stockholm, Tel-Aviv, Zurich

Minimum Investment - Pooled: C$10 million for Canadian Pooled Trusts

Minimum Investment - Separate: C$35 million EM; C$70 million Developed

Portfolio Managers: 47 Research Analysts: 87


Aberdeen Asset Management Inc.

Contact: Renee Arnold, Head of Business Development, Canada

Address: 161 Bay St., 44th Floor, TD Canada Trust Tower, Toronto, ON

Phone: 416-777-5570

Fax: 866-290-9322

Manager Style: Active, Large Cap, Core

Managed For/Since: EAFE: 1990; EM: 1996

Ownership Structure: Principals -0.035, Public -0.965, Third Party - Source: Aberdeen PLC; as of June 30, 2017

Business Relationships: We have strategic alliances formed with Lloyds Banking Group and Mitsubishi.

Performance Presentation Standards: GIPS

Locations: Melbourne, Sydney, Sao Paulo, Toronto, Hong Kong, Shanghai , Copenhagen, Helsinki, Paris , Frankfurt, Budapest, Jakarta, Bandung, Surabaya, Milan, Tokyo, Luxembourg, Kuala Lumpur, Amsterdam, Oslo, Singapore, Madrid, Stockholm, Zurich, Taipei, Kaohsiung, Bangkok, Jersey-Channel Islands, Bristol, Aberdeen, Edinburgh, London, Philadelphia, Miami, New York, Boston, Stamford, Abu Dhabi; affiliated persons operating under intercompany agreement based in Seoul

Minimum Investment - Pooled: EAFE - $5M EM; Equity - $10M

Minimum Investment - Separate: EAFE - $100M; EM - $100M

Portfolio Managers: EAFE: 11; EM: 51 Research Analysts: EAFE: 96


Addenda Capital Inc.

Contact: Michel Jalbert, Senior Vice-president, Business Development & Client Partnerships

Address: 800 René-Lévesque Blvd. W., Montreal, PQ

Phone: 514-908-7910

Fax: 514-287-7200

Manager Style: Active, Large Cap, Growth

Managed For/Since: 1-May-12

Ownership Structure: Principals -, Public -, Third Party - Addenda Capital's largest shareholder is Co-operators Financial Services Ltd. (71.81%), a subsidiary of The Co-operators Group Ltd. Minority shareholders include Fonds de Solidarité (FTQ) (20.67%) and current and former employees (7.52%).

Performance Presentation Standards: GIPS

Locations: Montréal, Toronto, Guelph, Regina

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 20

Portfolio Managers: 28 Research Analysts: 15


AMERICAN CENTURY INVESTMENTS

Contact: Ellen DeNicola, Vice-president, Institutional Business Group

Address: 330 Madison Ave., 9th Floor, New York, NY

Phone: 800-880-1726

Fax: 816-340-3931

Manager Style: Active, Large Cap, Growth

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -0.6, Public -, Third Party -0.4 Nomura Holdings, Inc.

Performance Presentation Standards: GIPS

Locations: Kansas City, El Segundo, Mountain View, New York City, London, Hong Kong

Minimum Investment - Separate: $25M

Portfolio Managers: 71 Research Analysts: 68


AMUNDI CANADA INC.

Contact: Gilbert Lavoie, President

Address: 2000 McGill College Ave., Ste. 1920, Montreal, QC

Phone: 514-982-2902

Fax: 514-982-2915

Manager Style: Active, Mid, Large Cap, Growth, EM Equity & Debt

Currency Managed: Yes

Managed For/Since: Stocks - 1994 Bonds - 1998

Ownership Structure: Principals -, Public -, Third Party -1 Amundi Asset Management

Performance Presentation Standards: GIPS

Locations: More than 30 countries

Minimum Investment - Pooled: $35M

Minimum Investment - Separate: Depends on strategy

Portfolio Managers: Research Analysts:


Baillie Gifford & Co

Contact: William Pacula, Marketing Director

Address: 780 Third Ave., 47th Floor, New York, NY

Phone: 212-319-4637

Fax:

Manager Style: Active, Mid, Large Cap, Growth

Currency Managed: No

Managed For/Since: Baillie Gifford started investing in the Far East in 1909. More recently, our first specialist EAFE portfolio was established in 1989 and Emerging Markets portfolio in 1994.

Ownership Structure: Principals -100% privately owned, Public -No, Third Party -No

Performance Presentation Standards: GIPS

Locations: New York, Edinburgh, London, Hong Kong

Minimum Investment - Pooled: Varied, minimum fee depending on strategy.

Minimum Investment - Separate: Varied, minimum fee depending on strategy.

Portfolio Managers: 74 Research Analysts: 31


Barings

Contact: Michael Annis, Institutional Investor Relations, Canada

Address: Brookfield Place, 161 Bay St., 27th Floor, Toronto, ON

Phone: 416-572-2737

Fax:

Manager Style: Active, GARP

Currency Managed: Yes

Managed For/Since: EAFE: 1980; EM: 1992

Ownership Structure: Principals -, Public -, Third Party -1 Wholly-owned subsidiary of

Performance Presentation Standards: GIPS

Locations: North America:

Minimum Investment - Pooled: negotiable

Minimum Investment - Separate: negotiable

Portfolio Managers: 140+ Research Analysts: 475+


Beutel, Goodman & Company Ltd.

Contact: Bruce Shewfelt, Managing Director, Client Service & Marketing

Address: 20 Eglinton Ave. W., Ste. 2000, Toronto, ON

Phone: 416-485-1010

Fax: 416-485-1799

Manager Style: Active, Large Cap, Value

Currency Managed: No

Managed For/Since: 1992

Ownership Structure: Principals -0.51, Public -, Third Party -0.49 Affiliated Managers Group, Inc.

Performance Presentation Standards: AIMR, GIPS

Locations: Toronto

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $25M

Portfolio Managers: 14 Research Analysts: Portfolio Managers are also analysts


BLACKROCK

Contact: Eric Leveille, Managing Director

Address: 161 Bay St. Ste. 2500, Toronto, ON

Phone: 416-643-4000

Fax: 416-643-4049

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: Varies by product

Ownership Structure: Principals -, Public -0.786, Third Party -0.214 PNC Financial Services Group, Inc.

Business Relationships: PNC Financial Services Group, Inc. - Affiliate; Private National Mortgage Acceptance Corporation Management, Highfields - Joint Venture; Bank of China Investment Management Co., Limited, KASB Funds Limited (Pakistan), DSP BlackRock Investment Managers (India)

Performance Presentation Standards: GIPS

Locations: Over 70 cities in 30 countries

Minimum Investment - Pooled: Varies by product

Minimum Investment - Separate: Varies by product

Portfolio Managers: 1142 Research Analysts: 372


BMO GLOBAL ASSET MANAGEMENT

Contact: Sam DiTella, Senior Vice-president, Head of Institutional Sales & Service

Address: 100 King St. W., Toronto, ON

Phone: 416-350-3126

Fax: 416-359-5950

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -, Public -, Third Party - BMO Financial Group

Business Relationships: BMO Global Asset Management (formerly F&C Asset Management plc.), BMO Asset Management Corp., Pyrford International, Taplin, Canida & Habacht (TCH)

Performance Presentation Standards: GIPS, Other

Locations: Toronto, Montreal, Minneapolis, Milwaukee, Chicago, Denver, Miami, London, Edinburgh, Paris, Madrid, Lisbon, Amsterdam, Stockholm, Frankfurt, Munich, Zurich, Milan, Geneva, Abu Dhabi, Hong Kong, Sydney

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $50M

Portfolio Managers: 190 Research Analysts: 110


BNP Paribas Asset Management

Contact: Rodolphe de Cande, Head of Canada Business Development

Address: 2001 av. Robert-Bourassa, Montreal, QC

Phone: 647-680-9451

Fax: 917-215-0982

Manager Style: Active

Currency Managed: Yes

Managed For/Since: 1999

Ownership Structure: Principals -, Public -1, Third Party -

Performance Presentation Standards: GIPS

Locations: Buenos Aires, Melbourne, Sydney, Vienna, Manama, Brussels, Sao Paulo, Montreal, Beijing, Shanghai, Helsinki, Paris, Frankfurt, Central, Mumbai, Jakarta, Milan, Tokyo, Kuala Lumpur, Mexico City, Casablanca, Amsterdam, Oslo, St. Petersburg, Singapore, Seoul, Madrid, Stockholm, Geneva, Zurich, Taipei, London, Boston, Chicago, Louisville, New York, Montevideo

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $50M

Portfolio Managers: 446 Research Analysts: 207


BNY Mellon Asset Management Canada Ltd.

Contact: Michael Parsons, Vice-president, Sales & Marketing

Address: 200 Wellington St. W., Ste. 305, Toronto, ON

Phone: 416-840-8019

Fax: 416-840-8030

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Ownership Structure: Principals -, Public -1, Third Party -

Performance Presentation Standards: AIMR, GIPS

Locations: Toronto, Boston, New York, Pittsburgh, London

Portfolio Managers: Research Analysts:


Brandes Investment Partners

Contact: Tim Newburn, Director, Institutional Group

Address: 20 Bay St., Ste. 400, Toronto, ON

Phone: 403-217-1331

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value

Currency Managed: No

Managed For/Since: EAFE-1990; EM-1994

Ownership Structure: Principals -1, Public -0, Third Party -0

Business Relationships: Affiliate: Brandes Investment Partners, L.P. (San Diego)

Performance Presentation Standards: GIPS

Locations: Toronto, San Diego, Milwaukee, Dublin, Singapore

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $10M

Portfolio Managers: 21 Research Analysts: 24


Burgundy Asset Management Ltd.

Contact: Shihab Zubair, Vice-president

Address: 181 Bay St., Ste. 4510, Toronto, ON

Phone: 416-640-2680

Fax: 416-869-9036

Manager Style: Active, Small, Mid, Large Cap, Value, Bottom-Up, Fundamental

Managed For/Since: 2005

Ownership Structure: Principals -1, Public -, Third Party -

Performance Presentation Standards: GIPS

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 10

Portfolio Managers: 11 Research Analysts: 19


CI Institutional Asset Management

Contact: Tom Johnston, Senior Vice-president

Address: 2 Queen St. E., 19th Floor, Toronto, ON

Phone: 416-681-7084

Fax: 416-681-8849

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -0.05, Public -0.95, Third Party -

Business Relationships: Visit http://www.ci.com/web/pdf/statement_policy_e.pdf

Locations: Toronto, Montreal, Calgary, Vancouver, Hong Kong, Boston, San Francisco

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $50M

Portfolio Managers: 31 Research Analysts: 42


CIBC Asset Management

Contact: Doug MacDonald, Managing Director & Head, Institutional Asset Management

Address: 18 York St., Ste. 1300, Toronto, ON

Phone: 416-780-5739

Fax: 416-364-3286

Manager Style: Active, Passive, Large Cap, Growth

Currency Managed: Yes

Managed For/Since: 1992

Ownership Structure: Principals -, Public -, Third Party - CIBC Asset Management Inc. is a wholly owned subsidiary of the Canadian Imperial Bank of Commerce (“CIBC”), a widely-held, publicly-traded company.

Performance Presentation Standards: GIPS

Locations: Toronto & Montreal

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $10M

Portfolio Managers: 25 Research Analysts: 37


Connor, Clark & Lunn Investment Management Ltd. (CC&L)

Contact: Brent Wilkins, Head of Institutional Sales - Canada

Address: 1400-130 King St. W., Box 240, Toronto, ON

Phone: 416-364-5396

Fax: 416-363-2089

Manager Style: Active, Passive, Small, Mid, Large Cap, Core

Currency Managed: Yes

Managed For/Since: EAFE: 2013 EM: 2013

Ownership Structure: Principals -0.714, Public -, Third Party -0.286 Connor, Clark & Lunn Investment Management Partnership

Business Relationships: Connor, Clark & Lunn Financial Group Ltd.

Performance Presentation Standards: GIPS

Locations: Vancouver, Toronto

Minimum Investment - Pooled: $10M

Minimum Investment - Separate: $15M

Portfolio Managers: 16 Research Analysts: 31


DIMENSIONAL FUND ADVISORS

Contact: Kevin Martino, Vice-president, Canadian Institutional Services

Address: 2 Bloor St. E., Ste. 2820, Toronto, ON

Phone: 647-498-9139

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: EAFE - 1991 Emerging Markets - 1994

Ownership Structure: Principals -, Public -, Third Party - Privately-held firm

Performance Presentation Standards: GIPS

Locations: Austin, Santa Monica & Charlotte (US); Sydney & Melbourne (Australia); London (UK); Vancouver & Toronto (Canada), Berlin (Germany); Amsterdam (The Netherlands); Singapore (Singapore); Tokyo (Japan)

Minimum Investment - Pooled: $2M

Minimum Investment - Separate: $100M

Portfolio Managers: 48 Research Analysts: 13


Epoch Investment Partners, Inc.

Contact: Bill Connolly, Managing Director, Institutional Client Relations

Address: 399 Park Ave., New York, NY

Phone: 212-303-7200

Fax: 212-202-4948

Manager Style: Active, Small, Mid, Large Cap, Value, Core, Free Cash Flow Orientated

Currency Managed: No

Managed For/Since: 2008

Ownership Structure: Principals -, Public -, Third Party - Wholly-owned subsidiary of The Toronto-Dominion Bank

Business Relationships: The Toronto-Dominion Bank.

Performance Presentation Standards: GIPS

Locations: New York

Minimum Investment - Separate: 25 - 50

Portfolio Managers: 16 Research Analysts: 19


Federated Investors, Inc.

Contact: David Gregoire, Vice-president

Address: 1001 Liberty Ave., Pittsburgh, PA

Phone: 416-527-1150

Fax: 412-288-1093

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE Equity: 2004; Emerging Markets Equity: 2014

Ownership Structure: Principals -0.15, Public -0.85, Third Party - Federated Investors, Inc. is publicly traded, but privately controlled. Federated has shares of both Class A Common Stock, no par value per share (the “Class A Common Stock”), and Class B Common Stock, no par value per share (the “Class B Common Stock”), issued and outstanding. The Class B Common Stock is listed on the New York Stock Exchange (“NYSE”) under the symbol “FII”. Except under certain limited circumstances, the entire voting power of Federated is vested in the holder of the outstanding shares of the Class A Common Stock. All of the outstanding shares of Class A Common Stock are held by a Voting Shares Irrevocable Trust, dated May 31, 1989 (the “Voting Trust”), the trustees of which are J. Christopher Donahue, Thomas R. Donahue, and their mother, Rhodora J. Donahue. All executive officers and current directors as a group (13 persons), as of February 28, 2017, represent 7.1% ownership.  We estimate that 15% is held by employees and family members.

Performance Presentation Standards: GIPS

Locations: Pittsburgh, Boston, New York, Rochester, Houston, Canton, Canonsburg & Warrendale (US); Frankfurt (Germany); Dublin (Ireland); Piccadilly London (UK); Melbourne (Australia)

Minimum Investment - Pooled: Varies by product

Minimum Investment - Separate: US$25M, however, this is negotiable

Portfolio Managers: 89 Research Analysts: 78


Fidelity Canada Institutional

Contact: Michael Barnett, Executive Vice-president, Institutional

Address: 483 Bay St., Toronto, ON

Phone: 416-217-7773

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: Over 20 years

Ownership Structure: Principals -, Public -, Third Party - Fidelity is a privately owned company with 100% of the firm owned by the founding Johnson family, various charity organizations and select Fidelity senior employees.

Business Relationships: Below is a description of all business relationships with related parties to Fidelity Investments Canada (FIC):

Performance Presentation Standards: GIPS, Other

Locations: Fidelity’s investment offices are located in the USA, Canada, UK and Hong Kong.

Minimum Investment - Pooled: $7.5M

Minimum Investment - Separate: $50M

Portfolio Managers: 194 Research Analysts: 420


FIERA CAPITAL CORPORATION

Contact: David Pennycook, Vice-chairman & Executive Vice-president, Institutional Markets

Address: 1501 McGill College Ave., Montreal, QC

Phone: 514-954-3300

Fax: 514-954-3325

Manager Style: Active, Small, Mid, Large Cap, GARP: Growth at Reasonable Price

Currency Managed: Yes

Managed For/Since: In terms of EAFE Equity Strategy, Fiera has offered EAFE products for 7¾ years or since October 2009. In terms of Emerging Markets Equity Strategy, products have been offered for more than 20 years.

Ownership Structure: Principals -0.16, Public -0.55, Third Party -0.29 2 Canadian Financial Institutions

Business Relationships: Fiera Infrastructure (Toronto), Fiera Properties (Halifax),

Performance Presentation Standards: AIMR, GIPS, Other

Locations: Montreal, Toronto, Vancouver, Calgary & Halifax (Canada); New York, Boston, Dayton, Los Angeles & San Francisco (US); London (UK), Douglas (Isle of Man), Frankfurt (DE)

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: $50M

Portfolio Managers: 4 Research Analysts: 15


FRANKLIN TEMPLETON INSTITUTIONAL

Contact: Matthew Williams, Head of Institutional & Client Services, Canada

Address: 200 King St. W., Ste. 1400, Toronto, ON

Phone: 416-957-6000

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE - 1954, EM - 1987

Ownership Structure: Principals -0.35, Public -0.65, Third Party -

Business Relationships: Franklin Resources, Inc.

Performance Presentation Standards: GIPS

Locations: Toronto (Canada); Nassau (Bahamas); Fort Lauderdale (US); Edinburgh (UK); Singapore (Singapore); Melbourne (Australia); Hong Kong & Shanghai (China); Rio De Janeiro (Brazil); Buenos Aires (Argentina); Warsaw (Poland); Istanbul (Turkey); Moscow (Russia); Dubai (UAE); Mumbai (India); Vienna (Australia); Bucharest (Romania); Johannesburg (South Africa); Ho Chi Minh City (Vietnam); Kuala Lumpur (Malaysia); Seoul (Korea); Bangkok (Thailand)

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $20M

Portfolio Managers: 33 Research Analysts: 71


Global Alpha Capital Management

Contact: Brent Wilkins, Head of Institutional Sales - Canada

Address: 1400-130 King St. W., Box 240, Toronto, ON

Phone: 416-364-5396

Fax: 416-363-2089

Manager Style: Active, Small Cap, Growth, Core

Currency Managed: No

Managed For/Since: 2009

Ownership Structure: Principals -51, Public -, Third Party -49 Connor, Clark & Lunn Financial Group Ltd.

Business Relationships: Connor, Clark & Lunn Financial Group Ltd.

Performance Presentation Standards: GIPS

Locations: Montreal, Toronto, Vancouver

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 10

Portfolio Managers: 4 Research Analysts: 1


GREYSTONE MANAGED INVESTMENTS INC.

Contact: Sean Collins, Senior Vice-president, Institutional Relationships

Address: 1230 Blackfoot Dr., 300 Park Centre, Regina, SK

Phone: 306-779-6400

Fax: 306-584-0552

Manager Style: Active, Large Cap, Growth

Currency Managed: No

Managed For/Since: 1992

Ownership Structure: Principals -0.7, Public -, Third Party -0.3 Three Canadian pension funds

Business Relationships: Acts as a sub-advisor for a number of third parties

Performance Presentation Standards: GIPS

Locations: Regina, Winnipeg & Toronto (Canada); Hong Kong (China)

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: $50M

Portfolio Managers: 27 Research Analysts: 20


GUARDIAN CAPITAL LP

Contact: Robert Broley, Senior Vice-president

Address: 199 Bay St., Commerce Court W., Ste. 3100, Toronto, ON

Phone: 416-947-4086

Fax: 416-364-9634

Manager Style: Active, Mid, Large Cap, Growth

Managed For/Since: 2005

Ownership Structure: Principals -, Public -, Third Party - Wholly-owned by Guardian Capital Group Limited

Business Relationships: GuardCap Asset Management Limited;

Performance Presentation Standards: GIPS

Locations: Toronto, Calgary (Canada), London (UK)

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: Varies by mandate

Portfolio Managers: 22 Research Analysts: 13


HEXAVEST INC.

Contact: Robert Brunelle, Senior Vice-president

Address: 1250 Rene-Levesque Blvd. W., Ste. 4200, Montreal, QC

Phone: 514-390-1225

Fax: 514-390-1184

Manager Style: Active, Large Cap, Core, Core with a value bias

Currency Managed: Yes

Managed For/Since: 1991

Ownership Structure: Principals -0.51, Public -, Third Party -0.49 Eaton Vance Corp.

Business Relationships: Eaton Vance Corp

Performance Presentation Standards: AIMR, GIPS, Other

Locations: Montreal

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: $50M

Portfolio Managers: 8 Research Analysts: 2


HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED

Contact: Ramy Zakher, Vice-president, Institutional Investments

Address: 70 York St., Ste. 300, Toronto, ON

Phone: 416-868-8286

Fax: 416-361-6345

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1973

Ownership Structure: Principals -, Public -1, Third Party -

Performance Presentation Standards: AIMR, GIPS

Locations: Montreal, Vancouver, Edmonton, Calgary, Toronto & in more than 20 countries/territories

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $50M

Portfolio Managers: 205 Research Analysts: 229


INTECH Investment Management LLC (INTECH)

Contact: J. Bret Young, Managing Director, Business Development

Address: CityPlace Tower 525 Okeechobee Blvd., Ste. 1800, West Palm Beach, FL

Phone: 561-775-1100

Fax: 561-775-1156

Manager Style: Active, Large Cap, Value, Growth, Core, Offers institutional investors low volatility, managed volatility, enhanced index, large-cap core, large-cap growth, and large-cap value strategies within the U.S., global, non-U.S., and emerging markets equity strategies, all of which are engineered with risk controls and optimization parameters that are specific to each strategy’s underlying benchmark index; can also engineer solutions that provide the underlying alpha in a form (i.e., with a beta) that best fits the overall needs of a client.

Currency Managed: No

Managed For/Since: 2006 & 2013

Ownership Structure: Principals -, Public -, Third Party - Janus Henderson Group PLC.

Business Relationships: INTECH is affiliated with Janus Henderson Group plc, and its subsidiaries and affiliates, which include Janus Capital Management LLC and Perkins Investment Management LLC. Additional information regarding INTECH’s affiliates, and the relationship that INTECH has with each entity, is discussed in Item 10 of INTECH’s Form ADV Part 2A.

Performance Presentation Standards: GIPS

Locations: West Palm Beach, Florida, Princeton, & New Jersey (US); London (UK)

Minimum Investment - Separate: 63

Portfolio Managers: 4 Research Analysts: 3


INTEGRA CAPITAL LIMITED

Contact: Charles Swanepoel, Chief Investment Officer

Address: 200-2020 Winston Park Dr., Oakville, ON

Phone: 905-829-1131

Fax: 905-829-0358

Manager Style: Active, Mid, Large Cap, Value, Growth, Core, Global Thematic Core, International Value, Emerging Markets Core Value, Emerging Markets Top Down Macro

Currency Managed: No

Managed For/Since: 1987

Ownership Structure: Principals -0.905, Public -, Third Party -0.095 Gryphon Investment Counsel

Business Relationships: Acadian Asset Management;

Performance Presentation Standards: GIPS

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $50M

Portfolio Managers: Research Analysts:


Invesco Canada

Contact: Michael Peck, Senior Vice-president, Head of Canadian Institutional

Address: 120 Bloor St. E., Ste. 700, Toronto, ON

Phone: 416-324-7679

Fax: 416-590-7742

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: 1981

Ownership Structure: Principals -7, Public -93, Third Party -

Performance Presentation Standards: GIPS

Locations: Atlanta, Toronto, Vancouver, Beijing, Hong Kong, Melbourne, Shenzhen, Singapore, Sydney, Taipei, Tokyo, Chicago, Houston, London, Louisville, New York, Palm Harbor (FL), San Diego, Austin, San Francisco, Frankfurt, Henley (UK), Boston, Dallas, London, Luxembourg, Madrid, Milan, Munich, Newport Beach (CA), Paris, Prague, Seoul, Shanghai, Warsaw

Minimum Investment - Pooled: 1

Minimum Investment - Separate: Varies by product

Portfolio Managers: 354 Research Analysts: 247


J.P. MORGAN ASSET MANAGEMENT (CANADA) INC.

Contact: Daniel Smith, Executive Director

Address: Ste. 4500, TD Bank Tower, 66 Wellington St. W., Toronto, ON

Phone: 416-981-9142

Fax: 416-981-9196

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core, Offers investment strategies across a variety of management styles

Currency Managed: Yes

Managed For/Since: EAFE: 1982 EM: 1971

Ownership Structure: Principals -, Public -, Third Party - Wholly-owned subsidiary of J.P. Morgan Chase & Company

Business Relationships: Security Capital; Fleming Asset Management; Highbridge Capital Management; Gavea Investimentos

Performance Presentation Standards: AIMR, GIPS

Locations: Offices in more than 100 cities around the world, including 14 major investment centres: Beijing, Hong Kong & Shanghai (China); Chicago, New York & Columbus (US); London (UK); Melbourne (Australia); Mumbai (India); Rio de Janiero (Brazil); Seoul (Korea); Singapore (Singapore); Taipei (Taiwan); Tokyo (Japan); Vancouver (Canada)

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: Strategy Dependent

Portfolio Managers: Research Analysts:


Jarislowsky, Fraser Limited

Contact: Peter Godec, Partner

Address: 20 Queen St. W., Ste. 3100, Toronto, ON

Phone: 416-363-7417

Fax: 416-363-8079

Manager Style: Active, Large Cap, Growth

Currency Managed: No

Managed For/Since: 20 years in a specific fund, 35-40 years with individual stocks in segregated portfolios

Ownership Structure: Principals -100% Partners, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Toronto, Montreal, Calgary, Vancouver, New York

Minimum Investment - Pooled: $1 million

Minimum Investment - Separate: $10 million

Portfolio Managers: 23 Research Analysts: see portfolio managers


LAZARD ASSET MANAGEMENT LLC

Contact: Robert Harrison, Director

Address: 130 King St. W., Ste. 1800, Toronto, ON

Phone: 416-945-6627

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE: 1971 EM: 1990

Ownership Structure: Principals -, Public -, Third Party -1 Subsidiary of & owned by Lazard Freres & Co. LLC.

Business Relationships: Lazard Asset Management LLC; Lazard Asset Management (Canada), Inc.; Lazard Asset Management Limited; Lazard Fund Managers (Ireland) Limited; Lazard Asset Management Limited – Bahrain; Lazard Gulf Ltd. (Dubai); Lazard Asset Management (Deutschland) GmbH; Lazard Asset Management (Singapore) Pte. Ltd.; Lazard Asset Management (Hong Kong) Limited; Lazard Korea Asset Management Co., Ltd (LKAM); Lazard Japan Asset Management KK; Lazard Asset Management Pacific Co.

Performance Presentation Standards: GIPS

Locations: New York, Boston, Chicago, San Francisco & Radnor (US); Montreal & Toronto (Canada); London (UK);Frankfurt & Hamburg (Germany); Milan (Italy); Zurich (Switzerland); Hong Kong (China); Seoul (Korea); Tokyo (Japan); Sydney (Australia); Dublin (Ireland); Singapore (Singapore).

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $5M

Portfolio Managers: 142 Research Analysts: 102


LETKO, BROSSEAU & ASSOCIATES INC.

Contact: Lisa Caswell, Client Services

Address: 145 King St. W., Ste. 2101, Toronto, ON

Phone: 647-426-1780

Fax: 647-426-1587

Manager Style: Active, Small, Mid, Large Cap, Core, Emerging Markets Pooled Fund launched in 2011 has $1213 million in assets under management as of June 30, 2017.

Currency Managed: No

Managed For/Since: 1987

Ownership Structure: Principals -0.84, Public -, Third Party -0.16 Private Individuals

Business Relationships: N/A

Performance Presentation Standards: GIPS

Locations: Montreal, Toronto, Calgary

Minimum Investment - Pooled: $1M

Minimum Investment - Separate: $5M

Portfolio Managers: 21 (including portfolio managers and research analysts) Research Analysts: 21 (including portfolio managers and research analysts)


LINCLUDEN INVESTMENT MANAGEMENT

Contact: Wayne Wilson, Vice-president

Address: 201 City Centre Dr., Ste. 201, Mississauga, ON

Phone: 905-273-3018

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, All Cap Manager

Currency Managed: Yes

Managed For/Since: 2000

Ownership Structure: Principals -, Public -, Third Party - Employee-owned

Minimum Investment - Pooled: 150000

Minimum Investment - Separate: $2M

Portfolio Managers: 7 Research Analysts: 3


MANULIFE ASSET MANAGEMENT

Contact: Adam Neal, Head of Distribution - Canada

Address: NT5, 200 Bloor St. E., Toronto, ON

Phone: 416-926-3000

Fax:

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE: 2005 EM: 2007

Ownership Structure: Principals -, Public -, Third Party -1 Manulife Financial Corporation

Business Relationships: Manulife Financial Corporation; Manulife Mutual Funds; Manulife Asset Management Limited; Gestion d'actifs Manuvie Manulife Asset Management; Manulife Asset Management (U.S.) LLC ; John Hancock Funds, LLC; Manulife Asset Management (Europe); Manulife Asset Management (Asia); Manulife TEDA Fund Management Co.; Manulife Asset Management (Japan) Limited; Declaration Management & Research LLC

Performance Presentation Standards: GIPS

Locations: Toronto, Montreal & Calgary (Canada);Boston & Milwaukee (US); London (UK); Hong Kong, Beijing & Shanghai (China); Jakarta (Indonesia); Singapore (Singapore); Kuala Lumpur (Malaysia); Taipei (Taiwan); Tokyo (Japan); Seoul (Korea)

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: Equity - $10M, Fixed Income - $25M

Portfolio Managers: 169 Research Analysts: 180


MARATHON-LONDON

Contact: Wilson Phillips, Client Director

Address: Orion House, 5 Upper St. Martin's Lane, London, UK

Phone: 914-244-9644

Fax: 914-244-9647

Manager Style: Active, Mid, Large Cap, Core, All Cap

Managed For/Since: EAFE - 1987

Ownership Structure: Principals -3 founding members & other key employees, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: London, UK,Mount Kisco, NY,

Minimum Investment - Pooled: $25M

Portfolio Managers: 11 Research Analysts: 4


Matthews International Capital Management, LLC (“Matthews Asia”)

Contact: Celine Colgan, Head of North America Institutional Business

Address: 4 Embarcadero Center, Ste. 550, San Francisco, CA

Phone: 415-954-4545

Fax: 415-788-4804

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core, Since the firm’s 1991 inception, Matthews Asia has launched innovative investment strategies across the risk-reward spectrum. We will continue to introduce new strategies as appropriate based on our careful assessment of their long-term investment potential.

Currency Managed: No

Managed For/Since: September, 1994

Ownership Structure: Principals -Matthews Asia is an independent, boutique asset management firm founded and initially owned by Paul Matthews beginning in 1991. Since then Management/Employees have collectively remained the largest shareholder of the firm. Please refer to the fully diluted ownership structure below as of June 30, 2017. Matthews International Capital Management, LLC Ownership Structure: Ownership Entity; % of Ownership; Management, 40%, RBC USA HoldCo Corp. 18%, Lovell Minnick Partners LLC 20%, Mizuho Bank Limited 16%, Miscellaneous Investors6%, Total 100%, Public -None, Matthews Asia is independent, without a parent company, and is privately held., Third Party -Please see above. Please see above.

Business Relationships: Please see above. Matthews Asia is independent, without a parent company or affiliates.

Performance Presentation Standards: GIPS

Locations: San Francisco, London, Hong Kong

Minimum Investment - Pooled: $1.3 M CDN (Institutional Class Shares)

Minimum Investment - Separate: $130 M CDN

Portfolio Managers: Matthews Asia has 22 portfolio managers as of June 30, 2017. Research Analysts: Matthews Asia has 16 research analysts as of June 30, 2017.


Mawer Investment Management Ltd.

Contact: Rob Campbell, Institutional Portfolio Manager

Address: Bay Adelaide Centre, West Tower, Ste. 830, Box 43, 333 Bay St., Toronto, ON

Phone: 416-865-5297

Fax: 416-865-3357

Manager Style: Active, Mid Cap, Quality at the right price

Currency Managed: No

Managed For/Since: 1987

Ownership Structure: Principals -Private - Employee Owned, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Calgary, Toronto, Singapore

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 50

Portfolio Managers: 12 Research Analysts: 13


MFS Investment Management Canada Limited

Contact: Christine Girvan, Managing Director, Sales, Canada

Address: 77 King St. W., 35th Floor, Toronto, ON

Phone: 416-361-7273

Fax: 416-862-0167

Manager Style: Active, Large Cap, Value, Growth, Core, Strategies can vary in Market Cap & Style.

Managed For/Since: EAFE: 1996, Emerging Markets: 1995

Ownership Structure: Principals -Up to 20%, Public -, Third Party -Remainder Sun Life Financial, Inc.

Business Relationships: MFS Institutional Advisors, Inc.; MFS International (U.K.) Limited; MFS Investment Management K.K.; MFS International Ltd.; MFS International (Hong Kong) Limited; MFS International Singapore Pte. Ltd.; MFS Investment Management Canada Limited; MFS Fund Distributors, Inc.; MFS Service Center, Inc.; MFS do Brasil Desenvolvimento de Mercado Ltda.; MFS Investment Management Company, (Lux) S.ar.l.; MFS Heritage Trust Company, 3060097 Nova Scotia Company

Performance Presentation Standards: GIPS

Locations: Boston (US); Hong Kong (China); London (UK); Tokyo (Japan); Singapore (Singapore); São Paulo (Brazil); Mexico City (Mexico); Sydney (Australia)

Minimum Investment - Pooled: $3M

Portfolio Managers: 78 Research Analysts: 103


NORTHERN TRUST ASSET MANAGEMENT

Contact: David Lester, Senior Vice-president

Address: 1910-145 King St. W., Toronto, ON

Phone: 416-775-2215

Fax: 416-366-2033

Manager Style: Active, Passive, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Ownership Structure: Principals -, Public -Yes, Third Party -

Portfolio Managers: Research Analysts:


NS PARTNERS LTD.

Contact: Brent Wilkins, Head of Institutional Sales - Canada

Address: 1400-130 King St. W., Box 240, Toronto, ON

Phone: 416-364-5396

Fax: 416-363-2089

Manager Style: Active, Mid, Large Cap, Growth, Core

Currency Managed: Yes

Managed For/Since: 26 years

Ownership Structure: Principals -0.5, Public -, Third Party -0.5 Jointly owned by Connor, Clark & Lunn Financial Group & NS Partners Ltd.

Business Relationships: Connor, Clark & Lunn Financial Group; NS Partners Ltd.

Performance Presentation Standards: AIMR, GIPS

Locations: Toronto, Montreal & Vancouver (Canada); New York (US); London (UK)

Minimum Investment - Pooled: $5M

Minimum Investment - Separate: $10M

Portfolio Managers: 9 Research Analysts: Portfolio managers also act as research analysts


PGIM Fixed Income

Contact: Brad Blalock, Head of North America Client Advisory Group & Global Head of Consultant Relations

Address: 655 Broad St., 8th Floor, Newark, NJ

Phone: 973-367-5431

Fax:

Manager Style: Active, PGIM Fixed Income is an active, global asset manager of multi- and single sector fixed income portfolios.

Currency Managed: Yes

Managed For/Since: 1928

Ownership Structure: Principals -, Public -1, Third Party -

Business Relationships: PGIM Fixed Income operates primarily through PGIM, Inc., a registered investment adviser under the US Investment Advisers Act of 1940, as amended, and a Prudential Financial, Inc. company (PRU).

Performance Presentation Standards: GIPS

Locations: Newark, New Jersey, USA, London, Tokyo, Singapore

Minimum Investment - Pooled: 13

Minimum Investment - Separate: Varies by Strategy

Portfolio Managers: 119 Research Analysts: 151


PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT (RBC GAM INC.)

Contact: John Skeans, Head of Consultant Relations (Canada)

Address: 20th Floor, 200 Burrard St., Vancouver, BC

Phone: 604-408-6238

Fax: 604-685-5712

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: 1993

Ownership Structure: Principals -, Public -1, Third Party -

Performance Presentation Standards: GIPS

Locations: Vancouver, Toronto, Montreal

Minimum Investment - Pooled: Based on minimum fee.

Minimum Investment - Separate: Based on minimum fee.

Portfolio Managers: 122 Research Analysts: 118


PICTET ASSET MANAGEMENT LTD.

Contact: John Maratta, Senior Vice-president

Address: 1000 de la Gauchetiere W., Ste. 3100, Montreal, QC

Phone: 514-350-6236

Fax: 514-288-4573

Manager Style: Active, Small, Mid Cap, Value, Growth, Core, Emerging Markets: All Cap, Value; EAFE: All Cap, Growth (GARP); International Small Cap: Small Cap, Growth

Managed For/Since: EAFE - 1995 EM - 1991

Ownership Structure: Principals -, Public -, Third Party - Wholly-owned subsidiary of Pictet Group

Business Relationships: There are broker dealers within the Pictet Group, including Banque Pictet & Cie SA, Pictet Overseas Inc, and Pictet Canada LP. Pictet Asset Management may use these associated broker dealers where appropriate and where best execution can be provided. For segregated mandates, Pictet Asset Management can accept restrictions on the use of affiliated brokers.

Performance Presentation Standards: GIPS

Locations: Geneva & Zurich (Switzerland); London (UK); Milan (Italy); Singapore (Singapore); Tokyo (Japan); Hong Kong (China)

Minimum Investment - Pooled: 1

Minimum Investment - Separate: $50M

Portfolio Managers: 149 Research Analysts: 90


Pier 21 Asset Management Inc.

Contact: David M. Star, President & CEO

Address: 1751 Richardson St., Ste. 2.200, Montreal, QC

Phone: 514-397-4027

Fax: 514-397-8700

Manager Style: Active, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: 2006

Ownership Structure: Principals -100% privately-owned, Public -, Third Party -

Business Relationships: Copenhagen (Denmark); London (UK); Luxembourg (Luxembourg); Sydney & Melbourne (Australia)

Performance Presentation Standards: GIPS

Locations: Montreal (Canada).

Minimum Investment - Pooled: 5

Minimum Investment - Separate: 20

Portfolio Managers: Research Analysts:


RUSSELL INVESTMENTS CANADA LTD.

Contact: Tom Lappalainen, Director, Strategic Advice

Address: 100 King St. W., Ste. 5900, Toronto, ON

Phone: 416-382-8411

Fax: 416-362-4494

Manager Style: Active

Managed For/Since: 15 years

Ownership Structure: Principals -, Public -, Third Party -

Locations: 21 offices across the world

Minimum Investment - Pooled: $10M

Portfolio Managers: Research Analysts:


SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC.

Contact: Ross Servick, Head of Canadian Distribution

Address: 7 Bryant Park, New York, NY

Phone: 212-632-2946

Fax: 212-641-3985

Manager Style: Active, Large Cap, Core

Currency Managed: No

Managed For/Since: EAFE - 1981, Emerging Markets - 1991

Ownership Structure: Principals -47.9, Public -48.5, Third Party -3.6 Schroder employees - 3.6%

Business Relationships: Cazenove Capital Holdings Limited, Schroders NewFinance Capital LLP, Schroder Investment Management Limited, Schroder Investment Management North America Limited, Schroder Investments Limited, Schroder Middle East Limited, Schroder Pension Management Limited, Schroder Property Investment Management Limited, Schroder Unit Trusts Limited; Schroder Investment Management S.A.; Schroder Investment Management Australia Limited; Schroder Investment Management Brasil DTVM S.A.; New Finance (Cayman) Limited; Channel Islands - Schroder Property Managers (Jersey) Limited; Schroder Investment Management GmbH; Schroder Property Investment Management GmbH, Schroder Property Kapitalanlagegesellschaft GmbH, Real Neunzehnte Verwaltungsgesellschaft mbH; Schroder Investment Management (Hong Kong) Limited; PT Schroder Investment Management Indonesia – 99%; Schroder Investment Management (Ireland) Limited; Schroders Italy SIM S.p.A.; Schroder Investment Management (Japan) Limited; Schroders Korea Limited; Schroder Investment Management (Luxembourg) S.A., Schroder Property Investment Management (Luxembourg) S.à.r.l.; Schroders, S.A. de CV Distribuidorg de Aciones de Sociedades de Inversión; Schroder Investment Management (Singapore) Limited; Schroder Investment Management (Switzerland) AG; Schroder Investment Consulting Co. Limited, Schroder Investment Management (Taiwan) Limited; Schroder Investment Management North America Inc.; Schroder Fund Advisors LLC.

Performance Presentation Standards: GIPS

Locations: Bermuda; Buenos Aires (Argentina); Cayman Islands; Mexico City (Mexico); New York & Philadelphia (US); Santiago (Chile); São Paulo (Brazil); Amsterdam (The Netherlands); Cape Town (South Africa); Copenhagen (Denmark); Dubai (UAE); Frankfurt (Germany); Geneva & Zurich (Switzerland); Gibraltar; Luxembourg (Luxembourg); Madrid (Spain); Milan & Rome (Italy); Paris (France); Stockholm (Sweden); Chester; Edinburgh; Guernsey; Jersey; London; Maidstone & Oxford (UK); Beijing; Hong Kong & Shanghai (China); Jakarta (Indonesia); Mumbai (India); Seoul (Korea); Singapore (Singapore); Sydney (Australia); Taipei (Taiwan); Tokyo (Japan)

Minimum Investment - Pooled: EM: $5M

Minimum Investment - Separate: EAFE: $50M. EAFE Small Cap: $100M. EM: $100M.

Portfolio Managers: 249 Research Analysts: 258


Setanta Asset Management

Contact: Rocco Vessio, Director Business Development, Canada

Address: 190 Simcoe St., 8th Floor, Toronto, ON

Phone: 416-552-5061

Fax:

Manager Style: Active, Small, Mid, Large Cap, Value, Bottom-up fundamental value investors. The research process aims to understand how each business functions and consider risks pertinent to the business. Securities are chosen by a team of global sector specialists, targeting sensible diversification across industries, geographies and market capitalizations.

Currency Managed: No

Managed For/Since: Dec-03

Ownership Structure: Principals -Great West Life Co., Public -1, Third Party -

Performance Presentation Standards: Other

Locations: Dublin, Toronto

Minimum Investment - Pooled: 1

Minimum Investment - Separate: 10

Portfolio Managers: 12 Research Analysts: 11 (Portfolio Managers carry out all their own research, so they would double as analysts also)


SPRUCEGROVE INVESTMENT MANAGEMENT LTD.

Contact: Tasleem Jamal, Vice-president, Marketing & Client Service

Address: 181 University Ave., Ste. 1300, Toronto, ON

Phone: 416-363-5854

Fax: 416-363-6803

Manager Style: Active, Small, Mid, Large Cap, Value, All Cap

Managed For/Since: 1985

Ownership Structure: Principals -, Public -, Third Party - Employees

Performance Presentation Standards: AIMR, GIPS

Locations: Toronto

Minimum Investment - Pooled: $20M

Minimum Investment - Separate: $50M

Portfolio Managers: 4 Research Analysts: 12


STATE STREET GLOBAL ADVISORS, LTD.

Contact: Michael W. Brown, Vice-president, Canada Consultant Relations

Address: 30 Adelaide St. E, Ste. 500, Toronto, ON

Phone: 647-775-5778

Fax: 647-775-7264

Manager Style: Active, Passive, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: Yes

Managed For/Since: EAFE-1979,Emerging Markets-1990

Ownership Structure: Principals -Less than 5%, Public -More than 95%, Third Party -(see note) State Street Global Advisors, Ltd. (“SSGA Canada”) is a limited liability corporation incorporated under the laws of Canada. SSGA Canada is a wholly-owned subsidiary of SSGA International Holdings Inc. (“SSGA IH”). SSGA IH is a wholly-owned subsidiary of SSGA Inc., which is a wholly-owned subsidiary of State Street Corporation. State Street Corporation is a publicly traded bank holding company whose shares are traded on the New York Stock Exchange under the symbol “STT.”

Business Relationships: State Street Global Alliance, LLC

Performance Presentation Standards: GIPS

Locations: Boston, Hong Kong, London, Toronto, Brussels, Paris, Sydney, Dubai, Montreal, San Francisco, Atlanta, Tokyo, Zurich, Munich, Chicago, Singapore, Milan, New York, Bangalore, Amsterdam, Melbourne, Frankfurt, Hangzhou, Seoul, Taipei, Dublin and Stamford.

Minimum Investment - Pooled: $0; Minimum annual fees apply

Minimum Investment - Separate: $0; Minimum annual fees apply

Portfolio Managers: 238 Research Analysts: 114


SUN LIFE GLOBAL INVESTMENTS

Contact: Lori Landry, Chief Marketing Officer & Head of Institutional Business

Address: 1 York St., Toronto, ON

Phone: 416-408-7799

Fax: 416-586-0399

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core, Low Volatility

Managed For/Since: EAFE: 2010 EM: 2011

Ownership Structure: Principals -, Public -, Third Party - Sun Life Financial

Business Relationships: Schroder Investment Management, MFS

Performance Presentation Standards: AIMR, GIPS

Locations: Toronto, Waterloo, Montreal

Minimum Investment - Pooled: Each series/investor negotiates its own management & advisory fee

Portfolio Managers: 3 Research Analysts: 15


T. Rowe Price

Contact: Bruce E. Winch, Head of Sales, Canada

Address: 77 King St. W., Ste. 4240, Toronto, ON

Phone: 416-572-2582

Fax: 416-572-4085

Manager Style: Active, Small, Mid, Large Cap, Value, Growth, Core

Currency Managed: No

Managed For/Since: EAFE & EM: 1984

Ownership Structure: Principals -0.17, Public -0.83, Third Party - *T. Rowe Price Group, Inc. is an independent, publicly traded company with significant employee ownership. Common stock owned outright by our associates, combined with outstanding vested stock options and unvested restricted stock awards, total nearly 17% of the firm’s outstanding shares and outstanding vested stock options at June 30, 2017.

Business Relationships: Yes

Performance Presentation Standards: GIPS

Locations: Baltimore (U.S.)

Minimum Investment - Pooled: Pooled accounts available

Minimum Investment - Separate: US$50M

Portfolio Managers: 80 (42 Equity, 31 Fixed Income and 7 Asset Allocation) Research Analysts: 260 (*13 Sector Portfolio Managers, 145 Investment Analysts, 51 Associate Research Analysts, 51 Quantitative Analysts


TD ASSET MANAGEMENT INC.

Contact: Mark Cestnik, Managing Director

Address: 161 Bay St., 34th Floor, CT Tower, Toronto, ON

Phone: 416-983-7088

Fax:

Manager Style: Active, Passive, Large Cap, Core

Currency Managed: No

Managed For/Since: 1992

Ownership Structure: Principals -, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Toronto, Montreal

Minimum Investment - Pooled: $17M

Minimum Investment - Separate: $200M

Portfolio Managers: 50 Research Analysts: 55


UBS ASSET MANAGEMENT

Contact: David Coyle, Executive Director

Address: 161 Bay St., Ste. 4100, Toronto, ON

Phone: 416-681-5200

Fax: 416-681-5100

Manager Style: Active, Small, Large Cap, Growth, Core

Currency Managed: Yes

Managed For/Since: 1981

Ownership Structure: Principals -, Public -1, Third Party -

Performance Presentation Standards: GIPS, Other

Locations: Toronto & Montreal (Canada); Chicago & New York US); London (UK); Zurich (Switzerland); Singapore (Singapore); Hong Kong (China)

Minimum Investment - Pooled: $15M

Minimum Investment - Separate: $50M

Portfolio Managers: 309 Research Analysts: 238


Unigestion Asset Management (Canada) Inc.

Contact: Rémi Colcombet, Director

Address: TD Canada Trust Tower 161 Bay St., 27th Floor, Toronto, ON

Phone: 647-350-2020

Fax:

Manager Style: Active, Small, Mid, Large Cap, Core, Risk managed

Currency Managed: No

Managed For/Since: 2005

Ownership Structure: Principals -0.73, Public -, Third Party -0.27

Business Relationships: Unigestion Holding SA (parent)

Performance Presentation Standards: GIPS

Locations: Toronto, Montreal, Geneva, Zurich, London, Jersey City, Paris, Singapore, Luxembourg

Minimum Investment - Separate: Varies by Mandate

Portfolio Managers: 23 Research Analysts: 48


Van Berkom and Associates

Contact: Simon Lussier, Partner, Vice-president & CCO

Address: 1005-1130 Sherbrooke St. W., Montreal, QC

Phone: 514-798-3188

Fax:

Manager Style: Active, Small Cap

Currency Managed: No

Managed For/Since: Dec-11

Ownership Structure: Principals -1, Public -, Third Party -

Performance Presentation Standards: GIPS

Locations: Montreal, Hong Kong

Minimum Investment - Separate: $5.0 Million

Portfolio Managers: 1 Research Analysts: 2


Van Berkom and Associates Inc.

Contact: Simon Lussier, Parnter, Vice-president & COO

Address: 1005-1130 Sherbrooke W, Montreal, QC

Phone: 514-798-3188

Fax:

Manager Style: Active, Small Cap

Currency Managed: No

Managed For/Since: Dec-11

Ownership Structure: Principals -1, Public -, Third Party -

Minimum Investment - Separate: $5 million

Portfolio Managers: 1 Research Analysts: 2


VONTOBEL ASSET MANAGEMENT, INC.

Contact: Jeffrey Kutler, Executive Director, Institutional Clients, North America

Address: 1540 Broadway, 38th Floor, New York, NY

Phone: 646-431-3310

Fax: 212-415-7087

Manager Style: Active, Large Cap, Growth

Currency Managed: No

Managed For/Since: EAFE: 1990 EM: 1992

Ownership Structure: Principals -, Public -, Third Party - Vontobel Holding AG

Business Relationships: Related to other companies through parent company

Performance Presentation Standards: GIPS

Locations: Hong Kong (China)

Minimum Investment - Pooled: $10 million (private placement funds)

Minimum Investment - Separate: $100 million

Portfolio Managers: Int'l: 3, Global: 2, EME: 3 Research Analysts: 17 (portfolio managers are first and foremost business analysts, as such they have been included in the number of research analysts)